United States
Securities and Exchange Commission
Washington, DC 20549

FORM N-PX

Annual Report of Proxy Voting Record of Registered Management
Investment Company

Investment Company Act File Number: 811-21650

 

ASA Gold and Precious Metals Limited


(Exact name of registrant as specified in charter)

 

400 S. El Camino Real #710

San Mateo, California 94402-1708

(Address of principal executive offices)

 

JPMorgan Chase Bank

3 Chase MetroTech Center, 6th Floor

Brooklyn, New York 11245

(name and address of agent for service)

Registrant’s telephone number, including area code: (650) 376-3135

Date of fiscal year end: November 30

Date of reporting period: July 1, 2016 - June 30, 2017

 

PROXY VOTING RECORD

 

AGNICO EAGLE MINES LIMITED  
       
Security 008474108 Meeting Type Annual  
       
Ticker Symbol AEM             Meeting Date 28-Apr-2017
       
ISIN CA0084741085 Agenda 934564483 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
01      DIRECTOR   Management                
                         
    1 LEANNE M. BAKER       For   For        
                           
    2 SEAN BOYD       For   For        
                           
    3 MARTINE A. CELEJ       For   For        
                           
    4 ROBERT J. GEMMELL       For   For        
                           
    5 MEL LEIDERMAN       For   For        
                           
    6 DEBORAH A. MCCOMBE       For   For        
                           
    7 JAMES D. NASSO       For   For        
                           
    8 SEAN RILEY       For   For        
                           
    9 J. MERFYN ROBERTS       For   For        
                           
    10 JAMIE C. SOKALSKY       For   For        
                           
    11 HOWARD R. STOCKFORD       For   For        
                           
    12 PERTTI VOUTILAINEN       For   For        
                           
02      APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.   Management   For   For        
                         
03      A NON-BINDING, ADVISORY RESOLUTION ACCEPTING THE COMPANY’S APPROACH TO EXECUTIVE COMPENSATION.   Management   For   For        
Page 1 of 40

PROXY VOTING RECORD

 

ALACER GOLD CORP.  
       
Security 010679108 Meeting Type Annual and Special Meeting
       
Ticker Symbol ALIAF           Meeting Date 28-Apr-2017
       
ISIN CA0106791084 Agenda 934555345 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
01      DIRECTOR   Management                
                         
    1 RODNEY P. ANTAL       Withheld   Against        
                           
    2 THOMAS R. BATES, JR.       Withheld   Against        
                           
    3 EDWARD C. DOWLING, JR.       Withheld   Against        
                           
    4 RICHARD P. GRAFF       Withheld   Against        
                           
    5 ANNA KOLONCHINA       Withheld   Against        
                           
    6 ALAN P. KRUSI       Withheld   Against        
                           
02      APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS AUDITORS.
  Management   For   For        
                         
03      ORDINARY RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX “B” TO THE CIRCULAR, APPROVING RATIFYING AND CONFIRMING THE CORPORATION’S 2017 RSU PLAN, A COPY OF WHICH IS SET FORTH IN APPENDIX “C” TO THIS CIRCULAR, AND AUTHORIZING THE CORPORATION’S BOARD OF DIRECTORS TO GRANT RESTRICTED STOCK UNITS WHICH MAY BE REDEEMED AS COMMON SHARES OF THE CORPORATION UP TO A MAXIMUM OF 5% OF THE ISSUED AND OUTSTANDING COMMON SHARES OF THE CORPORATION (INCLUDING SHARES EXISTING AS CHESS DEPOSITARY INTERESTS IN AUSTRALIA), AS DETERMINED AT THE TIME OF GRANT.   Management   For   For        
                         
04      ADVISORY RESOLUTION ON THE CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION.   Management   For   For        

Page 2 of 40

PROXY VOTING RECORD

 

ALAMOS GOLD INC.  
       
Security 011532108 Meeting Type Annual  
       
Ticker Symbol AGI Meeting Date 11-May-2017
       
ISIN CA0115321089 Agenda 934585172 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
01      DIRECTOR   Management                
                         
    1 MARK J. DANIEL       For   For        
                           
    2 PATRICK D. DOWNEY       For   For        
                           
    3 DAVID FLECK       For   For        
                           
    4 DAVID GOWER       For   For        
                           
    5 CLAIRE M. KENNEDY       For   For        
                           
    6 JOHN A. MCCLUSKEY       For   For        
                           
    7 PAUL J. MURPHY       For   For        
                           
    8 RONALD E. SMITH       For   For        
                           
    9 KENNETH STOWE       For   For        
                           
02      APPOINTMENT OF KPMG LLP AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.   Management   For   For        
                         
03      TO CONSIDER, AND IF DEEMED ADVISABLE, PASS A RESOLUTION TO APPROVE AN ADVISORY RESOLUTION ON THE CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION.   Management   For   For        
Page 3 of 40

PROXY VOTING RECORD

 

ANGLOGOLD ASHANTI LIMITED  
       
Security S04255196 Meeting Type Annual General Meeting
       
Ticker Symbol   Meeting Date 16-May-2017
       
ISIN ZAE000043485 Agenda 707941630 - Management

 

Item   Proposal   Proposed
by  
  Vote   For/Against
Management
       
                         
1.O11   RE-ELECTION OF DIRECTOR: MR SM PITYANA   Management   For   For        
                         
1.O12   RE-ELECTION OF DIRECTOR: MR RJ RUSTON   Management   For   For        
                         
1.O13   RE-ELECTION OF DIRECTOR: MS MDC RICHTER   Management   For   For        
                         
2.O.2   ELECTION OF DIRECTOR: MRS SV ZILWA   Management   For   For        
                         
3.O31   RE-APPOINTMENT AND APPOINTMENT OF THE AUDIT AND RISK COMMITTEE MEMBER: MR R GASANT   Management   For   For        
                         
3.O32   RE-APPOINTMENT AND APPOINTMENT OF THE AUDIT AND RISK COMMITTEE MEMBER: MR MJ KIRKWOOD   Management   For   For        
                         
3.O33   RE-APPOINTMENT AND APPOINTMENT OF THE AUDIT AND RISK COMMITTEE MEMBER: MR RJ RUSTON   Management   For   For        
                         
3.O34   RE-APPOINTMENT AND APPOINTMENT OF THE AUDIT AND RISK COMMITTEE MEMBER: MR AH GARNER   Management   For   For        
                         
3.O35   RE-APPOINTMENT AND APPOINTMENT OF THE AUDIT AND RISK COMMITTEE MEMBER: MS MDC RICHTER   Management   For   For        
                         
3.O36   RE-APPOINTMENT AND APPOINTMENT OF THE AUDIT AND RISK COMMITTEE MEMBER: MRS SV ZILWA   Management   For   For        
                         
4.O.4   REAPPOINTMENT OF ERNST & YOUNG INC. AS AUDITORS OF THE COMPANY   Management   For   For        
                         
5.O.5   GENERAL AUTHORITY TO DIRECTORS TO ALLOT AND ISSUE ORDINARY SHARES   Management   For   For        
                         
6.O.6   NON-BINDING ADVISORY ENDORSEMENT OF THE ANGLOGOLD ASHANTI REMUNERATION POLICY   Management   For   For        
                         
7.S.1   REMUNERATION OF NON EXECUTIVE DIRECTORS   Management   For   For        
                         
8.S.2   GENERAL AUTHORITY TO ACQUIRE THE COMPANY’S OWN SHARES   Management   For   For        
                         
9.S.3   APPROVAL OF THE ANGLOGOLD ASHANTI LIMITED DEFERRED SHARE PLAN   Management   For   For        
                         
10S.4   AUTHORITY TO ISSUE ORDINARY SHARES PURSUANT TO THE DSP   Management   For   For        
                         
11S.5   GENERAL AUTHORITY TO DIRECTORS TO ISSUE FOR CASH, THOSE ORDINARY SHARES WHICH THE DIRECTORS ARE AUTHORISED TO ALLOT AND ISSUE IN TERMS OF ORDINARY RESOLUTION 5   Management   For   For        
                         
12S.6   GENERAL AUTHORITY TO PROVIDE FINANCIAL ASSISTANCE IN TERMS OF SECTIONS 44 AND 45 OF THE COMPANIES ACT   Management   For   For        
                         
13S.7   AMENDMENT OF COMPANY’S MOI   Management   For   For        
                         
14O.7   DIRECTORS’ AUTHORITY TO IMPLEMENT SPECIAL AND ORDINARY RESOLUTIONS   Management   For   For        
Page 4 of 40

PROXY VOTING RECORD

 

ASANKO GOLD INC.  
       
