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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 64.9 | (2) | 12/04/2020 | Common Stock | 2,673 | 2,673 | D | ||||||||
Stock Option (right to buy) | $ 66.98 | (2) | 12/03/2021 | Common Stock | 1,072 | 1,072 | D | ||||||||
Stock Option (right to buy) | $ 61.74 | (3) | 12/09/2022 | Common Stock | 2,601 | 2,601 | D | ||||||||
Stock Option (right to buy) | $ 46.25 | (4) | 04/17/2024 | Common Stock | 3,167 | 3,167 | D | ||||||||
Stock Option (right to buy) | $ 52.3 | (5) | 04/17/2025 | Common Stock | 3,244 | 3,244 | D | ||||||||
Stock Option (right to buy) | $ 48.8 | 12/05/2018 | A | 5,943 | (6) | 12/05/2025 | Common Stock | 5,943 | $ 0 | 5,943 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Klemmensen Todd 14000 TECHNOLOGY DRIVE EDEN PRAIRIE, MN 55344 |
Sr. VP, Gen. Counsel and Sec. |
/s/ Amanda Lorentz as attorney-in-fact for Todd Klemmensen pursuant to Power of Attorney previously filed. | 12/07/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes (i) 142 restricted stock units that vest on 12/9/18; (ii) 439 restricted stock units that vest as to 220 shares on 4/17/19 and as to 219 shares on 4/17/20; (iii) 276 restricted stock units that vest as to 138 shares on each of 8/15/19 and 8/15/20; (iv) 692 restricted stock units that vest as to 231 shares on each of 4/17/19 and 4/17/20 and as to 230 shares on 4/17/21; (v) 1,820 restricted stock units that vest as to 607 shares on each of 9/15/19 and 9/15/20 and as to 606 shares on 9/15/21; and (vi) 1,537 restricted stock units that vest as to 513 shares on 12/5/19 and as to 512 shares on each of 12/5/20 and 12/5/21. |
(2) | Fully vested. |
(3) | Options to purchase 867 shares vest on 12/9/18. |
(4) | Options to purchase 1,056 shares vest on 4/17/19 and options to purchase 1,055 shares vest on 4/17/20. |
(5) | Options to purchase 1,082 shares vest on 4/17/19 and options to purchase 1,081 shares vest on each of 4/17/20 and 4/17/21. |
(6) | Options to purchase 1,981 shares vest on each of 12/5/19, 12/5/20 and 12/5/21. |