1
|
NAME OF REPORTING PERSON
Thomas H. Lee (Alternative) Fund V, L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
236,266,399*
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
236,266,399*
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
236,266,399*
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
See item 4 and item 8
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
63.3%**
|
||
12
|
TYPE OF REPORTING PERSON
PN
|
|
*
|
Represents the aggregate number of shares of common stock, par value €0.07 per share (“Common Stock”), of Nielsen Holdings N.V. (the “Issuer”) held by Valcon Acquisition Holding (Luxembourg) S.á.r.l. (“Luxco”).
|
|
**
|
The calculation of the foregoing percentage is based on 373,294,219 shares of Common Stock outstanding as of February 1, 2013, as reported in the Issuer’s Preliminary Prospectus Supplement filed with the Securities and Exchange Commission on February 14, 2013.
|
1
|
NAME OF REPORTING PERSON
Thomas H. Lee (Alternative) Parallel Fund V, L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
236,266,399*
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
236,266,399*
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
236,266,399*
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
See item 4 and item 8
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
63.3% **
|
||
12
|
TYPE OF REPORTING PERSON
PN
|
|
*
|
Represents the aggregate number of shares of common stock, par value €0.07 per share (“Common Stock”), of Nielsen Holdings N.V. (the “Issuer”) held by Valcon Acquisition Holding (Luxembourg) S.á.r.l. (“Luxco”).
|
|
**
|
The calculation of the foregoing percentage is based on 373,294,219 shares of Common Stock outstanding as of February 1, 2013, as reported in the Issuer’s Preliminary Prospectus Supplement filed with the Securities and Exchange Commission on February 14, 2013.
|
1
|
NAME OF REPORTING PERSON
Thomas H. Lee (Alternative) Cayman Fund V, L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
236,266,399*
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
236,266,399*
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
236,266,399*
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
See item 4 and item 8
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
63.3%**
|
||
12
|
TYPE OF REPORTING PERSON*
PN
|
|
*
|
Represents the aggregate number of shares of common stock, par value €0.07 per share (“Common Stock”), of Nielsen Holdings N.V. (the “Issuer”) held by Valcon Acquisition Holding (Luxembourg) S.á.r.l. (“Luxco”).
|
|
**
|
The calculation of the foregoing percentage is based on 373,294,219 shares of Common Stock outstanding as of February 1, 2013, as reported in the Issuer’s Preliminary Prospectus Supplement filed with the Securities and Exchange Commission on February 14, 2013.
|
1
|
NAME OF REPORTING PERSON
Thomas H. Lee (Alternative) Fund VI, L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
236,266,399*
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
236,266,399*
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
236,266,399*
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
63.3%**
|
||
12
|
TYPE OF REPORTING PERSON
PN
|
|
*
|
Represents the aggregate number of shares of common stock, par value €0.07 per share (“Common Stock”), of Nielsen Holdings N.V. (the “Issuer”) held by Valcon Acquisition Holding (Luxembourg) S.á.r.l. (“Luxco”).
|
|
**
|
The calculation of the foregoing percentage is based on 373,294,219 shares of Common Stock outstanding as of February 1, 2013, as reported in the Issuer’s Preliminary Prospectus Supplement filed with the Securities and Exchange Commission on February 14, 2013.
|
1
|
NAME OF REPORTING PERSON
Thomas H. Lee (Alternative) Parallel Fund VI, L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
236,266,399*
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
236,266,399*
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
236,266,399*
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
See item 4 and item 8
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
63.3%**
|
||
12
|
TYPE OF REPORTING PERSON
PN
|
|
*
|
Represents the aggregate number of shares of common stock, par value €0.07 per share (“Common Stock”), of Nielsen Holdings N.V. (the “Issuer”) held by Valcon Acquisition Holding (Luxembourg) S.á.r.l. (“Luxco”).
|
|
**
|
The calculation of the foregoing percentage is based on 373,294,219 shares of Common Stock outstanding as of February 1, 2013, as reported in the Issuer’s Preliminary Prospectus Supplement filed with the Securities and Exchange Commission on February 14, 2013.