Security 04341Y105 Meeting Type Annual and Special Meeting
       
Ticker Symbol AKG             Meeting Date 09-Jun-2017
       
ISIN CA04341Y1051 Agenda 934621839 - Management

 

Item   Proposal   Proposed
by  
  Vote   For/Against
Management
       
                         
01      TO SET THE NUMBER OF DIRECTORS AT SEVEN (7).   Management   For   For        
                         
02      DIRECTOR   Management                
                         
    1 COLIN STEYN       For   For        
                           
    2 PETER BREESE       For   For        
                           
    3 SHAWN WALLACE       For   For        
                           
    4 GORDON J. FRETWELL       For   For        
                           
    5 MARCEL DE GROOT       For   For        
                           
    6 MICHAEL PRICE       For   For        
                           
    7 WILLIAM SMART       For   For        
                           
03      TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR, AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION.   Management   For   For        
                         
04      TO PASS THE ORDINARY RESOLUTION TO APPROVE ALL AMENDMENTS MADE TO SECTION 2.8 - TERMS OR AMENDMENTS REQUIRING DISINTERESTED SHAREHOLDER APPROVAL OF THE COMPANY’S INCENTIVE SHARE OPTION PLAN DATED FOR REFERENCE SEPTEMBER 27, 2011, SUCH AMENDMENTS BEING APPROVED BY THE BOARD OF DIRECTORS ON MAY 2, 2017, AND AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR PREPARED FOR THE MEETING.   Management   For   For        
                         
05      TO PASS THE ORDINARY RESOLUTION TO APPROVE CONTINUATION OF THE COMPANY’S INCENTIVE SHARE OPTION PLAN DATED FOR REFERENCE SEPTEMBER 27, 2011, AS AMENDED MAY 2, 2017, FOR A FURTHER THREE YEAR PERIOD, AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR PREPARED FOR THE MEETING, AND TO APPROVE ANY UNALLOCATED OPTIONS AVAILABLE THEREUNDER.   Management   For   For        
Page 5 of 40

PROXY VOTING RECORD

 

ATLANTIC GOLD CORPORATION  
       
Security 04854Q101 Meeting Type Annual  
       
Ticker Symbol SPVEF           Meeting Date 24-Nov-2016
       
ISIN CA04854Q1019 Agenda 934497288 - Management

 

Item   Proposal   Proposed
by  
  Vote   For/Against
Management
       
                         
01      TO SET THE NUMBER OF DIRECTORS AT EIGHT.   Management   For   For        
                         
02      DIRECTOR   Management                
                         
    1 STEVEN G. DEAN       For   For        
                           
    2 ROBERT G. ATKINSON       For   For        
                           
    3 W. DAVID BLACK       For   For        
                           
    4 DONALD SIEMENS       Withheld   Against        
                           
    5 WILLIAM P. ARMSTRONG       For   For        
                           
    6 WALTER BUCKNELL       For   For        
                           
    7 JOHN MORGAN       For   For        
                           
    8 RYAN BEEDIE       For   For        
                           
03      APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.   Management   For   For        
                         
04      TO RATIFY, CONFIRM AND APPROVE THE ROLLING STOCK OPTION PLAN.   Management   For   For        
                         
05      TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING.   Management   For   For        
Page 6 of 40

PROXY VOTING RECORD

 

B2GOLD CORP.  
       
Security 11777Q209 Meeting Type Annual  
       
Ticker Symbol BTG             Meeting Date 16-Jun-2017
       
ISIN CA11777Q2099 Agenda 934633593 - Management

 

Item   Proposal   Proposed
by  
  Vote   For/Against
Management
       
                         
01      TO SET THE NUMBER OF DIRECTORS AT SEVEN.   Management   For   For        
                         
02      DIRECTOR   Management                
                         
    1 CLIVE JOHNSON       Withheld   Against        
                           
    2 ROBERT CROSS       For   For        
                           
    3 ROBERT GAYTON       For   For        
                           
    4 JERRY KORPAN       For   For        
                           
    5 BONGANI MTSHISI       For   For        
                           
    6 KEVIN BULLOCK       For   For        
                           
    7 GEORGE JOHNSON       For   For        
                           
03      APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.   Management   For   For        
Page 7 of 40

PROXY VOTING RECORD

 

BARRICK GOLD CORPORATION  
       
Security 067901108 Meeting Type Annual  
       
Ticker Symbol ABX             Meeting Date 25-Apr-2017
       
ISIN CA0679011084 Agenda 934555105 - Management

 

Item   Proposal   Proposed
by  
  Vote   For/Against
Management
       
                         
01      DIRECTOR   Management                
                         
    1 G.A. CISNEROS       For   For        
                           
    2 G.G. CLOW       For   For        
                           
    3 G.A. DOER       For   For        
                           
    4 K.P.M. DUSHNISKY       For   For        
                           
    5 J.M. EVANS       For   For        
                           
    6 B.L. GREENSPUN       For   For        
                           
    7 J.B. HARVEY       For   For        
                           
    8 N.H.O. LOCKHART       For   For        
                           
    9 P. MARCET       For   For        
                           
    10 D.F. MOYO       For   For        
                           
    11 A. MUNK       Withheld   Against        
                           
    12 J.R.S. PRICHARD       For   For        
                           
    13 S.J. SHAPIRO       For   For        
                           
    14 J.L. THORNTON       Withheld   Against        
                           
    15 E.L. THRASHER       For   For        
                           
02      RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX ITS REMUNERATION   Management   For   For        
                         
03      ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION APPROACH   Management   Against   Against        
Page 8 of 40

PROXY VOTING RECORD

 

BELO SUN MINING CORP.  
       
Security 080558109 Meeting Type Annual and Special Meeting
       
Ticker Symbol VNNHF           Meeting Date 07-Jun-2017
       
ISIN CA0805581091 Agenda 934626687 - Management

 

Item   Proposal   Proposed
by  
  Vote   For/Against
Management
       
                         
01      DIRECTOR   Management                
                         
    1 PETER TAGLIAMONTE       For   For        
                           
    2 STAN BHARTI       Withheld   Against        
                           
    3 MARK EATON       For   For        
                           
    4 DENIS ARSENAULT       For   For        
                           
    5 CAROL FRIES       For   For        
                           
    6 WILLIAM CLARKE       For   For        
                           
    7 BRUCE HUMPHREY       For   For        
                           
02      APPOINTMENT OF COLLINS BARROW LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.   Management   For   For        
                         
03      1. ALL UNALLOCATED OPTIONS UNDER THE STOCK OPTION PLAN BE AND ARE HEREBY APPROVED; AND 2. THE COMPANY HAVE THE ABILITY TO CONTINUE GRANTING OPTIONS UNDER THE STOCK OPTION PLAN UNTIL JUNE 7, 2020, WHICH IS THE DATE THAT IS THREE (3) YEARS FROM THE DATE OF THE SHAREHOLDER MEETING AT WHICH SHAREHOLDER APPROVAL IS BEING SOUGHT.   Management   Against   Against        
Page 9 of 40

PROXY VOTING RECORD

 

