United States
Securities and Exchange Commission
Washington, DC 20549

FORM N-PX

Annual Report of Proxy Voting Record of Registered Management
Investment Company

Investment Company Act File Number: 811-21650

 

ASA Gold and Precious Metals Limited


(Exact name of registrant as specified in charter)

 

400 S. El Camino Real #710

San Mateo, California 94402-1708

(Address of principal executive offices)

 

JPMorgan Chase Bank

3 Chase MetroTech Center, 6th Floor

Brooklyn, New York 11245

(name and address of agent for service)

Registrant’s telephone number, including area code: (650) 376-3135

Date of fiscal year end: November 30

Date of reporting period: July 1, 2017 - June 30, 2018

 

PROXY VOTING RECORD

 

AGNICO EAGLE MINES LIMITED    
       
Security 008474108 Meeting Type Annual and Special Meeting
       
Ticker Symbol AEM Meeting Date 27-Apr-2018
       
ISIN CA0084741085 Agenda 934765047 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  DIRECTOR  Management              
                     
   1 Dr. Leanne M. Baker     For  For        
                       
   2 Sean Boyd     For  For        
                       
   3 Martine A. Celej     For  For        
                       
   4 Robert J. Gemmell     For  For        
                       
   5 Mel Leiderman     For  For        
                       
   6 Deborah McCombe     For  For        
                       
   7 James D. Nasso     For  For        
                       
   8 Dr. Sean Riley     For  For        
                       
   9 J. Merfyn Roberts     For  For        
                       
   10 Jamie C. Sokalsky     For  For        
                       
2  Appointment of Ernst & Young LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration.  Management  For  For        
                     
3  Consideration of and, if deemed advisable, the passing of an ordinary resolution approving an amendment to the Company’s Stock Option Plan.  Management  For  For        
                     
4  Consideration of and, if deemed advisable, the passing of an ordinary resolution confirming the adoption of the amended and restated by-laws of the Company.  Management  For  For        
                     
5  Consideration of and, if deemed advisable, the passing of a non-binding, advisory resolution accepting the Company’s approach to executive compensation.  Management  For  For        
Page 1 of 39

PROXY VOTING RECORD

 

ALACER GOLD CORP.    
       
Security 010679108 Meeting Type Annual and Special Meeting
       
Ticker Symbol ALIAF Meeting Date 07-Jun-2018
       
ISIN CA0106791084 Agenda 934807198 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  DIRECTOR  Management              
                     
   1 Rodney P. Antal     For  For        
                       
   2 Thomas R. Bates, Jr.     For  For        
                       
   3 Edward C. Dowling, Jr.     For  For        
                       
   4 Richard P. Graff     For  For        
                       
   5 Anna Kolonchina     For  For        
                       
   6 Alan P. Krusi     For  For        
                       
2  Appointment of PricewaterhouseCoopers LLP as Auditors.  Management  For  For        
                     
3  Advisory Resolution on the Corporation’s Approach to Executive Compensation.  Management  For  For        
Page 2 of 39

PROXY VOTING RECORD

 

ALAMOS GOLD INC.    
       
Security 011532108 Meeting Type Special
       
Ticker Symbol AGI Meeting Date 16-Nov-2017
       
ISIN CA0115321089 Agenda 934694476 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  To consider and, if deemed advisable, to pass an ordinary resolution, the full text of which is attached as Appendix B to the joint management information circular of Alamos Gold Inc. (“Alamos”) and Richmont Mines Inc. (“Richmont”) dated October 18, 2017 (the “Circular”), approving the issuance of the share consideration to be issued by Alamos to shareholders of Richmont pursuant to an arrangement of Richmont under Charter XVI -Division II of the Business Corporations Act (Québec), all as more particularly described in the Circular.  Management  For  For        
Page 3 of 39

PROXY VOTING RECORD

 

ALAMOS GOLD INC.    
       
Security 011532108 Meeting Type Annual
       
Ticker Symbol AGI Meeting Date 07-May-2018
       
ISIN CA0115321089 Agenda 934772814 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  DIRECTOR  Management              
                     
   1 Mark J. Daniel     For  For        
                       
   2 Elaine Ellingham     For  For        
                       
   3 David Fleck     For  For        
                       
   4 David Gower     For  For        
                       
   5 Claire M. Kennedy     For  For        
                       
   6 John A. McCluskey     For  For        
                       
   7 Paul J. Murphy     For  For        
                       
   8 Ronald E. Smith     For  For        
                       
   9 Kenneth Stowe     For  For        
                       
2  Appointment of KPMG LLP as auditors of the company for the ensuing year and authorizing the directors to fix their remuneration.  Management  For  For        
                     
3  To consider, and if deemed advisable, pass a resolution to approve an advisory resolution on the company’s approach to executive compensation.  Management  For  For        
Page 4 of 39

PROXY VOTING RECORD

 

ANGLOGOLD ASHANTI LIMITED    
       
Security S04255196 Meeting Type Annual General Meeting
       
Ticker Symbol   Meeting Date 16-May-2018
       
ISIN ZAE000043485 Agenda 709163466 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1.O11  RE-ELECTION OF DIRECTOR: MR AH GARNER  Management  For  For        
                     
1.O12  RE-ELECTION OF DIRECTOR: MRS NP JANUARY-BARDILL  Management  For  For        
                     
1.O13  RE-ELECTION OF DIRECTOR: MR R GASANT  Management  For  For        
                     
1.O14  RE-ELECTION OF DIRECTOR: MRS KC RAMON  Management  For  For        
                     
2.O21  APPOINTMENT OF AUDIT AND RISK COMMITTEE MEMBER: MR R GASANT  Management  For  For        
                     
2.O22  APPOINTMENT OF AUDIT AND RISK COMMITTEE MEMBER: MR MJ KIRKWOOD  Management  For  For        
                     
2.O23  APPOINTMENT OF AUDIT AND RISK COMMITTEE MEMBER: MR RJ RUSTON  Management  For  For        
                     
2.O24  APPOINTMENT OF AUDIT AND RISK COMMITTEE MEMBER: MS MDC RICHTER  Management  For  For        
                     
2.O25  APPOINTMENT OF AUDIT AND RISK COMMITTEE MEMBER: MRS SV ZILWA  Management  For  For        
                     
3.O.3  RE-APPOINTMENT OF ERNST & YOUNG INC. AS AUDITORS OF THE COMPANY  Management  For  For        
                     
4.O.4  GENERAL AUTHORITY TO DIRECTORS TO ALLOT AND ISSUE ORDINARY SHARES  Management  For  For        
                     
5.O51  THE COMPANY’S REMUNERATION POLICY (EXCLUDING THE REMUNERATION OF NON-EXECUTIVE DIRECTORS FOR THEIR SERVICES AS DIRECTORS AND MEMBERS OF THE BOARD OR STATUTORY COMMITTEES) AS SET OUT IN THE REMUNERATION REPORT CONTAINED IN THE INTEGRATED REPORT 2017  Management  For  For        
                     
