Registration No. 333-_______
As filed with the Securities and Exchange Commission on January 25, 2005
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
ATTUNITY LTD
(Exact name of registrant as specified in its charter)
Israel Not Applicable
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
Einstein Building, Tirat Carmel, Haifa 39101, Israel
(Address of Principal Executive Offices) (Zip Code)
ATTUNITY LTD
(F/K/A ISG INTERNATIONAL SOFTWARE GROUP LTD.)
1998 STOCK OPTION PLAN
(Full title of the plan)
Attunity Inc.
Attn.: Ofer Segev, Chief Financial Officer
40 Audubon Road
Wakefield, Massachusetts 01880
(Name, address of agent for service)
(781) 213-5200
(Telephone number, including area code, of agent for service)
Copy to:
Steven J. Glusband, Esq.
Carter Ledyard & Milburn LLP
2 Wall Street
New York, New York 10005
(212) 732-3200
CALCULATION OF REGISTRATION FEE
=====================================================================================================================
Proposed Proposed
Amount maximum maximum
to be offering aggregate Amount of
Title of securities to be registered registered price per share offering registration
(1) (2) price Fee (3)
---------------------------------------------------------------------------------------------------------------------
Ordinary shares, par value NIS 0.10 per share
............ 5,763 $0.02 $ 138 $0.02
-----------------------------------------------------------------------------------------------------------------
Ordinary shares, par value NIS 0.10 per share
............ 287,250 $1.05 $301,613 $35.50
-----------------------------------------------------------------------------------------------------------------
Ordinary shares, par value NIS 0.10 per share
............ 6,000 $1.09 $6,540 $0.77
-----------------------------------------------------------------------------------------------------------------
Ordinary shares, par value NIS 0.10 per share
............ 10,000 $1.10 $11,000 $1.29
-----------------------------------------------------------------------------------------------------------------
Ordinary shares, par value NIS 0.10 per share
............ 488,600 $1.30 $635,180 $74.76
-----------------------------------------------------------------------------------------------------------------
Ordinary shares, par value NIS 0.10 per share
............ 3,000 $1.40 $4,200 $0.49
-----------------------------------------------------------------------------------------------------------------
Ordinary shares, par value NIS 0.10 per share
............ 25,000 $1.50 $37,500 $4.41
-----------------------------------------------------------------------------------------------------------------
Ordinary shares, par value NIS 0.10 per share
............ 20,000 $1.63 $32,600 $3.84
-----------------------------------------------------------------------------------------------------------------
Ordinary shares, par value NIS 0.10 per share
............ 6,000 $1.80 $10,800 $1.27
-----------------------------------------------------------------------------------------------------------------
Ordinary shares, par value NIS 0.10 per share
............ 14,750 $1.94 $28,615 $3.37
-----------------------------------------------------------------------------------------------------------------
Ordinary shares, par value NIS 0.10 per share
............ 25,000 $2.25 $56,250 $6.62
-----------------------------------------------------------------------------------------------------------------
Ordinary shares, par value NIS 0.10 per share
............ 16,000 $3.00 $48,000 $5.65
-----------------------------------------------------------------------------------------------------------------
Ordinary shares, par value NIS 0.10 per share
............ 25,000 $3.13 $78,250 $9.21
-----------------------------------------------------------------------------------------------------------------
Ordinary shares, par value NIS 0.10 per share
............ 21,000 $4.50 $94,500 $11.12
-----------------------------------------------------------------------------------------------------------------
Ordinary shares, par value NIS 0.10 per share
............ 22,666 $6.50 $147,329 $17.34
-----------------------------------------------------------------------------------------------------------------
Ordinary shares, par value NIS 0.10 per share
............ 5,000 $6.88 $34,375 $4.06
-----------------------------------------------------------------------------------------------------------------
Ordinary shares, par value NIS 0.10 per share
............ 81,491 $7.75 $631,555 $74.33
-----------------------------------------------------------------------------------------------------------------
Total ............ 1,062,520 N/A $2,158,445 $254.05
=================================================================================================================
----------------------------------------------
(1) In addition, pursuant to Rule 416 under the Securities Act of 1933, as
amended, this Registration Statement also covers an indeterminate number
of shares of the Registrant's ordinary shares, par value NIS 0.10 per
share (the "Ordinary Shares") that may be offered or issued pursuant to
the Attunity Ltd (f/k/a ISG International Software Group Ltd.) 1998 Stock
Option Plan by reason of stock splits, stock dividends or similar
transactions.