COMPANIA DE MINAS BUENAVENTURA S.A.A  
       
Security 204448104 Meeting Type Annual  
       
Ticker Symbol BVN             Meeting Date 28-Mar-2017
       
ISIN US2044481040 Agenda 934543681 - Management

 

Item   Proposal   Proposed
by  
  Vote   For/Against
Management
       
                         
1.      TO APPROVE THE 2016 ANNUAL REPORT. A PRELIMINARY SPANISH VERSION OF THE ANNUAL REPORT IS IN THE COMPANY’S WEB SITE HTTP://WWW.BUENAVENTURA.COM/IR/   Management   For            
                         
2.      TO APPROVE THE FINANCIAL STATEMENTS AS OF DECEMBER 31, 2016, WHICH WERE PUBLICLY REPORTED AND A FULL REPORT IN SPANISH VERSION IS AVAILABLE IN OUR WEB SITE HTTP://WWW.BUENAVENTURA.COM/IR/   Management   For            
                         
3.      TO APPOINT ERNST AND YOUNG (PAREDES, BURGA Y ASOCIADOS) AS EXTERNAL AUDITORS FOR FISCAL YEAR 2017.   Management   For            
                         
4.      TO APPROVE THE PAYMENT OF A CASH DIVIDEND OF 0.057 (US$) PER SHARE OR ADS ACCORDING TO THE COMPANY’S DIVIDEND POLICY.   Management   For            
                         
5.      DESIGNATION OF THE FOLLOWING MEMBERS OF THE BOARD FOR THE PERIOD 2017-2019. THE RESPECTIVE BIOGRAPHIES ARE AVAILABLE IN OUR WEB SITE HTTP://WWW.BUENAVENTURA.COM/IR/ MR. ROQUE BENAVIDES (CHAIRMAN OF THE BOARD), MR. IGOR GONZALES, MR. JOSE MIGUEL MORALES, MR. FELIPE ORTIZ-DE-ZEVALLOS, MR. WILLIAM CHAMPION, MR. GERMAN SUAREZ, MR. DIEGO DE-LA-TORRE   Management   For            
Page 10 of 40

PROXY VOTING RECORD

 

DETOUR GOLD CORPORATION  
       
Security 250669108 Meeting Type Annual  
       
Ticker Symbol DRGDF           Meeting Date 04-May-2017
       
ISIN CA2506691088 Agenda 934578204 - Management

 

Item   Proposal   Proposed
by  
  Vote   For/Against
Management
       
                         
01      DIRECTOR   Management                
                         
    1 LISA COLNETT       For   For        
                           
    2 EDWARD C. DOWLING, JR.       For   For        
                           
    3 ROBERT E. DOYLE       For   For        
                           
    4 ANDRE FALZON       For   For        
                           
    5 INGRID J. HIBBARD       For   For        
                           
    6 J. MICHAEL KENYON       For   For        
                           
    7 PAUL MARTIN       For   For        
                           
    8 ALEX G. MORRISON       For   For        
                           
    9 JONATHAN RUBENSTEIN       For   For        
                           
02      APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.   Management   For   For        
                         
03      TO APPROVE THE NON-BINDING ADVISORY RESOLUTION ON THE CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION.   Management   For   For        
Page 11 of 40

PROXY VOTING RECORD

 

DOMINION DIAMOND CORPORATION  
       
Security 257287102 Meeting Type Annual  
       
Ticker Symbol DDC             Meeting Date 20-Jul-2016
       
ISIN CA2572871028 Agenda 934454125 - Management

 

Item   Proposal   Proposed
by  
  Vote   For/Against
Management
       
                         
01      DIRECTOR   Management                
                         
    1 BRENDAN BELL       For   For        
                           
    2 GRAHAM G. CLOW       For   For        
                           
    3 ROBERT A. GANNICOTT       Withheld   Against        
                           
    4 JAMES K. GOWANS       For   For        
                           
    5 DAVID S. SMITH       For   For        
                           
    6 CHUCK STRAHL       For   For        
                           
    7 JOSEF VEJVODA       For   For        
                           
    8 THOMAS A. ANDRUSKEVICH       For   For        
                           
02      THE RE-APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AND TO AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS.   Management   For   For        
                         
03      IN RESPECT OF THE APPROVAL OF THE CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION, ALL AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.   Management   For   For        
Page 12 of 40

PROXY VOTING RECORD

 

ELDORADO GOLD CORPORATION  
       
Security 284902103 Meeting Type Annual  
       
Ticker Symbol EGO             Meeting Date 27-Apr-2017
       
ISIN CA2849021035 Agenda 934551905 - Management

 

Item   Proposal   Proposed
by  
  Vote   For/Against
Management
       
                         
01      DIRECTOR   Management                
                         
    1 GEORGE ALBINO       For   For        
                           
    2 GEORGE BURNS       For   For        
                           
    3 PAMELA M. GIBSON       For   For        
                           
    4 ROBERT R. GILMORE       For   For        
                           
    5 GEOFFREY A. HANDLEY       For   For        
                           
    6 MICHAEL A. PRICE       For   For        
                           
    7 STEVEN P. REID       For   For        
                           
    8 JONATHAN A. RUBENSTEIN       Withheld   Against        
                           
    9 JOHN WEBSTER       For   For        
                           
    10 PAUL N. WRIGHT       Withheld   Against        
                           
02      APPOINTMENT OF KPMG LLP AS THE AUDITOR OF THE COMPANY FOR THE ENSUING YEAR.   Management   For   For        
                         
03   AUTHORIZE THE DIRECTORS TO FIX THE AUDITOR’S PAY.   Management   For   For        
                           
04   APPROVE AN ORDINARY RESOLUTION AS SET OUT ON PAGE 14 OF THE MANAGEMENT PROXY CIRCULAR SUPPORTING THE COMPANY’S APPROACH TO EXECUTIVE COMPENSATION ON AN ADVISORY BASIS.   Management   Against   Against        
Page 13 of 40

PROXY VOTING RECORD

 

ENDEAVOUR MINING CORPORATION
 
Security G3040R158 Meeting Type Annual
       
Ticker Symbol EDVMF Meeting Date 27-Jun-2017
       
ISIN KYG3040R1589 Agenda 934642554 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
01   DIRECTOR   Management                
                         
    1 MICHAEL BECKETT       For   For        
                           
    2 IAN COCKERILL       For   For        
                           
    3 OLIVIER COLOM       For   For        
                           
    4 LIVIA MAHLER       For   For        
                           
    5 WAYNE MCMANUS       For   For        
                           
    6 SÉBASTIEN DE MONTESSUS       For   For        
                           
    7 NAGUIB SAWIRIS       For   For        
                           
02   APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.   Management   For   For        
                         
03   APPROVING CERTAIN PERFORMANCE SHARE UNIT AND PERFORMANCE SHARE PLANS OF THE CORPORATION, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR OF THE CORPORATION.   Management   For   For        
Page 14 of 40

PROXY VOTING RECORD

 

FRANCO-NEVADA CORPORATION
       
Security 351858105 Meeting Type Annual and Special Meeting
       
Ticker Symbol FNV Meeting Date 09-May-2017
       
ISIN CA3518581051 Agenda 934584207 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
01   DIRECTOR   Management                
                         
    1 PIERRE LASSONDE       For   For        
                           
    2 DAVID HARQUAIL       For   For        
                           
    3 TOM ALBANESE       For   For        
                           
    4 DEREK W. EVANS       For   For        
                           
    5 GRAHAM FARQUHARSON       For   For        
                           
    6 CATHARINE FARROW       For   For        
                           
    7 LOUIS GIGNAC       For   For        
                           
    8 RANDALL OLIPHANT       Withheld   Against        
                           
    9 DAVID R. PETERSON       For   For        
                           
02   APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.   Management   For   For        
                         
03   ACCEPTANCE OF THE CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION.   Management   For   For        
Page 15 of 40