5.O52  THE IMPLEMENTATION REPORT IN RELATION TO THE REMUNERATION POLICY, AS SET OUT IN THE REMUNERATION REPORT CONTAINED IN THE INTEGRATED REPORT 2017  Management  For  For        
                     
6.S.1  REMUNERATION OF NON-EXECUTIVE DIRECTORS  Management  For  For        
                     
7.S.2  GENERAL AUTHORITY TO ACQUIRE THE
COMPANY’S OWN SHARES
  Management  For  For        
                     
8.S.3  GENERAL AUTHORITY TO DIRECTORS TO ISSUE FOR CASH, THOSE ORDINARY SHARES WHICH THE DIRECTORS ARE AUTHORISED TO ALLOT AND ISSUE IN TERMS OF ORDINARY RESOLUTION 4  Management  For  For        
                     
9.S.4  GENERAL AUTHORITY TO PROVIDE FINANCIAL ASSISTANCE IN TERMS OF SECTIONS 44 AND 45 OF THE COMPANIES ACT  Management  For  For        
                     
10O.6  DIRECTORS’ AUTHORITY TO IMPLEMENT SPECIAL AND ORDINARY RESOLUTIONS  Management  For  For        
Page 5 of 39

PROXY VOTING RECORD

 

ATLANTIC GOLD CORPORATION    
       
Security 04854Q101 Meeting Type Annual
       
Ticker Symbol SPVEF Meeting Date 30-Nov-2017
       
ISIN CA04854Q1019 Agenda 934699983 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  To set the number of Directors at eight.  Management  For  For        
                     
2  DIRECTOR  Management              
                     
   1 Steven G. Dean     For  For        
                       
   2 Robert G. Atkinson     For  For        
                       
   3 W. David Black     For  For        
                       
   4 Donald Siemens     For  For        
                       
   5 William P. Armstrong     For  For        
                       
   6 Walter Bucknell     For  For        
                       
   7 Maryse Belanger     For  For        
                       
   8 Ryan Beedie     For  For        
                       
3  Appointment of PricewaterhouseCoopers LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration.  Management  For  For        
                     
4  To ratify, confirm and re-approve the Rolling Stock Option Plan.  Management  For  For        
                     
5  To transact such other business as may properly come before the Meeting.  Management  For  For        
Page 6 of 39

PROXY VOTING RECORD

 

B2GOLD CORP.    
       
Security 11777Q209 Meeting Type Annual and Special Meeting
       
Ticker Symbol BTG Meeting Date 08-Jun-2018
       
ISIN CA11777Q2099 Agenda 934830224 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  To set the number of Directors at eight.  Management  For  For        
                     
2  DIRECTOR  Management              
                     
   1 Mr. Clive Johnson     For  For        
                       
   2 Mr. Robert Cross     For  For        
                       
   3 Mr. Robert Gayton     For  For        
                       
   4 Mr. Jerry Korpan     For  For        
                       
   5 Mr. Bongani Mtshisi     For  For        
                       
   6 Mr. Kevin Bullock     For  For        
                       
   7 Mr. George Johnson     For  For        
                       
   8 Ms. Robin Weisman     For  For        
                       
3  Appointment of PricewaterhouseCoopers LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration.  Management  For  For        
                     
4  To approve the 2015 Stock Option Plan Resolution relating to the adoption of the Corporation’s Incentive Stock Option Plan, including the Grant of Stock Options, the Amendment to the 2015 Stock Option Plan and the Clerical and Administrative Changes to the 2015 Stock Option Plan, as described in the accompanying Management Information Circular of B2Gold Corp. for the Annual General and Special Meeting of the shareholders to be held on June 8, 2018.  Management  For  For        
                     
5  To approve the RSU Plan Resolution relating to the amendment of the Corporation’s Restricted Share Unit Plan, including the Amendment to the 2015 RSU Plan and the Clerical and Administrative Changes to the 2015 RSU Plan, as described in the accompanying Management Information Circular of B2Gold Corp. for the Annual General and Special Meeting of the shareholders to be held on June 8, 2018.  Management  For  For        
Page 7 of 39

PROXY VOTING RECORD

 

BARRICK GOLD CORPORATION    
       
Security 067901108 Meeting Type Annual
       
Ticker Symbol ABX Meeting Date 24-Apr-2018
       
ISIN CA0679011084 Agenda 934753321 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  DIRECTOR  Management              
                     
   1 M. I. Benítez     For  For        
                       
   2 G. A. Cisneros     For  For        
                       
   3 G. G. Clow     For  For        
                       
   4 K. P. M. Dushnisky     Withheld  Against        
                       
   5 J. M. Evans     For  For        
                       
   6 B. L. Greenspun     For  For        
                       
   7 J. B. Harvey     Withheld  Against        
                       
   8 P. A. Hatter     For  For        
                       
   9 N. H. O. Lockhart     For  For        
                       
   10 P. Marcet     For  For        
                       
   11 A. Munk     Withheld  Against        
                       
   12 J. R. S. Prichard     For  For        
                       
   13 S. J. Shapiro     For  For        
                       
   14 J. L. Thornton     Withheld  Against        
                       
   15 E. L. Thrasher     For  For        
                       
2  RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP as the auditor of Barrick and authorizing the directors to fix its remuneration.  Management  For  For        
                     
3  ADVISORY RESOLUTION ON APPROACH TO EXECUTIVE COMPENSATION.  Management  Against  Against        
Page 8 of 39

PROXY VOTING RECORD

 

BELO SUN MINING CORP.    
       