|
1
|
NAME OF REPORTING PERSON
Thomas H. Lee (Alternative) Parallel (DT) Fund VI, L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
236,266,399*
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
236,266,399*
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
236,266,399*
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
See item 4 and item 8
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
63.3%**
|
||
12
|
TYPE OF REPORTING PERSON
PN
|
|
*
|
Represents the aggregate number of shares of common stock, par value €0.07 per share (“Common Stock”), of Nielsen Holdings N.V. (the “Issuer”) held by Valcon Acquisition Holding (Luxembourg) S.á.r.l. (“Luxco”).
|
|
**
|
The calculation of the foregoing percentage is based on 373,294,219 shares of Common Stock outstanding as of February 1, 2013, as reported in the Issuer’s Preliminary Prospectus Supplement filed with the Securities and Exchange Commission on February 14, 2013.
|
1
|
NAME OF REPORTING PERSON
THL Coinvestment Partners, L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
236,266,399*
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
236,266,399*
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
236,266,399*
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
See item 4 and item 8
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
63.3%**
|
||
12
|
TYPE OF REPORTING PERSON
PN
|
|
*
|
Represents the aggregate number of shares of common stock, par value €0.07 per share (“Common Stock”), of Nielsen Holdings N.V. (the “Issuer”) held by Valcon Acquisition Holding (Luxembourg) S.á.r.l. (“Luxco”).
|
|
**
|
The calculation of the foregoing percentage is based on 373,294,219 shares of Common Stock outstanding as of February 1, 2013, as reported in the Issuer’s Preliminary Prospectus Supplement filed with the Securities and Exchange Commission on February 14, 2013.
|
1
|
NAME OF REPORTING PERSON
THL Advisors (Alternative) V, L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
236,266,399*
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
236,266,399*
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
236,266,399*
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
See item 4 and item 8
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
63.3%**
|
||
12
|
TYPE OF REPORTING PERSON
PN
|
|
*
|
Represents the aggregate number of shares of common stock, par value €0.07 per share (“Common Stock”), of Nielsen Holdings N.V. (the “Issuer”) held by Valcon Acquisition Holding (Luxembourg) S.á.r.l. (“Luxco”).
|
|
**
|
The calculation of the foregoing percentage is based on 373,294,219 shares of Common Stock outstanding as of February 1, 2013, as reported in the Issuer’s Preliminary Prospectus Supplement filed with the Securities and Exchange Commission on February 14, 2013.
|
1
|
NAME OF REPORTING PERSON
THL Advisors (Alternative) VI, L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
236,266,399*
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
236,266,399*
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
236,266,399*
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
See item 4 and item 8
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
63.3%**
|
||
12
|
TYPE OF REPORTING PERSON
PN
|
|
*
|
Represents the aggregate number of shares of common stock, par value €0.07 per share (“Common Stock”), of Nielsen Holdings N.V. (the “Issuer”) held by Valcon Acquisition Holding (Luxembourg) S.á.r.l. (“Luxco”).
|
|
**
|
The calculation of the foregoing percentage is based on 373,294,219 shares of Common Stock outstanding as of February 1, 2013, as reported in the Issuer’s Preliminary Prospectus Supplement filed with the Securities and Exchange Commission on February 14, 2013.
|
1
|
NAME OF REPORTING PERSON
THL Equity Fund VI Investors (VNU), L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
236,266,399*
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
236,266,399*
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
236,266,399*
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
See item 4 and item 8
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
63.3%**
|
||
12
|
TYPE OF REPORTING PERSON
PN
|
|
*
|
Represents the aggregate number of shares of common stock, par value €0.07 per share (“Common Stock”), of Nielsen Holdings N.V. (the “Issuer”) held by Valcon Acquisition Holding (Luxembourg) S.á.r.l. (“Luxco”).
|
|
**
|
The calculation of the foregoing percentage is based on 373,294,219 shares of Common Stock outstanding as of February 1, 2013, as reported in the Issuer’s Preliminary Prospectus Supplement filed with the Securities and Exchange Commission on February 14, 2013.
|
1
|
NAME OF REPORTING PERSON
THL Equity Fund VI Investors (VNU) II, L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
236,266,399*
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
236,266,399*
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
236,266,399*
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
See item 4 and item 8
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
63.3%**
|
||
12
|
TYPE OF REPORTING PERSON
PN
|
|
*
|
Represents the aggregate number of shares of common stock, par value €0.07 per share (“Common Stock”), of Nielsen Holdings N.V. (the “Issuer”) held by Valcon Acquisition Holding (Luxembourg) S.á.r.l. (“Luxco”).