PROXY VOTING RECORD

 

GOLD FIELDS LTD, JOHANNESBURG    
       
Security S31755101 Meeting Type Annual General Meeting
       
Ticker Symbol   Meeting Date 24-May-2017
       
ISIN ZAE000018123 Agenda 707927197 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
O.1   REAPPOINT KPMG INC. AS AUDITORS OF THE COMPANY   Management   For   For        
                         
O.2.1   ELECT TERENCE GOODLACE AS DIRECTOR   Management   For   For        
                         
O.2.2   ELECT ALHASSAN ANDANI AS DIRECTOR   Management   For   For        
                         
O.2.3   ELECT PETER BACCHUS AS DIRECTOR   Management   For   For        
                         
O.2.4   ELECT YUNUS SULEMAN AS DIRECTOR   Management   For   For        
                         
O.2.5   ELECT CARMEN LETTON AS DIRECTOR   Management   For   For        
                         
O.2.6   RE-ELECT NICK HOLLAND AS DIRECTOR   Management   For   For        
                         
O.2.7   RE-ELECT PAUL SCHMIDT AS DIRECTOR   Management   For   For        
                         
O.3.1   ELECT YUNUS SULEMAN AS CHAIRMAN OF THE AUDIT COMMITTEE   Management   For   For        
                         
O.3.2   ELECT ALHASSAN ANDANI AS MEMBER OF THE AUDIT COMMITTEE   Management   For   For        
                         
O.3.3   ELECT PETER BACCHUS AS MEMBER OF THE AUDIT COMMITTEE   Management   For   For        
                         
O.3.4   RE-ELECT RICHARD MENELL AS MEMBER OF THE AUDIT COMMITTEE   Management   For   For        
                         
O.3.5   RE-ELECT DONALD NCUBE AS MEMBER OF THE AUDIT COMMITTEE   Management   For   For        
                         
O.4   PLACE AUTHORISED BUT UNISSUED SHARES UNDER CONTROL OF DIRECTORS   Management   For   For        
                         
S.1   APPROVE CONVERSION OF ORDINARY PAR VALUE SHARES TO ORDINARY NO PAR VALUE SHARES   Management   For   For        
                         
S.2   APPROVE INCREASE IN THE AUTHORISED SHARE CAPITAL   Management   For   For        
                         
S.3   AUTHORISE BOARD TO ISSUE SHARES FOR CASH   Management   For   For        
                         
AE.1   APPROVE REMUNERATION POLICY   Management   For   For        
                         
S.4   APPROVE REMUNERATION OF NON-EXECUTIVE DIRECTORS   Management   For   For        
                         
S.5   APPROVE FINANCIAL ASSISTANCE IN TERMS OF SECTIONS 44 AND 45 OF THE COMPANIES ACT   Management   For   For        
                         
S.6   AUTHORISE REPURCHASE OF ISSUED SHARE CAPITAL   Management   For   For        
                         
S.7   AMEND MEMORANDUM OF INCORPORATION   Management   For   For        
Page 16 of 40

PROXY VOTING RECORD

 

GOLDCORP INC.
       
Security 380956409 Meeting Type Annual and Special Meeting
       
Ticker Symbol GG Meeting Date 26-Apr-2017
       
ISIN CA3809564097 Agenda 934555686 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
01   DIRECTOR   Management                
                         
    1 BEVERLEY A. BRISCOE       For   For        
                           
    2 MARGOT A. FRANSSEN,O.C.       For   For        
                           
    3 DAVID A. GAROFALO       For   For        
                           
    4 CLEMENT A. PELLETIER       For   For        
                           
    5 P. RANDY REIFEL       For   For        
                           
    6 CHARLES R. SARTAIN       For   For        
                           
    7 IAN W. TELFER       Withheld   Against        
                           
    8 BLANCA A. TREVIÑO       For   For        
                           
    9 KENNETH F. WILLIAMSON       For   For        
                           
02   IN RESPECT OF THE APPOINTMENT OF DELOITTE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION;   Management   For   For        
                         
03   A NON-BINDING ADVISORY RESOLUTION ACCEPTING THE COMPANY’S APPROACH TO EXECUTIVE COMPENSATION.   Management   For   For        
Page 17 of 40

PROXY VOTING RECORD

 

GUYANA GOLDFIELDS INC.
       
Security 403530108 Meeting Type Annual and Special Meeting
       
Ticker Symbol GUYFF Meeting Date 02-May-2017
       
ISIN CA4035301080 Agenda 934582582 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
01   DIRECTOR   Management                
                         
    1 JEAN-PIERRE CHAUVIN       For   For        
                           
    2 ALAN FERRY       For   For        
                           
    3 DANIEL NOONE       For   For        
                           
    4 WENDY KEI       For   For        
                           
    5 DAVID BEATTY       For   For        
                           
    6 RENÉ MARION       For   For        
                           
    7 SCOTT CALDWELL       For   For        
                           
    8 J. PATRICK SHERIDAN       For   For        
                           
    9 MICHAEL RICHINGS       For   For        
                           
02   APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.   Management   For   For        
                         
03   TO APPROVE AN ORDINARY RESOLUTION AUTHORIZING A DEFERRED SHARE UNIT PLAN FOR THE CORPORATION, SUBSTANTIALLY IN THE FORM OF RESOLUTION ATTACHED AS SCHEDULE B TO THE MANAGEMENT INFORMATION CIRCULAR DATED AS OF MARCH 28, 2017.   Management   For   For        
Page 18 of 40

PROXY VOTING RECORD

 

INTEGRA GOLD CORP.
       
Security 45824L102 Meeting Type Special
       
Ticker Symbol ICGQF Meeting Date 04-Jul-2017
       
ISIN CA45824L1022 Agenda 934649142 - Management

 

Item   Proposal       Proposed
by  
  Vote   For/Against
Management
       
01      TO CONSIDER, AND IF THOUGHT ADVISABLE, TO PASS, WITH OR WITHOUT AMENDMENT, A SPECIAL RESOLUTION APPROVING THE PLAN OF ARRANGEMENT UNDER SECTION 288 OF THE BUSINESS CORPORATIONS ACT (BRITISH COLUMBIA) INVOLVING INTEGRA GOLD CORP. AND ELDORADO GOLD CORPORATION, ALL AS MORE PARTICULARLY DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR ACCOMPANYING THIS VOTING INSTRUCTION FORM.   Management   For   For        
Page 19 of 40

PROXY VOTING RECORD

 

KINROSS GOLD CORPORATION
       
Security 496902404 Meeting Type Annual
       
Ticker Symbol KGC Meeting Date 03-May-2017
       
ISIN CA4969024047 Agenda 934557515 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
01   DIRECTOR   Management                
                         
    1 IAN ATKINSON       For   For        
                           
    2 JOHN A. BROUGH       For   For        
                           
    3 JOHN M.H. HUXLEY       For   For        
                           
    4 AVE G. LETHBRIDGE       For   For        
                           
    5 C. MCLEOD-SELTZER       For   For        
                           
    6 JOHN E. OLIVER       For   For        
                           
    7 KELLY J. OSBORNE       For   For        
                           
    8 UNA M. POWER       For   For        
                           
    9 J. PAUL ROLLINSON       For   For        
                           
02   TO APPROVE THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION.   Management   For   For        
                         
03   TO CONSIDER, AND, IF DEEMED APPROPRIATE, TO PASS, AN ADVISORY RESOLUTION ON KINROSS’ APPROACH TO EXECUTIVE COMPENSATION.   Management   For   For        
Page 20 of 40

PROXY VOTING RECORD

 

LYDIAN INTERNATIONAL LIMITED
       
Security G5724R107 Meeting Type Annual
       
Ticker Symbol LYDIF Meeting Date 19-Jun-2017
       
ISIN JE00B29LFF73 Agenda 934633036 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
01   DIRECTOR   Management                
                         
    1 GORDON WYLIE       For   For        
                           
    2 HOWARD H.J. STEVENSON       For   For        
                           
    3 WILLAN J. ABEL       For   For        
                           
    4 TIMOTHY READ       For   For        
                           
    5 STEPHEN J. ALTMANN       For   For        
                           
    6 JOSH PARRILL       For   For        
                           
    7 JOHN STUBBS       For   For        
                           
    8 GILLIAN DAVIDSON       For   For        
                           
02   TO RE-APPOINT GRANT THORNTON LLP AS THE AUDITORS OF THE CORPORATION FROM THE CLOSE OF THE MEETING UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING OF THE SHAREHOLDERS AND TO AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION TO BE PAID TO THE AUDITORS.   Management   For   For        
Page 21 of 40

PROXY VOTING RECORD

 

MAG SILVER CORP.
       