(2) Pursuant to Rule 457(c) and (h) under the Securities Act of 1933, as
amended, in the case of Ordinary Shares purchasable upon exercise of
outstanding options, the proposed maximum offering price is the exercise
price provided for in the relevant option.
2
(3) Calculated pursuant to Section 6(b) of the Securities Act of 1933 as
follows: proposed maximum aggregate offering price multiplied by
0.0001177.
---------------------------------------------------
This Registration Statement shall become effective immediately upon filing as
provided in Rule 462 under the Securities Act of 1933.
3
EXPLANATORY NOTE
----------------
The purpose of this Registration Statement on Form S-8 is to register
an additional 1,062,520 Ordinary Shares for issuance under the Registrant's 1998
Stock Option Plan. In accordance with General Instruction E of Form S-8, the
contents of the Registrant's Registration Statement on Form S-8 (File No.
333-11648) filed with the Securities and Exchange Commission (the "Commission")
on March 13, 2000, are incorporated herein by reference and the information
required by Part II is omitted, except as supplemented by the information set
forth below.
Item 8. EXHIBITS.
4.1 Memorandum of Association (1)
4.2 Articles of Association, as amended (2)
4.3 Attunity Ltd (f/k/a ISG International Software Group Ltd.)
1998 Stock Option Plan
5 Opinion of Goldfarb, Levy, Eran & Co.
23.1 Consent of Goldfarb, Levy, Eran & Co. (contained in Exhibit 5)
23.2 Consent of Kost Forer Gabbay & Kasierer
24 Power of Attorney (see Page 6).
----------------------------------------
(1) Filed as a Exhibit 3.1 to the Registrant's Registration
Statement on Form F-1, registration number 33-54020, filed on
October 30, 1992, and incorporated herein by reference.
(2) Filed as Exhibit 3.2 to the Registrant's Annual Report on Form
20-F for the year ended December 31, 2000, filed on July 13,
2001, and incorporated herein by reference.
4
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended,
the Registrant certifies that it has reasonable grounds to believe that it meets
all of the requirements for filing on Form S-8 and has duly caused this
Registration Statement to be signed on its behalf by the undersigned, thereunto
duly authorized, in Israel on this 24th day of January, 2005.
Attunity Ltd
By: /s/Itzhak (Aki) Ratner
----------------------
Name: Itzhak (Aki) Ratner
Title: Chief Executive Officer
5
POWERS OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned officers and
directors of Attunity Ltd, an Israeli company (the "Company"), hereby constitute
and appoint Yitzhak (Aki) Ratner and Ofer Segev, and each of them, the true and
lawful agents and attorneys-in-fact of the undersigned with full power and
authority in said agents and attorneys-in-fact, and in either or both of them,
to sign for the undersigned and in their respective names as officers and as
directors of the Company, a Registration Statement on Form S-8 (or other
appropriate form) (the "Registration Statement") relating to the proposed
issuance of Ordinary Shares, par value NIS 0.10 per share, of the Company
pursuant to the exercise of stock options and other awards granted under the
Attunity Ltd (f/k/a ISG International Software Group Ltd.) 1998 Stock Option
Plan (or any and all amendments, including post-effective amendments, to the
Registration Statement) and file the same, with all exhibits thereto and other
documents in connection therewith, with the Securities and Exchange Commission,
and with full power of substitution, hereby ratifying and confirming all that
each of said attorneys-in-fact, or his substitute or substitutes, may do or
cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, the
Registration Statement has been signed by the following persons in the
capacities and on the date indicated.
Signature Title Date
--------- ----- ----
/s/Shimon Alon Chairman of the Board of Directors January 24, 2005
--------------
Shimon Alon
/s/Itzhak (Aki) Ratner Chief Executive Officer and Director January 24, 2005
----------------------
Itzhak (Aki) Ratner
/s/Ofer Segev Chief Financial Officer January 24, 2005
-------------
Ofer Segev
/s/Dov Biran Director January 24, 2005
------------
Dov Biran
______________________ Director
Dan Falk
______________________ Director
Anat Segal
/s/Ron Zuckerman Director January 24, 2005
----------------
Ron Zuckerman
______________________ Director
Zamir Bar-Zion
Attunity Inc. Authorized Representative in
the United States
By: /s/Ofer Segev January 24, 2005
-------------
Name: Ofer Segev
Title: Chief Financial Officer
6