|
|
**
|
The calculation of the foregoing percentage is based on 373,294,219 shares of Common Stock outstanding as of February 1, 2013, as reported in the Issuer’s Preliminary Prospectus Supplement filed with the Securities and Exchange Commission on February 14, 2013.
|
1
|
NAME OF REPORTING PERSON
THL Equity Fund VI Investors (VNU) III, L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
236,266,399*
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
236,266,399*
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
236,266,399*
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
See item 4 and item 8
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
63.3%**
|
||
12
|
TYPE OF REPORTING PERSON
PN
|
|
*
|
Represents the aggregate number of shares of common stock, par value €0.07 per share (“Common Stock”), of Nielsen Holdings N.V. (the “Issuer”) held by Valcon Acquisition Holding (Luxembourg) S.á.r.l. (“Luxco”).
|
|
**
|
The calculation of the foregoing percentage is based on 373,294,219 shares of Common Stock outstanding as of February 1, 2013, as reported in the Issuer’s Preliminary Prospectus Supplement filed with the Securities and Exchange Commission on February 14, 2013.
|
1
|
NAME OF REPORTING PERSON
THL Equity Fund VI Investors (VNU) IV, LLC
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
236,266,399*
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
236,266,399*
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
236,266,399*
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
See item 4 and item 8
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
63.3%**
|
||
12
|
TYPE OF REPORTING PERSON
OO
|
|
*
|
Represents the aggregate number of shares of common stock, par value €0.07 per share (“Common Stock”), of Nielsen Holdings N.V. (the “Issuer”) held by Valcon Acquisition Holding (Luxembourg) S.á.r.l. (“Luxco”).
|
|
**
|
The calculation of the foregoing percentage is based on 373,294,219 shares of Common Stock outstanding as of February 1, 2013, as reported in the Issuer’s Preliminary Prospectus Supplement filed with the Securities and Exchange Commission on February 14, 2013.
|
1
|
NAME OF REPORTING PERSON
Thomas H. Lee Investors Limited Partnership
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Massachusetts
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
236,266,399*
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
236,266,399*
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
236,266,399*
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
See item 4 and item 8
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
63.3%**
|
||
12
|
TYPE OF REPORTING PERSON*
PN
|
|
*
|
Represents the aggregate number of shares of common stock, par value €0.07 per share (“Common Stock”), of Nielsen Holdings N.V. (the “Issuer”) held by Valcon Acquisition Holding (Luxembourg) S.á.r.l. (“Luxco”).
|
|
**
|
The calculation of the foregoing percentage is based on 373,294,219 shares of Common Stock outstanding as of February 1, 2013, as reported in the Issuer’s Preliminary Prospectus Supplement filed with the Securities and Exchange Commission on February 14, 2013.
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Putnam Investment Holdings, LLC
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
236,266,399*
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
236,266,399*
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
236,266,399*
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
See item 4 and item 8
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
63.3%**
|
||
12
|
TYPE OF REPORTING PERSON
OO
|
|
*
|
Represents the aggregate number of shares of common stock, par value €0.07 per share (“Common Stock”), of Nielsen Holdings N.V. (the “Issuer”) held by Valcon Acquisition Holding (Luxembourg) S.á.r.l. (“Luxco”).
|
|
**
|
The calculation of the foregoing percentage is based on 373,294,219 shares of Common Stock outstanding as of February 1, 2013, as reported in the Issuer’s Preliminary Prospectus Supplement filed with the Securities and Exchange Commission on February 14, 2013.
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Putnam Investments Employees’ Securities Company I LLC
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
236,266,399*
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
236,266,399*
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
236,266,399*
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
See item 4 and item 8
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
63.3%**
|
||
12
|
TYPE OF REPORTING PERSON
OO
|
|
*
|
Represents the aggregate number of shares of common stock, par value €0.07 per share (“Common Stock”), of Nielsen Holdings N.V. (the “Issuer”) held by Valcon Acquisition Holding (Luxembourg) S.á.r.l. (“Luxco”).
|
|
**
|
The calculation of the foregoing percentage is based on 373,294,219 shares of Common Stock outstanding as of February 1, 2013, as reported in the Issuer’s Preliminary Prospectus Supplement filed with the Securities and Exchange Commission on February 14, 2013.