Security 080558109 Meeting Type Annual
       
Ticker Symbol VNNHF Meeting Date 01-May-2018
       
ISIN CA0805581091 Agenda 934781015 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  DIRECTOR  Management              
                     
   1 Peter Tagliamonte     Withheld  Against        
                       
   2 Stan Bharti     Withheld  Against        
                       
   3 Mark Eaton     Withheld  Against        
                       
   4 Denis Arsenault     Withheld  Against        
                       
   5 Carol Fries     Withheld  Against        
                       
   6 William Clarke     Withheld  Against        
                       
   7 Bruce Humphrey     Withheld  Against        
                       
2  Appointment of RSM Canada LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration.  Management  For  For        
Page 9 of 39

PROXY VOTING RECORD

 

COMPANIA DE MINAS BUENAVENTURA S.A.A    
       
Security 204448104 Meeting Type Annual
       
Ticker Symbol BVN Meeting Date 27-Mar-2018
       
ISIN US2044481040 Agenda 934744966 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
1.  To approve the 2017 Annual Report. A preliminary Spanish version of the Annual Report is available in the Company’s web site: http://www.buenaventura.com/assets/uploads/pdf/aprobacion_1.pdf  Management  For           
2.  To approve the Financial Statements as of December 31, 2017, which were publicly reported. A full report in English version is available in our web site: http://www.buenaventura.com/en/inversionistas/estados-financieros/2018  Management  For           
3.  To approve the Annual Remuneration for the Board of Directors according to the Company’s Bylaws (title five, article thirty). http://www.buenaventura.com/en/inversionistas/estatutos-sociales  Management  For           
4.  To appoint Ernst and Young (Paredes, Burga y Asociados) as External Auditors for fiscal year 2018.  Management  For           
5.  To approve the payment of a cash dividend of 0.030 (US$) per share or ADS according to the Company’s Dividend Policy.  Management  For           
Page 10 of 39

PROXY VOTING RECORD

 

DETOUR GOLD CORPORATION    
       
Security 250669108 Meeting Type Annual
       
Ticker Symbol DRGDF Meeting Date 03-May-2018
       
ISIN CA2506691088 Agenda 934777484 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  DIRECTOR  Management              
                     
   1 Lisa Colnett     Withheld  Against        
                       
   2 Edward C. Dowling Jr.     Withheld  Against        
                       
   3 Robert E. Doyle     Withheld  Against        
                       
   4 Andre Falzon     Withheld  Against        
                       
   5 Ingrid J. Hibbard     Withheld  Against        
                       
   6 J. Michael Kenyon     Withheld  Against        
                       
   7 Paul Martin     Withheld  Against        
                       
   8 Alex G. Morrison     Withheld  Against        
                       
   9 Jonathan Rubenstein     Withheld  Against        
                       
2  Appointment of KPMG LLP, Chartered Accountants as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration.  Management  For  For        
                     
3  To approve the non-binding advisory resolution on the Corporation’s approach to executive compensation.  Management  For  For        
Page 11 of 39

PROXY VOTING RECORD

 

ENDEAVOUR MINING CORPORATION    
       
Security G3040R158 Meeting Type Annual
       
Ticker Symbol EDVMF Meeting Date 26-Jun-2018
       
ISIN KYG3040R1589 Agenda 934838876 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  DIRECTOR  Management              
                     
   1 MICHAEL BECKETT     For  For        
                       
   2 JAMES ASKEW     For  For        
                       
   3 IAN COCKERILL     For  For        
                       
   4 OLIVIER COLOM     For  For        
                       
   5 LIVIA MAHLER     For  For        
                       
   6 WAYNE McMANUS     For  For        
                       
   7 SÉBASTIEN DE MONTESSUS     For  For        
                       
   8 NAGUIB SAWIRIS     For  For        
                       
2  APPOINTMENT OF AUDITORS: Appointment of Deloitte LLP, Chartered Professional Accountants, as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration.  Management  For  For        
                     
3  SAY ON PAY ADVISORY VOTE: To consider, and if deemed advisable, pass, with or without variation, a non-binding advisory resolution accepting the Corporation’s approach to executive compensation, as more particularly described in the accompanying management information circular of the Corporation.  Management  Against  Against        
Page 12 of 39

PROXY VOTING RECORD

 

FRANCO-NEVADA CORPORATION    
       
Security 351858105 Meeting Type Annual and Special Meeting
       
Ticker Symbol FNV Meeting Date 09-May-2018
       
ISIN CA3518581051 Agenda 934769677 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  DIRECTOR  Management              
                     
   1 PIERRE LASSONDE     For  For        
                       
   2 DAVID HARQUAIL     For  For        
                       
   3 TOM ALBANESE     For  For        
                       
   4 DEREK W. EVANS     For  For        
                       
   5 CATHARINE FARROW     Withheld  Against        
                       
   6 LOUIS GIGNAC     For  For        
                       
   7 RANDALL OLIPHANT     Withheld  Against        
                       
   8 DAVID R. PETERSON     For  For        
                       
2  APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.  Management  For  For        
                     
3  ACCEPTANCE OF THE CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION.  Management  For  For        
                     
4  TO APPROVE THE AMENDMENTS TO THE CORPORATION’S SHARE COMPENSATION PLAN AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING INFORMATION CIRCULAR.  Management  For  For        
Page 13 of 39

PROXY VOTING RECORD

 

GOLD FIELDS LIMITED    
       
Security S31755101 Meeting Type Annual General Meeting
       
Ticker Symbol   Meeting Date 22-May-2018
       
ISIN ZAE000018123 Agenda 709178695 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
CMMT  PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 906556 DUE TO ADDITION OF RESOLUTION 11OT1. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU  Non-Voting              
1.O.1  RE-APPOINTMENT OF AUDITORS: KPMG INC  Management  For  For        
2O2.1  RE-ELECTION OF A DIRECTOR: CA CAROLUS  Management  For  For        
3O2.2  RE-ELECTION OF A DIRECTOR: RP MENELL  Management  For  For        
4O2.3  RE-ELECTION OF A DIRECTOR: SP REID  Management  For  For        
5O3.1  RE-ELECTION OF A MEMBER AND CHAIR OF THE AUDIT COMMITTEE: YGH SULEMAN  Management  For  For        
6O3.2  RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: A ANDANI  Management  For  For        
7O3.3  RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: PJ BACCHUS  Management  For  For        
8O3.4  RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: RP MENELL  Management  For  For        
9.O.4  APPROVAL FOR THE ISSUE OF AUTHORISED BUT UNISSUED ORDINARY SHARES  Management  For  For        
10S.1  APPROVAL FOR THE ISSUING OF EQUITY SECURITIES FOR CASH  Management  For  For        
11OT1  ADVISORY ENDORSEMENT OF THE REMUNERATION POLICY  Management  For  For        
12S.2  APPROVAL OF THE REMUNERATION OF NON- EXECUTIVE DIRECTORS  Management  For  For        
13S.3  APPROVAL FOR THE COMPANY TO GRANT FINANCIAL ASSISTANCE IN TERMS OF SECTION 44 AND 45 OF THE ACT  Management  For  For        
14S.4  ACQUISITION OF THE COMPANY’S OWN SHARES  Management  For  For        
15S.5  APPROVAL OF THE AMENDMENTS OF THE GOLD FIELDS 2012 LIMITED SHARE PLAN  Management  For  For        
CMMT  09 APR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 910221, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU  Non-Voting              
Page 14 of 39

PROXY VOTING RECORD

 

GOLDCORP INC.    
       
