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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) (granted 6/26/96) | $ 11.7479 | 06/20/2006 | M | 2,139 | (3) | 06/26/2006 | Common Stock | 2,139 | $ 0 | 0 | D | ||||
Class B Common Stock | $ 0 (4) | (5) | (6) | Common Stock | 31,800 | 31,800 | I | As custodian (7) | |||||||
Class B Common Stock | $ 0 (4) | (5) | (6) | Common Stock | 10,667 | 10,667 | I | By spouse | |||||||
Class B Common Stock | $ 0 (4) | (5) | (6) | Common Stock | 196,491 | 196,491 | D | ||||||||
Stock Option (right to buy) (granted 6/26/97) | $ 11.5725 | (3) | 06/26/2007 | Common Stock | 2,139 | 2,139 | D | ||||||||
Stock Option (right to buy) (granted 6/25/98) | $ 11.8794 | (3) | 06/25/2008 | Common Stock | 2,139 | 2,139 | D | ||||||||
Stock Option (right to buy) (granted 6/30/99) | $ 8.6356 | (3) | 06/30/2009 | Common Stock | 4,990 | 4,990 | D | ||||||||
Stock Option (right to buy) (granted 6/28/00) | $ 8.0219 | (3) | 06/28/2010 | Common Stock | 21,387 | 21,387 | D | ||||||||
Stock Option (right to buy) (granted 7/11/02) | $ 10.9062 | (3) | 07/11/2012 | Common Stock | 35,645 | 35,645 | D | ||||||||
Stock Option (right to buy) (granted 9/8/03) | $ 10.2469 | (3) | 09/08/2013 | Common Stock | 10,693 | 10,693 | D | ||||||||
Stock Option (right to buy) (granted 8/18/04) | $ 12.7298 | (3) | 08/18/2014 | Common Stock | 10,694 | 10,694 | D | ||||||||
Stock Option (right to buy) (granted 10/6/05) | $ 14.0694 | (3) | 10/06/2015 | Common Stock | 14,258 | 14,258 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Marcus Gregory S C/O THE MARCUS CORPORATION 100 EAST WISCONSIN AVENUE, SUITE 1900 MILWAUKEE, WI 532024125 |
Senior Vice President |
By: Tracy L. Haas, Attorney-In-Fact | 06/22/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | As sole custodian of these shares held by the Alexandra Marcus U/WI/UTMA. |
(2) | Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan. |
(3) | The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years. |
(4) | This security is convertible into common stock on a 1-for-1 basis at no cost. |
(5) | This security is immediately exercisable. |
(6) | No expiration date. |
(7) | As sole custodian of 13,900 Class B shares held by the Alexandra Marcus U/WI/UTMA, 13,900 Class B shares held by the Michael Marcus U/WI/UTMA, and 4,000 Class B shares held by the Samantha Marcus U/WI/UTMA. |