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Putnam Investments Employees’ Securities Company II LLC
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
236,266,399*
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
236,266,399*
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
236,266,399*
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
See item 4 and item 8
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
63.3%**
|
||
12
|
TYPE OF REPORTING PERSON
OO
|
|
*
|
Represents the aggregate number of shares of common stock, par value €0.07 per share (“Common Stock”), of Nielsen Holdings N.V. (the “Issuer”) held by Valcon Acquisition Holding (Luxembourg) S.á.r.l. (“Luxco”).
|
|
**
|
The calculation of the foregoing percentage is based on 373,294,219 shares of Common Stock outstanding as of February 1, 2013, as reported in the Issuer’s Preliminary Prospectus Supplement filed with the Securities and Exchange Commission on February 14, 2013.
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Putnam Investments Employees’ Securities Company III LLC
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
|
6
|
SHARED VOTING POWER
236,266,399*
|
||
7
|
SOLE DISPOSITIVE POWER
-0-
|
||
8
|
SHARED DISPOSITIVE POWER
236,266,399*
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
236,266,399*
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
See item 4 and item 8
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
63.3%**
|
||
12
|
TYPE OF REPORTING PERSON
OO
|
|
*
|
Represents the aggregate number of shares of common stock, par value €0.07 per share (“Common Stock”), of Nielsen Holdings N.V. (the “Issuer”) held by Valcon Acquisition Holding (Luxembourg) S.á.r.l. (“Luxco”).
|
|
**
|
The calculation of the foregoing percentage is based on 373,294,219 shares of Common Stock outstanding as of February 1, 2013, as reported in the Issuer’s Preliminary Prospectus Supplement filed with the Securities and Exchange Commission on February 14, 2013.
|
Item 2 (b).
|
Address of Principal Business Office or, if none, Residence:
|
Item 3.
|
Not Applicable
|
Item 4(a)
|
Amount Beneficially Owned
|
Reporting Person | Shares Attributable | Percent(*) |
Thomas H. Lee (Alternative) Fund V, L.P.
|
8,733,079
|
2.3%
|
Thomas H. Lee (Alternative) Parallel Fund V, L.P.
|
2,265,883
|
0.6%
|
Thomas H. Lee (Alternative) Cayman Fund V, L.P.
|
120,330
|
**
|
Thomas H. Lee (Alternative) Fund VI, L.P.
|
14,295,740
|
3.8%
|
Thomas H. Lee (Alternative) Parallel Fund VI, L.P.
|
9,680,310
|
2.6%
|
Thomas H. Lee (Alternative) Parallel (DT) Fund VI, L.P.
|
1,690,961
|
0.5%
|
THL Equity Fund VI Investors (VNU), L.P.
|
9,909,221
|
2.7%
|
THL Equity Fund VI Investors (VNU) II, L.P.
|
103,512
|
**
|
THL Equity Fund VI Investors (VNU) III, L.P.
|
152,188
|
**
|
THL Equity Fund VI Investors (VNU) IV, LLC
|
534,027
|
0.1%
|
THL Coinvestment Partners, L.P.
|
26,226
|
**
|
Thomas H. Lee Investors Limited Partnership
|
169,254
|
**
|
THL Advisors (Alternative) V, L.P.
|
11,119,292
|
3.0%
|
THL Advisors (Alternative) VI, L.P.
|
36,365,959
|
9.7%
|
Putnam Investment Holdings, LLC
|
142,097
|
**
|
Putnam Investments Employees’ Securities Company I LLC
|
59,360
|
**
|
Putnam Investments Employees’ Securities Company II LLC
|
52,993
|
**
|
Putnam Investments Employees’ Securities Company III LLC
|
72,931
|
**
|
(*)
|
The calculation of the foregoing percentage is based on 373,294,219 shares of Common Stock outstanding as of February 1, 2013, as reported in the Issuer’s Preliminary Prospectus Supplement, filed with the Security and Exchange Commission on February 14, 2013.
|
(**)
|
Less than 0.1%
|
(i)
|
Sole power to vote or to direct the vote:
|
(ii)
|
Shared power to vote or to direct the vote:
|
(iii)
|
Sole power to dispose or to direct the disposition of:
|
(iv)
|
Shared power to dispose or to direct the disposition of:
|
|
Not applicable.