Security 380956409 Meeting Type Annual and Special Meeting
       
Ticker Symbol GG Meeting Date 25-Apr-2018
       
ISIN CA3809564097 Agenda 934750921 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  DIRECTOR  Management              
                     
   1 BEVERLEY A. BRISCOE     For  For        
                       
   2 MATTHEW COON COME     For  For        
                       
   3 MARGOT A. FRANSSEN     For  For        
                       
   4 DAVID A. GAROFALO     For  For        
                       
   5 CLEMENT A. PELLETIER     For  For        
                       
   6 P. RANDY REIFEL     For  For        
                       
   7 CHARLES R. SARTAIN     For  For        
                       
   8 IAN W. TELFER     Withheld  Against        
                       
   9 KENNETH F. WILLIAMSON     For  For        
                       
2  IN RESPECT OF THE APPOINTMENT OF DELOITTE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION;  Management  For  For        
                     
3  A NON-BINDING ADVISORY RESOLUTION ACCEPTING THE COMPANY’S APPROACH TO EXECUTIVE COMPENSATION.  Management  For  For        
Page 15 of 39

PROXY VOTING RECORD

 

GUYANA GOLDFIELDS INC.    
       
Security 403530108 Meeting Type Annual and Special Meeting
       
Ticker Symbol GUYFF Meeting Date 01-May-2018
       
ISIN CA4035301080 Agenda 934783172 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  DIRECTOR  Management              
                     
   1 J. Patrick Sheridan     Withheld  Against        
                       
   2 Scott Caldwell     Withheld  Against        
                       
   3 Alan Ferry     Withheld  Against        
                       
   4 Jean-Pierre Chauvin     Withheld  Against        
                       
   5 René Marion     Withheld  Against        
                       
   6 Michael Richings     Withheld  Against        
                       
   7 David Beatty     Withheld  Against        
                       
   8 Wendy Kei     Withheld  Against        
                       
2  Appointment of PricewaterhouseCoopers LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration.  Management  For  For        
                     
3  An ordinary resolution confirming the existing Stock Option Plan of the Corporation, in substantially the form of the resolution appended as Schedule “B” to the management information circular of the Corporation dated as of March 27, 2018 (the “Circular”).  Management  For  For        
                     
4  An ordinary resolution approving and confirming the Corporation’s shareholder rights plan as amended, in substantially the form of resolutions appended as Schedule “C” to the Circular.  Management  For  For        
                     
5  A non-binding advisory resolution on the acceptance of the Corporation’s approach to executive compensation, the full text which is set out under the section “Say-on- Pay Policy” of the Circular.  Management  For  For        
Page 16 of 39

PROXY VOTING RECORD

 

IAMGOLD CORPORATION    
       
Security 450913108 Meeting Type Annual and Special Meeting
       
Ticker Symbol IAG Meeting Date 08-May-2018
       
ISIN CA4509131088 Agenda 934783122 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  DIRECTOR  Management              
                     
   1 JOHN E. CALDWELL     For  For        
                       
   2 DONALD K. CHARTER     For  For        
                       
   3 RICHARD J. HALL     For  For        
                       
   4 STEPHEN J. J. LETWIN     For  For        
                       
   5 MAHENDRA NAIK     For  For        
                       
   6 TIMOTHY R. SNIDER     For  For        
                       
   7 SYBIL E. VEENMAN     For  For        
                       
2  APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.  Management  For  For        
                     
3  RESOLVED, ON AN ADVISORY BASIS, AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS OF THE CORPORATION, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE CORPORATION’S INFORMATION CIRCULAR DELIVERED IN ADVANCE OF THE 2018 ANNUAL AND SPECIAL MEETING OF SHAREHOLDERS.  Management  For  For        
                     
4  RESOLVED THAT THE AMENDMENT TO THE SHARE INCENTIVE PLAN OF THE CORPORATION DESCRIBED UNDER THE HEADING “BUSINESS OF THE MEETING - AMENDMENT TO THE SHARE INCENTIVE PLAN OF THE CORPORATION” AND, MORE FULLY, THE PLAN RESOLUTION AS SET OUT IN APPENDIX “A” TO THE CORPORATION’S INFORMATION CIRCULAR, DELIVERED IN ADVANCE OF THE 2018 ANNUAL AND SPECIAL MEETING OF SHAREHOLDERS, BE APPROVED.  Management  For  For        
Page 17 of 39

PROXY VOTING RECORD

 

INTEGRA GOLD CORP.    
       
Security 45824L102 Meeting Type Special
       
Ticker Symbol ICGQF Meeting Date 04-Jul-2017
       
ISIN CA45824L1022 Agenda 934649142 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
01  TO CONSIDER, AND IF THOUGHT ADVISABLE, TO PASS, WITH OR WITHOUT AMENDMENT, A SPECIAL RESOLUTION APPROVING THE PLAN OF ARRANGEMENT UNDER SECTION 288 OF THE BUSINESS CORPORATIONS ACT (BRITISH COLUMBIA) INVOLVING INTEGRA GOLD CORP. AND ELDORADO GOLD CORPORATION, ALL AS MORE PARTICULARLY DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR ACCOMPANYING THIS VOTING INSTRUCTION FORM.  Management  For  For        
Page 18 of 39

PROXY VOTING RECORD

 

KINROSS GOLD CORPORATION  
       
Security 496902404 Meeting Type Annual and Special Meeting
       
Ticker Symbol KGC Meeting Date 09-May-2018
       
ISIN CA4969024047 Agenda 934763257 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  DIRECTOR  Management              
                     
   1 Ian Atkinson     For  For        
                       
   2 John A. Brough     For  For        
                       
   3 Kerry D. Dyte     For  For        
                       
   4 Ave G. Lethbridge     For  For        
                       
   5 C. McLeod-Seltzer     Withheld  Against        
                       
   6 John E. Oliver     For  For        
                       
   7 Kelly J. Osborne     For  For        
                       
   8 Una M. Power     For  For        
                       
   9 J. Paul Rollinson     For  For        
                       
2  To approve the appointment of KPMG LLP, Chartered Accountants, as auditors of the Company for the ensuing year and to authorize the directors to fix their remuneration.  Management  For  For        
                     
3  To consider and, if thought fit, to pass, an ordinary resolution ratifying the adoption of a Shareholder Rights Plan Agreement between the company and Computershare Investor Services Inc., the company’s transfer agent, more fully described in the Management Information Circular.  Management  For  For        
                     
