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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 10.75 | 03/08/2007 | M | 18,000 | (4) | 02/26/2014 | Common Stock | 18,000 | $ 0 | 6,000 | D (1) | ||||
Stock Option (Right to Buy) | $ 10.08 | 03/08/2007 | M | 6,000 | (5) | 01/03/2015 | Common Stock | 6,000 | $ 0 | 0 | D (1) | ||||
Stock Option (Right to Buy) | $ 19 | 03/08/2007 | M | 6,000 | (6) | 07/27/2015 | Common Stock | 6,000 | $ 0 | 0 | D (1) | ||||
Stock Option (Right to Buy) | $ 18.95 | 03/08/2007 | M | 13,000 | (7) | 03/03/2016 | Common Stock | 13,000 | $ 0 | 4,000 | D (1) | ||||
Stock Option (Right to Buy) | $ 16.5 | 03/08/2007 | M | 4,500 | (8) | 05/24/2016 | Common Stock | 4,500 | $ 0 | 1,500 | D (1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BLAIR JAMES C C/O DOMAIN ASSOCIATES, LLC ONE PALMER SQUARE PRINCETON, NJ 08542 |
X |
Lisa A. Kraeutler, Attorney-in-Fact | 03/09/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to the limited liability company agreement of Domain Associates, LLC, of which the Reporting Person is a managing member, upon exercise the shares underlying the options were transferred to Domain Associates, LLC. |
(2) | The Reporting Person is a managing member of Domain Associates, LLC. Pursuant to Instruction 4(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him. |
(3) | Reflects the net exercise of options, whereby shares were sold to pay the option exercise price at their fair market value on the date of exercise of $23.14. |
(4) | The option was granted on 2/26/04 and vested 25% on the first anniversary of that date with the balance vesting in 36 monthly installments thereafter. |
(5) | The option was granted on 1/3/05 and was 100% vested on that date. |
(6) | The option was granted on 7/27/05 and was 100% vested on the first anniversary of that date. |
(7) | The option was granted on 3/3/06 and 11,000 shares vested on that date with an additional 2,000 shares vesting on each anniversary thereafter. |
(8) | The option was granted on 5/24/06 and vests in twelve equal monthly installments beginning on that date. |