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
|
SIGNATURE
|
Dated: February 14, 2013
|
THOMAS H. LEE (ALTERNATIVE) FUND V, L.P.
|
|||
By: |
THL Advisors (Alternative) V, L.P., its General Partner
|
|||
By: |
Thomas H. Lee Advisors (Alternative) V Limited, LDC, its General Partner
|
|||
|
By:
|
/s/ Charles P. Holden | ||
Name: | Charles P. Holden | |||
Title: | Managing Director | |||
SIGNATURE
|
Dated: February 14, 2013
|
THOMAS H. LEE (ALTERNATIVE) PARALLEL FUND V, L.P.
|
|||
By: |
THL Advisors (Alternative) V, L.P., its General Partner
|
|||
By: |
Thomas H. Lee Advisors (Alternative) V Limited, LDC, its General Partner
|
|||
|
By:
|
/s/ Charles P. Holden | ||
Name: | Charles P. Holden | |||
Title: | Managing Director | |||
SIGNATURE
|
Dated: February 14, 2013
|
THOMAS H. LEE (ALTERNATIVE) CAYMAN FUND V, L.P.
|
|||
By: | THL Advisors (Alternative) V, L.P., its General Partner | |||
By: |
Thomas H. Lee Advisors (Alternative) V Limited, LDC, its General Partner
|
|||
|
By:
|
/s/ Charles P. Holden | ||
Name: | Charles P. Holden | |||
Title: | Managing Director | |||
SIGNATURE
|
Dated: February 14, 2013
|
THOMAS H. LEE (ALTERNATIVE) FUND VI, L.P.
|
|||
By: | THL Advisors (Alternative) VI, L.P., its General Partner | |||
By: |
Thomas H. Lee Advisors (Alternative) VI Ltd, its General Partner
|
|||
By:
|
/s/ Charles P. Holden | |||
Name: | Charles P. Holden | |||
Title: | Managing Director | |||
SIGNATURE
|
THOMAS H. LEE (ALTERNATIVE) PARALLEL FUND VI, L.P.
|
||||
By: | THL Advisors (Alternative) VI, L.P., its General Partner | |||
By: |
Thomas H. Lee Advisors (Alternative) VI, Ltd, its General Partner
|
|||
By:
|
/s/ Charles P. Holden | |||
Name: | Charles P. Holden | |||
Title: | Managing Director | |||
SIGNATURE
|
Dated: February 14, 2013
|
THOMAS H. LEE (ALTERNATIVE) PARALLEL (DT) FUND VI, L.P.
|
|||
By: | THL Advisors (Alternative) VI, L.P., its General Partner | |||
By: |
Thomas H. Lee Advisors (Alternative) VI, Ltd, its General Partner
|
|||
|
By:
|
/s/ Charles P. Holden | ||
Name: | Charles P. Holden | |||
Title: | Managing Director | |||
SIGNATURE
|
Dated: February 14, 2013
|
THL EQUITY FUND VI INVESTORS (VNU), L.P.
|
|||
By: | THL Advisors (Alternative) VI, L.P., its General Partner | |||
By: |
Thomas H. Lee Advisors (Alternative) VI, Ltd, its General Partner
|
|||
|
By:
|
/s/ Charles P. Holden | ||
Name: | Charles P. Holden | |||
Title: | Managing Director | |||
SIGNATURE
|
Dated: February 14, 2013
|
THL EQUITY FUND VI INVESTORS (VNU) II, L.P.
|
|||
By: | THL Advisors (Alternative) VI, L.P., its General Partner | |||
By: |
Thomas H. Lee Advisors (Alternative) VI, Ltd, its General Partner
|
|||
|
By:
|
/s/ Charles P. Holden | ||
Name: | Charles P. Holden | |||
Title: | Managing Director | |||
SIGNATURE
|
Dated: February 14, 2013
|
THL EQUITY FUND VI INVESTORS (VNU) III, L.P.