4  To consider, and, if deemed appropriate, to pass an advisory resolution on Kinross’ approach to executive compensation.  Management  For  For        
Page 19 of 39

PROXY VOTING RECORD

 

LYDIAN INTERNATIONAL LIMITED    
       
Security G5724R107 Meeting Type Annual
       
Ticker Symbol LYDIF Meeting Date 28-Jun-2018
       
ISIN JE00B29LFF73 Agenda 934839739 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  DIRECTOR  Management              
                     
   1 Gordon Wylie     Withheld  Against        
                       
   2 João Carrêlo     Withheld  Against        
                       
   3 Willan J. Abel     Withheld  Against        
                       
   4 Timothy Read     Withheld  Against        
                       
   5 Stephen J. Altmann     Withheld  Against        
                       
   6 Josh Parrill     Withheld  Against        
                       
   7 John Stubbs     Withheld  Against        
                       
   8 Gillian Davidson     Withheld  Against        
                       
2  To re-appoint Grant Thornton LLP as the auditors of the Corporation from the close of the Meeting until the close of the next annual general meeting of the Shareholders and to authorize the directors to fix the remuneration to be paid to the auditors.  Management  For  For        
Page 20 of 39

PROXY VOTING RECORD

 

MAG SILVER CORP.  
       
Security 55903Q104 Meeting Type Annual and Special Meeting
       
Ticker Symbol MAG Meeting Date 14-Jun-2018
       
ISIN CA55903Q1046 Agenda 934833852 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  DIRECTOR  Management              
                     
   1 Peter D. Barnes     For  For        
                       
   2 Richard P. Clark     For  For        
                       
   3 Richard M. Colterjohn     For  For        
                       
   4 Jill D. Leversage     For  For        
                       
   5 Daniel T. MacInnis     For  For        
                       
   6 George N. Paspalas     For  For        
                       
   7 Jonathan A. Rubenstein     For  For        
                       
   8 Derek C. White     For  For        
                       
2  To appoint Deloitte LLP, an Independent Registered Public Accounting Firm, as the Auditor of the Company for the ensuing year and to authorize the Directors to fix their remuneration.  Management  For  For        
                     
3  To approve the amendments to the Advance Notice Policy.  Management  For  For        
Page 21 of 39

PROXY VOTING RECORD

 

NEW GOLD INC.  
       
Security 644535106 Meeting Type Annual
       
Ticker Symbol NGD Meeting Date 25-Apr-2018
       
ISIN CA6445351068 Agenda 934755781 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  To set the number of Directors at seven  Management  For  For        
                     
2  DIRECTOR  Management              
                     
   1 Gillian Davidson     For  For        
                       
   2 James Estey     For  For        
                       
   3 Margaret Mulligan     For  For        
                       
   4 Ian Pearce     For  For        
                       
   5 Hannes Portmann     For  For        
                       
   6 Marilyn Schonberner     For  For        
                       
   7 Raymond Threlkeld     Withheld  Against        
                       
3  Appointment of Deloitte LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration.  Management  For  For        
                     
4  Considering and, if deemed appropriate, passing, with or without variation, a non-binding advisory resolution on executive compensation.  Management  For  For        
Page 22 of 39

PROXY VOTING RECORD

 

NEWCREST MINING LIMITED    
       
Security Q6651B114 Meeting Type Annual General Meeting
       
Ticker Symbol   Meeting Date 14-Nov-2017
       
ISIN AU000000NCM7 Agenda 708603142 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
CMMT  VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3.A, 3.B, 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION  Non-Voting              
                     
2.A  RE-ELECTION OF XIAOLING LIU AS A DIRECTOR  Management  For  For        
                     
2.B  RE-ELECTION OF ROGER HIGGINS AS A DIRECTOR  Management  For  For        
                     
2.C  RE-ELECTION OF GERARD BOND AS A DIRECTOR  Management  For  For        
                     
3.A  GRANT OF PERFORMANCE RIGHTS TO MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER SANDEEP BISWAS  Management  For  For        
                     
3.B  GRANT OF PERFORMANCE RIGHTS TO FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER GERARD BOND  Management  For  For        
                     
4  ADOPTION OF THE REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2017 (ADVISORY ONLY)  Management  For  For        
                     
CMMT  IF A PROPORTIONAL TAKEOVER BID IS MADE FOR THE COMPANY, A SHARE TRANSFER TO THE OFFEROR CANNOT BE REGISTERED UNTIL THE BID IS APPROVED BY MEMBERS NOT ASSOCIATED WITH THE BIDDER. THE RESOLUTION MUST BE CONSIDERED AT A MEETING-HELD MORE THAN 14 DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS ONE VOTE FOR EACH FULLY PAID SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE MAJORITY. THE BIDDER AND ITS ASSOCIATES ARE NOT ALLOWED TO VOTE  Non-Voting              
                     
5  RENEWAL OF PROPORTIONAL TAKEOVER BID PROVISIONS IN THE CONSTITUTION  Management  For  For        
Page 23 of 39

PROXY VOTING RECORD

 

NEWMONT MINING CORPORATION  
       
Security 651639106 Meeting Type Annual
       
Ticker Symbol NEM Meeting Date 25-Apr-2018
       
ISIN US6516391066 Agenda 934740033 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1A.  Election of Director: G.H. Boyce  Management  For  For        
                     
1B.  Election of Director: B.R. Brook  Management  For  For        
                     
1C.  Election of Director: J.K. Bucknor  Management  For  For        
                     
1D.  Election of Director: J.A. Carrabba  Management  For  For        
                     
1E.  Election of Director: N. Doyle  Management  For  For        
                     
1F.  Election of Director: G.J. Goldberg  Management  For  For        
                     
1G.  Election of Director: V.M. Hagen  Management  For  For        
                     
1H.  Election of Director: S.E. Hickok  Management  For  For        
                     
1I.  Election of Director: R. Medori  Management  For  For        
                     
1J.  Election of Director: J. Nelson  Management  For  For        
                     
1K.  Election of Director: J.M. Quintana  Management  For  For        
                     
1L.  Election of Director: M.P. Zhang  Management  For  For        
                     
2.  Approve, on an Advisory Basis, Named Executive Officer Compensation.  Management  For  For        
                     
3.  Ratify Appointment of Independent Registered Public Accounting Firm for 2018.  Management  For  For        
Page 24 of 39

PROXY VOTING RECORD

 

OCEANAGOLD CORPORATION    
       
Security 675222103 Meeting Type Annual and Special Meeting
       
Ticker Symbol OCANF Meeting Date 01-Jun-2018
       
ISIN CA6752221037 Agenda 934819989 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  DIRECTOR  Management              
                     