Security 55903Q104 Meeting Type Annual and Special Meeting
       
Ticker Symbol MAG Meeting Date 15-Jun-2017
       
ISIN CA55903Q1046 Agenda 934633098 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
01   DIRECTOR   Management                
                         
    1 PETER D. BARNES       For   For        
                           
    2 RICHARD P. CLARK       For   For        
                           
    3 RICHARD M. COLTERJOHN       For   For        
                           
    4 JILL D. LEVERSAGE       For   For        
                           
    5 DANIEL T. MACINNIS       For   For        
                           
    6 GEORGE N. PASPALAS       For   For        
                           
    7 JONATHAN A. RUBENSTEIN       For   For        
                           
    8 DEREK C. WHITE       For   For        
                           
02   TO APPOINT DELOITTE LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION.   Management   For   For        
                         
03   TO APPROVE THE ADOPTION OF THE THIRD AMENDED AND RESTATED STOCK OPTION PLAN OF THE COMPANY.   Management   For   For        
                         
04   TO APPROVE THE ADOPTION OF THE AMENDED AND RESTATED SHARE UNIT PLAN OF THE COMPANY.   Management   For   For        
                         
05   TO APPROVE THE ADOPTION OF THE SECOND AMENDED AND RESTATED DEFERRED SHARE UNIT PLAN OF THE COMPANY.   Management   For   For        
Page 22 of 40

PROXY VOTING RECORD

 

NEW GOLD INC.
       
Security 644535106 Meeting Type Annual and Special Meeting
       
Ticker Symbol NGD Meeting Date 26-Apr-2017
       
ISIN CA6445351068 Agenda 934551347 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
01   DIRECTOR   Management                
                         
    1 DAVID EMERSON       For   For        
                           
    2 JAMES ESTEY       For   For        
                           
    3 VAHAN KOLOLIAN       For   For        
                           
    4 MARTYN KONIG       For   For        
                           
    5 RANDALL OLIPHANT       Withheld   Against        
                           
    6 IAN PEARCE       For   For        
                           
    7 HANNES PORTMANN       For   For        
                           
    8 KAY PRIESTLY       For   For        
                           
    9 RAYMOND THRELKELD       For   For        
                           
02   APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.   Management   For   For        
                         
03   AN ORDINARY RESOLUTION TO APPROVE ALL UNALLOCATED OPTIONS UNDER THE COMPANY’S STOCK OPTION PLAN.   Management   For   For        
                           
04   AN ORDINARY RESOLUTION TO APPROVE ALL UNALLOCATED PERFORMANCE SHARE UNITS ISSUABLE UNDER THE COMPANY’S LONG TERM INCENTIVE PLAN.   Management   For   For        
                           
05   A NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.   Management   For   For        
Page 23 of 40

PROXY VOTING RECORD

 

NEWCREST MINING LTD, MELBOURNE VIC
       
Security Q6651B114 Meeting Type Annual General Meeting
       
Ticker Symbol   Meeting Date 08-Nov-2016
       
ISIN AU000000NCM7 Agenda 707442101 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
CMMT   VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3.A, 3.B, 4, AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION   Non-Voting                
                         
2.A   RE-ELECTION OF PETER HAY AS A DIRECTOR   Management   For   For        
                         
2.B   RE-ELECTION OF PHILIP AIKEN AM AS A DIRECTOR   Management   For   For        
                         
2.C   RE-ELECTION OF RICK LEE AM AS A DIRECTOR   Management   For   For        
                         
2.D   RE-ELECTION OF JOHN SPARK AS A DIRECTOR   Management   For   For        
                         
2.E   ELECTION OF VICKKI MCFADDEN AS A DIRECTOR   Management   For   For        
                         
3.A   APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO THE MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER SANDEEP BISWAS   Management   For   For        
                         
3.B   APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO THE FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER GERARD BOND   Management   For   For        
                         
4   ADOPTION OF THE REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2016 (ADVISORY ONLY)   Management   For   For        
Page 24 of 40

PROXY VOTING RECORD

 

NEWMONT MINING CORPORATION
       
Security 651639106 Meeting Type Annual
       
Ticker Symbol NEM Meeting Date 20-Apr-2017
       
ISIN US6516391066 Agenda 934535622 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
1A.   ELECTION OF DIRECTOR: G.H. BOYCE   Management   For   For        
                         
1B.   ELECTION OF DIRECTOR: B.R. BROOK   Management   For   For        
                         
1C.   ELECTION OF DIRECTOR: J.K. BUCKNOR   Management   For   For        
                         
1D.   ELECTION OF DIRECTOR: V.A. CALARCO   Management   For   For        
                         
1E.   ELECTION OF DIRECTOR: J.A. CARRABBA   Management   For   For        
                         
1F.   ELECTION OF DIRECTOR: N. DOYLE   Management   For   For        
                         
1G.   ELECTION OF DIRECTOR: G.J. GOLDBERG   Management   For   For        
                         
1H.   ELECTION OF DIRECTOR: V.M. HAGEN   Management   For   For        
                         
1I.   ELECTION OF DIRECTOR: J. NELSON   Management   For   For        
                         
1J.   ELECTION OF DIRECTOR: J.M. QUINTANA   Management   For   For        
                         
2.   RATIFY APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.   Management   For   For        
                         
3.   APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION.   Management   For   For        
                         
4.   APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION.   Management   3 Years   Against        
                         
5.   STOCKHOLDER PROPOSAL REGARDING HUMAN RIGHTS RISK ASSESSMENT.   Shareholder   Against   For        
Page 25 of 40

PROXY VOTING RECORD

 

OCEANAGOLD CORPORATION
       
Security 675222103 Meeting Type Annual and Special Meeting
       
Ticker Symbol OCANF Meeting Date 23-Jun-2017
       
ISIN CA6752221037 Agenda 934639785 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
01   DIRECTOR   Management                
                         
    1 JAMES E. ASKEW       For   For        
                           
    2 JOSE P. LEVISTE, JR.       For   For        
                           
    3 GEOFF W. RABY       For   For        
                           
    4 MICHAEL F. WILKES       For   For        
                           
    5 WILLIAM H. MYCKATYN       For   For        
                           
    6 PAUL B. SWEENEY       For   For        
                           
    7 DIANE R. GARRETT       For   For        
                           
02   APPOINTMENT OF PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.   Management   For   For        
                         
03   APPROVAL OF A NON-BINDING ADVISORY RESOLUTION ACCEPTING THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE COMPANY’S ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.   Management   For   For        
Page 26 of 40

PROXY VOTING RECORD

 

PERSEUS MINING LTD, SUBIACO
       
Security Q74174105 Meeting Type Annual General Meeting
       
Ticker Symbol   Meeting Date 25-Nov-2016
       
ISIN AU000000PRU3 Agenda 707499299 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
CMMT   VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 6 TO 9 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BYVOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION   Non-Voting                
                         