|
|||
By: | THL Advisors (Alternative) VI, L.P., its General Partner | |||
By: |
Thomas H. Lee Advisors (Alternative) VI, Ltd, its General Partner
|
|||
Date
|
By:
|
/s/ Charles P. Holden | ||
Name: | Charles P. Holden | |||
Title: | Managing Director | |||
SIGNATURE
|
Dated: February 14, 2013
|
THL EQUITY FUND VI INVESTORS (VNU) IV, LLC
|
|||
By: | THL Advisors (Alternative) VI, L.P., its Manager | |||
By: |
Thomas H. Lee Advisors (Alternative) VI, Ltd, its General Partner
|
|||
|
By:
|
/s/ Charles P. Holden | ||
Name: | Charles P. Holden | |||
Title: | Managing Director | |||
SIGNATURE
|
Dated: February 14, 2013
|
THL ADVISORS (ALTERNATIVE) V, L.P.
|
|||
By: |
Thomas H. Lee Advisors (Alternative) V, Ltd,
LDC, its General Partner
|
|||
|
By:
|
/s/ Charles P. Holden | ||
Name: | Charles P. Holden | |||
Title: | Managing Director | |||
SIGNATURE
|
Dated: February 14, 2013
|
THL ADVISORS (ALTERNATIVE) VI, L.P.
|
|||
By: |
Thomas H. Lee Advisors (Alternative) VI, Ltd,
its General Partner
|
|||
|
By:
|
/s/ Charles P. Holden | ||
Name: | Charles P. Holden | |||
Title: | Assistant Treasurer | |||
SIGNATURE
|
Dated: February 14, 2013
|
THL COINVESTMENT PARTNERS, L.P.
|
|||
By: |
Thomas H. Lee Partners, L.P.
|
|||
By: |
Thomas H. Lee Advisors, LLC
|
|||
By: | THL Holdco, LLC, its Managing Member | |||
|
By:
|
/s/ Charles P. Holden | ||
Name: | Charles P. Holden | |||
Title: | Managing Director | |||
Dated: February 14, 2013
|
THOMAS H. LEE INVESTORSLIMITED PARTNERSHIP | |||
By: | THL Investment Management Corp., its General Partner | |||
|
By:
|
/s/ Charles P. Holden | ||
Name: | Charles P. Holden | |||
Title: | Treasurer | |||
Dated: February 14, 2013
|
PUTNAM INVESTMENT HOLDINGS, LLC | |||
By: |
Putnam Investment, LLC, its Managing Member
|
|||
By: |
Thomas H. Lee Advisors, LLC, its attorney in fact
|
|||
By:
|
THL Holdco, LLC its Managing Member
|
|||
|
By:
|
/s/ Charles P. Holden | ||
Name: | Charles P. Holden | |||
Title: | Managing Director | |||
Dated: February 14, 2013
|
PUTNAM INVESTMENTS EMPLOYEES’ SECURITIES COMPANY I LLC, | |||
By: | Putnam Investment Holdings, LLC, its Managing Member | |||
By: |
Putnam Investment, LLC, its Managing Member
|
|||
By: |
Thomas H. Lee Advisors, LLC, its attorney in fact
|
|||
By: |
THL Holdco, LLC its Managing Member
|
|||
|
By:
|
/s/ Charles P. Holden | ||
Name: | Charles P. Holden | |||
Title: | Managing Director | |||
SIGNATURE
|
Dated: February 14, 2013
|
PUTNAM INVESTMENTS EMPLOYEES’ SECURITIES COMPANY II LLC, | |||
By: | Putnam Investment Holdings, LLC, its Managing Member | |||
By: |
Putnam Investment, LLC, its Managing Member
|
|||
By: |
Thomas H. Lee Advisors, LLC, its attorney in fact
|
|||
By: |
THL Holdco, LLC its Managing Member
|
|||
|
By:
|
/s/ Charles P. Holden | ||
Name: | Charles P. Holden | |||
Title: | Managing Director | |||
SIGNATURE
|
Dated: February 14, 2013
|
PUTNAM INVESTMENTS EMPLOYEES’ SECURITIES COMPANY III LLC, | |||
By: | Putnam Investment Holdings, LLC, its Managing Member | |||
By: |
Putnam Investment, LLC, its Managing Member
|
|||
By: |
Thomas H. Lee Advisors, LLC, its attorney in fact
|
|||
By: |
THL Holdco, LLC its Managing Member
|
|||
|
By:
|
/s/ Charles P. Holden | ||
Name: | Charles P. Holden | |||
Title: | Managing Director | |||