   1 James E. Askew     For  For        
                       
   2 Geoff W. Raby     For  For        
                       
   3 Michael F. Wilkes     For  For        
                       
   4 Paul B. Sweeney     For  For        
                       
   5 Nora Scheinkestel     For  For        
                       
   6 Ian M. Reid     For  For        
                       
2  Appointment of PricewaterhouseCoopers as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration.  Management  For  For        
                     
3  Re-approval of the Performance Rights Plan for Designated Participants of the Company and its Affiliates approved by shareholders on June 12, 2015. Refer to the resolution as described in Section C of the Management Information Circular.  Management  For  For        
                     
4  Approval of a non-binding advisory resolution accepting the approach to executive compensation disclosed in the Company’s accompanying Management Information Circular.  Management  For  For        
Page 25 of 39

PROXY VOTING RECORD

 

PERSEUS MINING LTD, SUBIACO    
       
Security Q74174105 Meeting Type Annual General Meeting
       
Ticker Symbol   Meeting Date 24-Nov-2017
       
ISIN AU000000PRU3 Agenda 708630202 - Management
       
Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
CMMT  VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 5, 6, 7 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION  Non-Voting              
                     
1  ADOPTION OF REMUNERATION REPORT  Management  For  For        
                     
2  RE-ELECTION OF MR SEAN HARVEY AS A DIRECTOR  Management  For  For        
                     
3  RE-ELECTION OF MR MICHAEL BOHM AS A DIRECTOR  Management  For  For        
                     
4  RE-ELECTION OF MS SALLY-ANNE LAYMAN AS A DIRECTOR  Management  For  For        
                     
5  RENEWAL OF PERFORMANCE RIGHTS PLAN  Management  For  For        
                     
6  APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO MR QUARTERMAINE  Management  For  For        
                     
7  APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO MR CARSON  Management  For  For        
                     
8  CHANGE OF AUDITOR: THAT, FOR THE PURPOSES OF SECTION 327B OF THE CORPORATIONS ACT AND FOR ALL OTHER PURPOSES, PWC, HAVING BEEN NOMINATED TO ACT AS THE COMPANY’S
AUDITOR AND HAVING CONSENTED TO ACT, BE AND ARE HEREBY APPOINTED AS THE COMPANY’S AUDITOR, EFFECTIVE IMMEDIATELY
  Management  For  For        
Page 26 of 39

PROXY VOTING RECORD

 

PETRA DIAMONDS LIMITED    
       
Security G70278109 Meeting Type Annual General Meeting
       
Ticker Symbol   Meeting Date 24-Nov-2017
       
ISIN BMG702781094 Agenda 708626621 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS  Management  For  For        
                     
2  APPROVE REMUNERATION REPORT  Management  For  For        
                     
3  APPROVE REMUNERATION POLICY  Management  For  For        
                     
4  REAPPOINT BDO LLP AS AUDITORS  Management  For  For        
                     
5  AUTHORISE BOARD TO FIX REMUNERATION OF THE AUDITORS  Management  For  For        
                     
6  RE-ELECT ADONIS POUROULIS AS DIRECTOR  Management  For  For        
                     
7  RE-ELECT CHRISTOFFEL DIPPENAAR AS DIRECTOR  Management  For  For        
                     
8  RE-ELECT JAMES DAVIDSON AS DIRECTOR  Management  For  For        
                     
9  RE-ELECT ANTHONY LOWRIE AS DIRECTOR  Management  For  For        
                     
10  RE-ELECT DR PATRICK BARTLETT AS DIRECTOR  Management  For  For        
                     
11  RE-ELECT ALEXANDER HAMILTON AS DIRECTOR  Management  For  For        
                     
12  RE-ELECT OCTAVIA MATLOA AS DIRECTOR  Management  For  For        
                     
13  AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE RIGHTS  Management  For  For        
                     
14  AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS  Management  For  For        
Page 27 of 39

PROXY VOTING RECORD

 

PETRA DIAMONDS LIMITED  
       
Security G70278109 Meeting Type Special General Meeting
       
Ticker Symbol   Meeting Date 13-Jun-2018
       
ISIN BMG702781094 Agenda 709548311 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  TO INCREASE THE AUTHORISED SHARE CAPITAL OF THE COMPANY FROM GBP 75,000,000 TO GBP 100,000,000 BY THE CREATION OF AN ADDITIONAL 250,000,000 ORDINARY SHARES OF GBP 0.10 EACH IN THE CAPITAL OF THE COMPANY  Management  For  For        
                     
2  CONDITIONAL UPON THE PASSING OF RESOLUTION 1 ABOVE, TO AUTHORISE THE DIRECTORS OF THE COMPANY TO ALLOT RELEVANT SECURITIES WITHIN THE MEANING OF BYE-LAW 2.4 OF THE COMPANY’S BYE-LAWS  Management  For  For        
                     
3  CONDITIONAL UPON THE PASSING OF RESOLUTIONS 1 AND 2 ABOVE, TO DISAPPLY THE PRE-EMPTION PROVISIONS OF BYE-LAW 2.5(A) PURSUANT TO BYE-LAW 2.6(A)(I) OF THE COMPANY’S BYE-LAWS  Management  For  For        
                     
CMMT  28 MAY 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 12 JUN 2018 TO 8 JUN 2018. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINALINSTRUCTIONS. THANK YOU  Non-Voting              
Page 28 of 39

PROXY VOTING RECORD

 

PRETIUM RESOURCES INC.  
       
Security 74139C102 Meeting Type Annual
       
Ticker Symbol PVG Meeting Date 10-May-2018
       
ISIN CA74139C1023 Agenda 934787598 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  To set the number of Directors at seven (7).  Management  For  For        
                     
2  DIRECTOR  Management              
                     
   1 ROBERT A. QUARTERMAIN     For  For        
                       
   2 JOSEPH J. OVSENEK     For  For        
                       
   3 GEORGE PASPALAS     For  For        
                       
   4 PETER BIRKEY     For  For        
                       
   5 NICOLE ADSHEAD-BELL     For  For        
                       
   6 DAVID SMITH     For  For        
                       
   7 FAHEEM TEJANI     For  For        
                       
3  To appoint PRICEWATERHOUSECOOPERS LLP as Auditors of the Company for the ensuing year and to authorize the Directors to fix the Auditor’s remuneration.  Management  For  For        
                     
4  To authorize and approve a non-binding advisory resolution accepting the Company’s approach to executive compensation as more particularly described in the Company’s Information Circular.  Management  For  For        
Page 29 of 39