1   ADOPTION OF REMUNERATION REPORT   Management   For   For        
                         
2   RE-ELECTION OF MR COLIN CARSON AS A DIRECTOR   Management   Against   Against        
                         
3   RE-ELECTION OF MR MICHAEL BOHM AS A DIRECTOR   Management   For   For        
                         
4   RE-ELECTION OF MR JOHN MCGLOIN AS A DIRECTOR   Management   For   For        
                         
5   RE-ELECTION OF MR ALEXANDER DAVIDSON AS A DIRECTOR   Management   For   For        
                         
6   APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO MR QUARTERMAINE   Management   For   For        
                         
7   APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO MR CARSON   Management   For   For        
                         
8   APPROVAL TO INCREASE AGGREGATE AMOUNT OF DIRECTORS’ FEES   Management   For   For        
                         
9   RATIFICATION OF ISSUE OF SHARES   Management   For   For        
Page 27 of 40

PROXY VOTING RECORD

 

PETRA DIAMONDS LTD, HAMILTON
       
Security G70278109 Meeting Type Annual General Meeting
       
Ticker Symbol   Meeting Date 28-Nov-2016
       
ISIN BMG702781094 Agenda 707551924 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
1   TO RECEIVE THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 30 JUNE 2016, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON   Management   For   For        
                         
2   TO APPROVE THE DIRECTORS’ ANNUAL REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2016   Management   For   For        
                         
3   TO RE-APPOINT BDO LLP AS AUDITORS TO ACT AS SUCH UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY   Management   For   For        
                         
4   TO AUTHORISE THE DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE AUDITORS   Management   For   For        
                         
5   TO RE-APPOINT MR ADONIS POUROULIS, WHO RETIRES IN ACCORDANCE WITH THE COMPANY’S BYE-LAWS, AS A DIRECTOR OF THE COMPANY   Management   For   For        
                         
6   TO RE-APPOINT MR CHRISTOFFEL JOHANNES DIPPENAAR, WHO RETIRES IN ACCORDANCE WITH THE COMPANY’S BYE-LAWS, AS A DIRECTOR OF THE COMPANY   Management   For   For        
                         
7   TO RE-APPOINT MR JAMES MURRY DAVIDSON, WHO RETIRES IN ACCORDANCE WITH THE COMPANY’S BYE-LAWS, AS A DIRECTOR OF THE COMPANY   Management   For   For        
                         
8   TO RE-APPOINT MR ANTHONY CARMEL LOWRIE, WHO RETIRES IN ACCORDANCE WITH THE COMPANY’S BYE-LAWS, AS A DIRECTOR OF THE COMPANY   Management   For   For        
                         
9   TO RE-APPOINT DR PATRICK JOHN BARTLETT, WHO RETIRES IN ACCORDANCE WITH THE COMPANY’S BYE-LAWS, AS A DIRECTOR OF THE COMPANY   Management   For   For        
                         
10   TO RE-APPOINT MR ALEXANDER GORDON KELSO HAMILTON, WHO RETIRES IN ACCORDANCE WITH THE COMPANY’S BYE-LAWS, AS A DIRECTOR OF THE COMPANY   Management   For   For        
                         
11   TO RE-APPOINT MS OCTAVIA MATSHIDISO MATLOA, WHO RETIRES IN ACCORDANCE WITH THE COMPANY’S BYE-LAWS, AS A DIRECTOR OF THE COMPANY   Management   For   For        
                         
12   TO AUTHORISE THE DIRECTORS OF THE COMPANY TO ALLOT RELEVANT SECURITIES WITHIN THE MEANING OF BYE-LAW 2.4 OF THE COMPANY’S BYE-LAWS   Management   For   For        
                         
13   TO DISAPPLY THE PRE-EMPTION PROVISIONS OF BYE-LAW 2.5(A) PURSUANT TO BYE-LAW 2.6(A)(I) OF THE COMPANY’S BYE-LAWS   Management   For   For        
Page 28 of 40

PROXY VOTING RECORD

 

PRETIUM RESOURCES INC.
       
Security 74139C102 Meeting Type Annual
       
Ticker Symbol PVG Meeting Date 12-May-2017
       
ISIN CA74139C1023 Agenda 934596505 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
01   TO SET THE NUMBER OF DIRECTORS AT EIGHT (8).   Management   For   For        
                         
02   DIRECTOR   Management                
                         
    1 ROBERT A. QUARTERMAIN       For   For        
                           
    2 C. NOEL DUNN       For   For        
                           
    3 JOSEPH J. OVSENEK       For   For        
                           
    4 GEORGE PASPALAS       For   For        
                           
    5 PETER BIRKEY       For   For        
                           
    6 SHAOYANG SHEN       For   For        
                           
    7 NICOLE ADSHEAD-BELL       For   For        
                           
    8 DAVID SMITH       For   For        
                           
03   TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION.   Management   For   For        
                         
04   TO AUTHORIZE AND APPROVE A NON-BINDING ADVISORY RESOLUTION ACCEPTING THE COMPANY’S APPROACH TO EXECUTIVE COMPENSATION AS MORE PARTICULARLY DESCRIBED IN THE COMPANY’S INFORMATION CIRCULAR.   Management   For   For        
Page 29 of 40

PROXY VOTING RECORD

 

RANDGOLD RESOURCES LIMITED
       
Security 752344309 Meeting Type Annual
       
Ticker Symbol GOLD Meeting Date 02-May-2017
       
ISIN US7523443098 Agenda 934582986 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
1.   TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 TOGETHER WITH THE DIRECTORS’ REPORTS AND THE AUDITORS’ REPORT ON THE FINANCIAL STATEMENTS (’2016 ANNUAL REPORT’).   Management   For   For        
                         
2.   TO DECLARE A FINAL DIVIDEND OF $1.00 PER ORDINARY SHARE RECOMMENDED BY THE DIRECTORS IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 TO BE PAID TO HOLDERS OF ORDINARY SHARES ON THE REGISTER OF MEMBERS AT THE CLOSE OF BUSINESS ON 17 MARCH 2017 IN RESPECT OF ORDINARY SHARES THEN REGISTERED IN THEIR NAMES.   Management   For   For        
                         
3.   TO APPROVE THE DIRECTORS’ REMUNERATION REPORT (OTHER THAN THE DIRECTORS’ REMUNERATION POLICY) AS SET OUT IN THE 2016 ANNUAL REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016.   Management   For   For        
                         
4.   TO APPROVE THE DIRECTORS’ REMUNERATION POLICY CONTAINED IN THE DIRECTORS’ REMUNERATION REPORT OF THE 2016 ANNUAL REPORT.   Management   For   For        
                         
5.   TO RE-ELECT SAFIATOU BA-N’DAW AS A DIRECTOR OF THE COMPANY.   Management   For   For        
                         
6.   TO RE-ELECT MARK BRISTOW AS A DIRECTOR OF THE COMPANY.   Management   For   For        
                         
7.   TO RE-ELECT CHRISTOPHER COLEMAN AS A DIRECTOR OF THE COMPANY.   Management   For   For        
                         
8.   TO RE-ELECT JEMAL-UD-DIN KASSUM (JAMIL KASSUM) AS A DIRECTOR OF THE COMPANY.   Management   For   For        
                         
9.   TO ELECT OLIVIA KIRTLEY AS A DIRECTOR OF THE COMPANY.   Management   For   For        
                         
10.   TO RE-ELECT JEANINE MABUNDA LIOKO AS A DIRECTOR OF THE COMPANY.   Management   For   For        
                         
11.   TO RE-ELECT ANDREW QUINN AS A DIRECTOR OF THE COMPANY.   Management   For   For        
                         
12.   TO RE-ELECT GRAHAM SHUTTLEWORTH AS A DIRECTOR OF THE COMPANY.   Management   For   For        
                         
13.   TO RE-APPOINT BDO LLP AS THE AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY.   Management   For   For        
                         
14.     TO AUTHORISE THE AUDIT COMMITTEE OF THE COMPANY TO DETERMINE THE REMUNERATION OF THE AUDITORS.   Management   For   For        
                         