PROXY VOTING RECORD

 

RANDGOLD RESOURCES LIMITED  
       
Security 752344309 Meeting Type Annual
       
Ticker Symbol GOLD Meeting Date 08-May-2018
       
ISIN US7523443098 Agenda 934773626 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1.  To receive and consider the audited financial statements of the company for the year ended 31 December 2017 together with the directors’ reports and the auditor’s report on the financial statements (the ’2017 annual report’).  Management  For  For        
                     
2.  To declare a final dividend of $2.00 per ordinary share recommended by the directors in respect of the financial year ended 31 December 2017 to be paid to holders of ordinary shares on the register of members at the close of business on 23 March 2018 in respect of ordinary shares then registered in their names.  Management  For  For        
                     
3.  To approve the directors’ remuneration report (other than the directors’ remuneration policy) as set out in the 2017 annual report for the financial year ended 31 December 2017.  Management  For  For        
                     
4.  To approve the directors’ remuneration policy contained in the directors’ remuneration report of the 2017 annual report.  Management  For  For        
                     
5.  To re-elect Safiatou Ba-N’Daw as a director of the company.  Management  For  For        
                     
6.  To re-elect Mark Bristow as a director of the company.  Management  For  For        
                     
7.  To re-elect Christopher Coleman as a director of the company.  Management  For  For        
                     
8.  To re-elect Jemal-ud-din Kassum (Jamil Kassum) as a director of the company.  Management  For  For        
                     
9.  To re-elect Olivia Kirtley as a director of the company.  Management  For  For        
                     
10.  To re-elect Jeanine Mabunda Lioko as a director of the company.  Management  For  For        
                     
11.  To re-elect Andrew Quinn as a director of the company.  Management  For  For        
                     
12.  To re-elect Graham Shuttleworth as a director of the company.  Management  For  For        
                     
13.  To re-appoint BDO LLP as the auditor of the company to hold office until the conclusion of the next annual general meeting of the company.  Management  For  For        
                     
14.  To authorise the audit committee of the company to determine the remuneration of the auditors.  Management  For  For        
                     
15.  Authority to allot shares.  Management  For  For        
                     
16.  To resolve that as part of their fees as directors of the company each non-executive director (other than the senior independent director and the chairman) re-elected at this meeting be awarded 1 500 ordinary shares and such ordinary shares are to vest on the date of grant.  Management  For  For        
                     
17.  To resolve that as part of his fee as senior independent director of the company, the senior independent director in office at this meeting will be awarded 2 000 ordinary shares and such ordinary shares are to vest on the date of grant.  Management  For  For        
                     
18.  To resolve that as part of his fee as chairman of the company, the chairman in office at this meeting will be awarded 2 500 ordinary shares and such ordinary shares are to vest on the date of grant.  Management  For  For        
                     
19.  Approval of the Randgold Resources Limited Long Term Incentive Plan.  Management  For  For        
                     
20.  Authority to disapply pre-emption rights.  Management  For  For        
                     
21.  Authority for the Company to purchase its own ordinary shares and ADSs.  Management  For  For        
Page 30 of 39

PROXY VOTING RECORD

 

ROXGOLD INC.  
       
Security 779899202 Meeting Type Annual and Special Meeting
       
Ticker Symbol ROGFF Meeting Date 26-Jun-2018
       
ISIN CA7798992029 Agenda 934832634 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  To set the number of directors at eight.  Management  For  For        
                     
2  DIRECTOR  Management              
                     
   1 Oliver Lennox-King     For  For        
                       
   2 Richard Colterjohn     For  For        
                       
   3 Jonathan A. Rubenstein     For  For        
                       
   4 John L. Knowles     For  For        
                       
   5 John Dorward     For  For        
                       
   6 Kate Harcourt     For  For        
                       
   7 Norm Pitcher     For  For        
                       
   8 Paul Criddle     For  For        
                       
3  To appoint PricewaterhouseCoopers LLP as auditor of the Company for the ensuing year and authorizing the directors to fix their remuneration.  Management  For  For        
Page 31 of 39

PROXY VOTING RECORD

 

ROYAL GOLD, INC.  
       
Security 780287108 Meeting Type Annual
       
Ticker Symbol RGLD Meeting Date 16-Nov-2017
       
ISIN US7802871084 Agenda 934684362 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1A.  ELECTION OF DIRECTOR: C. KEVIN MCARTHUR  Management  Against  Against        
                     
1B.  ELECTION OF DIRECTOR: CHRISTOPHER M.T. THOMPSON  Management  For  For        
                     
1C.  ELECTION OF DIRECTOR: SYBIL E. VEENMAN  Management  For  For        
                     
2.  PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2018.  Management  For  For        
                     
3.  PROPOSAL TO APPROVE THE ADVISORY RESOLUTION RELATING TO EXECUTIVE COMPENSATION.  Management  For  For        
                     
4.  PROPOSAL TO APPROVE ON AN ADVISORY BASIS, THE PREFERRED FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION.  Management  3 Years  Against        
Page 32 of 39

PROXY VOTING RECORD

 

SEMAFO INC.    
       
Security 816922108 Meeting Type Annual
       
Ticker Symbol SEMFF Meeting Date 10-May-2018
       
ISIN CA8169221089 Agenda 934777802 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  DIRECTOR  Management              
                     
   1 Terence F. Bowles     For  For        
                       
   2 Benoit Desormeaux     For  For        
                       
   3 Flore Konan     For  For        
                       
   4 John LeBoutillier     For  For        
                       
   5 Gilles Masson     For  For        
                       
   6 Lawrence McBrearty     For  For        
                       
   7 Tertius Zongo     For  For        
                       
2  Appointment of PricewaterhouseCoopers LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to determine their compensation.  Management  For  For        
                     
3  Advisory resolution on the Corporation’s approach to executive compensation.  Management  For  For        
Page 33 of 39

PROXY VOTING RECORD

 

SIBANYE GOLD LIMITED  
       
Security S7627H100 Meeting Type Ordinary General Meeting
       
Ticker Symbol   Meeting Date 04-Dec-2017
       
ISIN ZAE000173951 Agenda 708711848 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
O.1  GRANTING OF AUTHORITY FOR THE SPECIFIC ISSUE  Management  For  For        
Page 34 of 39

PROXY VOTING RECORD

 

SIBANYE GOLD LIMITED  
       
Security S7627H100 Meeting Type Annual General Meeting
       
Ticker Symbol   Meeting Date 30-May-2018
       
ISIN ZAE000173951 Agenda 709149543 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
O.1  RE-APPOINTMENT OF AUDITORS: KPMG INC  Management  For  For        
                     
O.2  ELECTION OF A DIRECTOR: SN DANSON  Management  For  For        
                     
O.3  RE-ELECTION OF A DIRECTOR: RP MENELL  Management  For  For        
                     
O.4  RE-ELECTION OF A DIRECTOR: KA RAYNER  Management  For  For        
                     
O.5  RE-ELECTION OF A DIRECTOR: JS VILAKAZI  Management  For  For        
                     
O.6  RE-ELECTION OF A MEMBER AND CHAIR OF THE AUDIT COMMITTEE: KA RAYNER  Management  For  For        
                     
O.7  ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: SN DANSON  Management  For  For        
                     
O.8  RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: RP MENELL  Management  For  For        
                     
O.9  RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: NG NIKA  Management  For  For        
                     
O.10  RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: SC VAN DER MERWE  Management  For  For        
                     
O.11  APPROVAL FOR THE ISSUE OF AUTHORISED BUT UNISSUED ORDINARY SHARES  Management  For  For        
                     
CMMT  PLEASE NOTE THAT RESOLUTION 12 IS SUBJECT TO THE PASSING OF ORDINARY-RESOLUTION NUMBER 11.THANK YOU  Non-Voting              
                     
O.12  ISSUING EQUITY SECURITIES FOR CASH  Management  For  For        
                     
O.13  INCREASE IN THE NUMBER OF SHARES APPROVED FOR ISSUE UNDER THE 2017 SIBANYE SHARE PLAN  Management  For  For        
                     
O.14  NON-BINDING ADVISORY VOTE ON REMUNERATION POLICY  Management  For  For        
                     
O.15  NON-BINDING ADVISORY VOTE ON REMUNERATION IMPLEMENTATION REPORT  Management  For  For        
                     
S.1  APPROVAL FOR THE REMUNERATION OF NON- EXECUTIVE DIRECTORS  Management  For  For        
                     
S.2  APPROVAL FOR THE COMPANY TO GRANT FINANCIAL ASSISTANCE IN TERMS OF SECTIONS 44 AND 45 OF THE ACT  Management  For  For        
                     
S.3  APPROVAL FOR THE ACQUISITION OF THE COMPANY’S OWN SHARES  Management  For  For        
Page 35 of 39

PROXY VOTING RECORD

 

STORNOWAY DIAMOND CORPORATION  
       
Security 86222Q806 Meeting Type Annual
       
Ticker Symbol SWYDF Meeting Date 15-May-2018
       
ISIN CA86222Q8065 Agenda 934788033 - Management

 

Item  Proposal  Proposed
by  
  Vote  For/Against
Management
       
                     
1  DIRECTOR  Management              
                     
   1 Patrick GODIN     For  For        
                       
   2 Hume KYLE     For  For        
                       
   3 John LEBOUTILLIER     For  For        
                       
   4 Matthew MANSON     For  For        
                       
   5 Gaston MORIN     For  For        
                       
   6 Peter B. NIXON     For  For        
                       
   7 Ebe SCHERKUS     For  For        
                       
   8 Marie-Anne TAWIL     For  For        
                       
2  Appointment of PricewaterhouseCoopers LLP, Chartered Accountants, as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration.  Management  For  For        
Page 36 of 39

PROXY VOTING RECORD

 

TAHOE RESOURCES INC.    
       
Security 873868103 Meeting Type Annual
       
Ticker Symbol TAHO Meeting Date 03-May-2018
       
ISIN CA8738681037 Agenda 934761102 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  DIRECTOR  Management              
                     
   1 C. Kevin McArthur     Withheld  Against        
                       
   2 Ronald W. Clayton     For  For        
                       
   3 Tanya M. Jakusconek     Withheld  Against        
                       
   4 Charles A. Jeannes     Withheld  Against        
                       
   5 Drago G. Kisic     For  For        
                       
   6 Alan C. Moon     For  For        
                       
   7 A. Dan Rovig     Withheld  Against        
                       
   8 Paul B. Sweeney     For  For        
                       
   9 James S. Voorhees     For  For        
                       
   10 Kenneth F. Williamson     For  For        
                       
2  Appointment of Deloitte LLP as Auditors of the Company for the ensuing year.  Management  For  For        
                     
3  On an advisory basis and not to diminish the role and responsibilities of the Board of Directors, to accept the approach to executive compensation disclosed in the Company’s Information Circular for the Meeting.  Management  For  For        
                     
4  Pass an ordinary resolution approving an amended and restated share option and incentive share plan for the Company, which includes, among other things, an increase to the maximum number of shares issuable thereunder, as further described in the Company’s Information Circular for the Meeting.  Management  For  For        
                     
5  Pass an ordinary resolution approving a performance share award plan for the Company, as further described in the Company’s Information Circular for the Meeting.  Management  For  For        
                     
6  Pass an ordinary resolution to amend the Company’s Articles to increase the quorum at a meeting of Shareholders to two persons present or represented by proxy representing not less than 25% of the issued shares of the Company, as further described in the Company’s Information Circular for the Meeting.  Management  For  For        
                     
7  Pass an ordinary resolution to amend the Company’s Articles to delete provisions of the Company’s Articles relating to “Alternate Directors” and amending notice provisions to reference use of Notice and Access, as further described in the Company’s Information Circular for the Meeting.  Management  For  For        
Page 37 of 39

PROXY VOTING RECORD

 

TMAC RESOURCES INC.  
       
Security 872577101 Meeting Type Annual
       
Ticker Symbol TMMFF Meeting Date 20-Jun-2018
       
ISIN CA8725771015 Agenda 934827099 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  DIRECTOR  Management              
                     
   1 Andrew B. Adams     For  For        
                       
   2 Leona Aglukkaq     For  For        
                       
   3 João P. S. Carrêlo     For  For        
                       
   4 Franklin L. Davis     For  For        
                       
   5 E. Randall Engel     For  For        
                       
   6 John W. Lydall     For  For        
                       
   7 A. Terrance MacGibbon     For  For        
                       
   8 David W. McLaren     For  For        
                       
   9 Jason R. Neal     For  For        
                       
2  Appointment of KPMG LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration.  Management  For  For        
Page 38 of 39

PROXY VOTING RECORD

 

TOREX GOLD RESOURCES INC.    
       
Security 891054603 Meeting Type Annual and Special Meeting
       
Ticker Symbol TORXF Meeting Date 21-Jun-2018
       
ISIN CA8910546032 Agenda 934831670 - Management

 

Item  Proposal  Proposed
by
  Vote  For/Against
Management
       
                     
1  DIRECTOR  Management