15.     AUTHORITY TO ALLOT SHARES.   Management   For   For        
                         
16.     TO RESOLVE THAT AS PART OF THEIR FEES AS DIRECTORS OF THE COMPANY EACH NON-EXECUTIVE DIRECTOR (OTHER THAN THE SENIOR INDEPENDENT DIRECTOR AND THE CHAIRMAN) ELECTED AND/OR RE-ELECTED AT THIS MEETING BE AWARDED 1,500 ORDINARY SHARES AND SUCH ORDINARY SHARES ARE TO VEST ON THE DATE OF GRANT.   Management   For   For        
                         
17.     TO RESOLVE THAT AS PART OF HIS FEE AS SENIOR INDEPENDENT DIRECTOR OF THE COMPANY, THE SENIOR INDEPENDENT DIRECTOR IN OFFICE AT THIS MEETING WILL BE AWARDED 2,000 ORDINARY
SHARES AND SUCH ORDINARY SHARES ARE TO VEST ON THE DATE OF GRANT.
  Management   For   For        
                         
18.     TO RESOLVE THAT AS PART OF HIS FEE AS CHAIRMAN OF THE COMPANY, THE CHAIRMAN IN OFFICE AT THIS MEETING WILL BE AWARDED 2,500 ORDINARY SHARES AND SUCH ORDINARY SHARES ARE TO VEST ON THE DATE OF GRANT.   Management   For   For        
                         
19.     AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS.   Management   For   For        
                         
20.     AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES AND ADSS.   Management   For   For        

Page 30 of 40

PROXY VOTING RECORD

 

ROXGOLD INC.
       
Security 779899202 Meeting Type Annual and Special Meeting
       
Ticker Symbol ROGFF           Meeting Date 28-Jun-2017
       
ISIN CA7798992029 Agenda 934638252 - Management

 

Item   Proposal   Proposed
by  
  Vote   For/Against
Management
       
                         
01   TO SET THE NUMBER OF DIRECTORS AT EIGHT.   Management   For   For        
                         
02   DIRECTOR   Management                
                         
    1 OLIVER LENNOX-KING       For   For        
                           
    2 RICHARD COLTERJOHN       For   For        
                           
    3 JONATHAN A. RUBENSTEIN       For   For        
                           
    4 JOHN L. KNOWLES       For   For        
                           
    5 ROBIN G. MILLS       For   For        
                           
    6 JOHN DORWARD       For   For        
                           
    7 KATE HARCOURT       For   For        
                           
    8 NORM PITCHER       For   For        
                           
03   TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.   Management   For   For        
                         
04   TO APPROVE AMENDMENTS TO THE COMPANY’S RESTRICTED SHARE UNIT PLAN, AS FURTHER DETAILED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR OF THE COMPANY DATED AS OF MAY 19, 2017 (THE “INFORMATION CIRCULAR”), IN SUBSTANTIALLY THE FORM OF RESOLUTION APPENDED AT SCHEDULE “B” TO THE INFORMATION CIRCULAR.   Management   For   For        
                         
05   TO APPROVE AMENDMENTS TO THE COMPANY’S DEFERRED SHARE UNIT PLAN, AS FURTHER DETAILED IN THE INFORMATION CIRCULAR, IN SUBSTANTIALLY THE FORM OF RESOLUTION APPENDED AT SCHEDULE “C” TO THE INFORMATION CIRCULAR.   Management   For   For        
Page 31 of 40

PROXY VOTING RECORD

 

ROYAL GOLD, INC.
       
Security 780287108 Meeting Type Annual  
       
Ticker Symbol RGLD            Meeting Date 16-Nov-2016
       
ISIN US7802871084 Agenda 934487314 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
1A.   ELECTION OF DIRECTOR: WILLIAM M. HAYES   Management   For   For        
                         
1B.   ELECTION OF DIRECTOR: RONALD J. VANCE   Management   For   For        
                         
2.   PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2017.   Management   For   For        
                         
3.   PROPOSAL TO APPROVE THE ADVISORY RESOLUTION RELATING TO EXECUTIVE COMPENSATION.   Management   Against   Against        
                         
4.   PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES FROM 110,000,000 SHARES TO 210,000,000 SHARES.   Management   Against   Against        
Page 32 of 40

PROXY VOTING RECORD

 

SEMAFO INC.
       
Security 816922108 Meeting Type Annual  
       
Ticker Symbol SEMFF           Meeting Date 04-May-2017
       
ISIN CA8169221089 Agenda 934564964 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
01   DIRECTOR   Management                
                         
    1 TERENCE F. BOWLES       For   For        
                           
    2 BENOIT DESORMEAUX       For   For        
                           
    3 FLORE KONAN       For   For        
                           
    4 JEAN LAMARRE       For   For        
                           
    5 JOHN LEBOUTILLIER       For   For        
                           
    6 GILLES MASSON       For   For        
                           
    7 LAWRENCE MCBREARTY       For   For        
                           
    8 TERTIUS ZONGO       For   For        
                           
02   APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO DETERMINE THEIR COMPENSATION.   Management   For   For        
                         
03   AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN.   Management   For   For        
                         
04   BY-LAW NO. 2017-1.   Management   For   For        
                         
05   ADVISORY RESOLUTION ON THE CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION.   Management   For   For        
Page 33 of 40

PROXY VOTING RECORD

 

SIBANYE GOLD LIMITED
       
Security S7627H100 Meeting Type Ordinary General Meeting
       
Ticker Symbol   Meeting Date 25-Apr-2017
       
ISIN ZAE000173951 Agenda 707858102 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
O.1   APPROVE CATEGORY 1 TRANSACTION IN TERMS OF THE MERGER AGREEMENT   Management   For   For        
                         
S.1   APPROVE INCREASE IN AUTHORISED SHARE CAPITAL   Management   For   For        
                         
S.2   AMEND MEMORANDUM OF INCORPORATION   Management   For   For        
                         
S.3   APPROVE ALLOTMENT AND ISSUE OF SHARES IN TERMS OF SECTION 41(3) OF THE COMPANIES ACT   Management   For   For        
                         
O.2   PLACE AUTHORISED BUT UNISSUED SHARES UNDER CONTROL OF DIRECTORS PURSUANT TO THE RIGHTS OFFER   Management   For   For        
                         
O.3   APPROVE WAIVER OF MANDATORY OFFER   Management   For   For        
                         
O.4   PLACE AUTHORISED BUT UNISSUED SHARES UNDER CONTROL OF DIRECTORS   Management   For   For        
                         
CMMT   27 MAR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-TYPE FROM EGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.   Non-Voting                
Page 34 of 40

PROXY VOTING RECORD

 

SIBANYE GOLD LIMITED
       
Security S7627H100 Meeting Type Annual General Meeting
       
Ticker Symbol   Meeting Date 23-May-2017
       
ISIN ZAE000173951 Agenda 708068918 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
CMMT   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 753383 DUE TO CHANGE IN-TEXT OF RESOLUTIONS 11 & 12. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU   Non-Voting                
                         
O.1   RE-APPOINTMENT OF AUDITORS: KPMG INC   Management   For   For        
                         
O.2   RE-ELECTION OF A DIRECTOR: CD CHADWICK   Management   For   For        
                         
O.3   RE-ELECTION OF A DIRECTOR: RTL CHAN   Management   For   For        
                         
O.4   RE-ELECTION OF A DIRECTOR: TJ CUMMING   Management   For   For        
                         
O.5   RE-ELECTION OF A DIRECTOR: C KEYTER   Management   For   For        
                         
O.6   ELECTION OF A DIRECTOR: MS MOLOKO   Management   For   For        
                         
O.7   RE-ELECTION OF A MEMBER AND CHAIR OF THE AUDIT COMMITTEE: KA RAYNER   Management   For   For        
                         
O.8   RE-ELECTION OF A MEMBER OF THE AUDITCOMMITTEE: RP MENELL   Management   For   For        
                         
O.9   RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: NG NIKA   Management   For   For        
                         
O.10   RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: SC VAN DER MERWE   Management   For   For        
                         
O.11   APPROVAL FOR THE ISSUE OF AUTHORISED BUT UNISSUED ORDINARY SHARES   Management   For   For        
                         
O.12   ISSUING EQUITY SECURITIES FOR CASH   Management   For   For        
                         
O.13   APPROVAL FOR THE SIBANYE 2017 SHARE PLAN   Management   For   For        
                         
AE.1   APPROVE REMUNERATION POLICY   Management   For   For        
                         
S.1   APPROVAL FOR THE REMUNERATION OF NON-EXECUTIVE DIRECTORS   Management   For   For        
                         
S.2   APPROVAL FOR THE COMPANY TO GRANT FINANCIAL ASSISTANCE IN TERMS OF SECTIONS 44 AND 45 OF THE ACT   Management   For   For        
                         
S.3   APPROVAL FOR THE ACQUISITION OF THE COMPANY’S OWN SHARES   Management   For   For        
Page 35 of 40

PROXY VOTING RECORD

 

STILLWATER MINING COMPANY
       
Security 86074Q102 Meeting Type Annual  
       
Ticker Symbol SWC Meeting Date 25-Apr-2017
       
ISIN US86074Q1022 Agenda 934554329 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
1.   TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED DECEMBER 9, 2016 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE “MERGER AGREEMENT”), AMONG STILLWATER MINING COMPANY (“STILLWATER”),SIBANYE GOLD LIMITED, A PUBLIC COMPANY ORGANIZED UNDER THE LAWS OF SOUTH AFRICA (“SIBANYE”), THOR US HOLDCO INC., A DELAWARE CORPORATION AND AN INDIRECT WHOLLY OWNED SUBSIDIARY OF SIBANYE (“US HOLDCO”), AND THOR MERGCO INC., A DELAWARE CORPORATION AND A DIRECT WHOLLY ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).   Management   For   For        
                         
2.   TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE COMPANY’S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER.   Management   For   For        
                         
3A.   ELECTION OF DIRECTOR: GEORGE M. BEE   Management   For   For        
                         
3B.   ELECTION OF DIRECTOR: MICHAEL J. MCMULLEN   Management   For   For        
                         
3C.   ELECTION OF DIRECTOR: PATRICE E. MERRIN   Management   For   For        
                         
3D.   ELECTION OF DIRECTOR: LAWRENCE PETER
O’HAGAN
  Management   For   For        
                         
3E.   ELECTION OF DIRECTOR: MICHAEL S. PARRETT   Management   For   For        
                         
3F.   ELECTION OF DIRECTOR: BRIAN D. SCHWEITZER   Management   For   For        
                         
3G.   ELECTION OF DIRECTOR: GARY A. SUGAR   Management   For   For        
                         
4.   TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.   Management   For   For        
                         
5.   TO CONDUCT AN ADVISORY (NON-BINDING) VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION FOR 2017.   Management   For   For        
                         
6.   TO CONDUCT AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE OFFICER COMPENSATION.   Management   3 Years   Against        
                         
7.   TO APPROVE THE COMPANY’S EQUITY INCENTIVE PLAN.   Management   For   For        
                         
8.   TO CONDUCT SUCH OTHER BUSINESS PROPERLY PRESENTED AT THE ANNUAL MEETING OR ANY POSTPONEMENTS OR ADJOURNMENTS THEREOF.   Management   For   For        
                         
9.      TO APPROVE THE ADJOURNMENT OF THE ANNUAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE ANNUAL MEETING TO APPROVE THE PROPOSALS PRESENTED OR IN THE ABSENCE OF A QUORUM.   Management   For   For        
Page 36 of 40

PROXY VOTING RECORD

 

STORNOWAY DIAMOND CORPORATION
       
Security 86222Q806 Meeting Type Annual  
       
Ticker Symbol SWYDF Meeting Date 09-May-2017
       
ISIN CA86222Q8065 Agenda 934585057 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
01   DIRECTOR   Management                
                         
    1 PATRICK GODIN       For   For        
                           
    2 HUME KYLE       For   For        
                           
    3 JOHN LEBOUTILLIER       For   For        
                           
    4 MATTHEW MANSON       For   For        
                           
    5 GASTON MORIN       For   For        
                           
    6 PETER B. NIXON       For   For        
                           
    7 EBE SCHERKUS       For   For        
                           
    8 DOUGLAS B. SILVER       For   For        
                           
    9 MARIE-ANNE TAWIL       For   For        
                           
02   APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.   Management   For   For        
                         
03   TO CONSIDER AND, IF DEEMED APPROPRIATE, ADOPT A RESOLUTION (THE FULL TEXT OF WHICH IS REPRODUCED AS SCHEDULE A TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR) RATIFYING, CONFIRMING AND APPROVING THE DEFERRED SHARE UNIT PLAN ADOPTED BY THE BOARD OF DIRECTORS OF THE CORPORATION ON MARCH 22, 2017, THE WHOLE AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.   Management   For   For        
                         
04   TO CONSIDER AND, IF DEEMED APPROPRIATE, ADOPT A RESOLUTION (THE FULL TEXT OF WHICH IS REPRODUCED AS SCHEDULE C TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR) RATIFYING, CONFIRMING AND APPROVING THE PERFORMANCE SHARE UNIT PLAN ADOPTED BY THE BOARD OF DIRECTORS OF THE CORPORATION ON MARCH 22, 2017, THE WHOLE AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.   Management   For   For        
                         
05   TO CONSIDER AND, IF DEEMED APPROPRIATE, ADOPT A RESOLUTION (THE FULL TEXT OF WHICH IS REPRODUCED AS SCHEDULE E TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR) RATIFYING, CONFIRMING AND APPROVING THE EMPLOYEE SHARE PURCHASE PLAN ADOPTED BY THE BOARD OF DIRECTORS OF THE CORPORATION ON MARCH 22, 2017, THE WHOLE AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.   Management   For   For        
Page 37 of 40

PROXY VOTING RECORD

 

TAHOE RESOURCES INC.
       
Security 873868103 Meeting Type Annual  
       
Ticker Symbol TAHO Meeting Date 03-May-2017
       
ISIN CA8738681037 Agenda 934566083 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
01   DIRECTOR   Management                
                         
    1 C. KEVIN MCARTHUR       Withheld   Against        
                           
    2 RONALD W. CLAYTON       For   For        
                           
    3 TANYA M. JAKUSCONEK       Withheld   Against        
                           
    4 CHARLES A. JEANNES       Withheld   Against        
                           
    5 DRAGO G. KISIC       For   For        
                           
    6 ALAN C. MOON       For   For        
                           
    7 A. DAN ROVIG       For   For        
                           
    8 PAUL B. SWEENEY       For   For        
                           
    9 JAMES S. VOORHEES       For   For        
                           
    10 KENNETH F. WILLIAMSON       For   For        
                           
02   APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR.   Management   For   For        
                         
03   RESOLVED ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE COMPANY’S INFORMATION CIRCULAR DELIVERED IN ADVANCE OF THE 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY TO BE HELD ON MAY 3, 2017.   Management   For   For        
Page 38 of 40

PROXY VOTING RECORD

 

TMAC RESOURCES INC.
       
Security 872577101 Meeting Type Annual and Special Meeting
       
Ticker Symbol TMMFF           Meeting Date 20-Jun-2017
       
ISIN CA8725771015 Agenda 934630218 - Management

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
       
                         
01   DIRECTOR   Management                
                         
    1 ANDREW B. ADAMS       For   For        
                           
    2 LEONA AGLUKKAQ