8-K
 

 
 
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) November 3, 2006
Commission File Number: 1-5273-1
Sterling Bancorp
(Exact name of Registrant as specified in its charter)
     
New York   13-2565216
 
(State of other jurisdiction
of incorporation) 		  (IRS Employer
Identification No.)
     
650 Fifth Avenue, New York, New York   10019-6108
 
(Address of principal executive offices)   (Zip Code)
(212) 757- 3300
 
(Registrant’s telephone number, including area code)
N/A
 
(Former name, former address and former fiscal year, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
  o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
  o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
  o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)
 
  o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17CFR 240.13e-4(c)
 
 

 

 

TABLE OF CONTENTS
ITEMS 2.02 AND 7.01
RESULTS OF OPERATIONS AND FINANCIAL CONDITION AND REGULATION FD DISCLOSURE
ITEM 9.01
FINANCIAL STATEMENTS AND EXHIBITS
SIGNATURE
EXHIBIT INDEX
PRESS RELEASE

 

 

ITEMS 2.02 AND 7.01
RESULTS OF OPERATIONS AND FINANCIAL CONDITION AND REGULATION FD DISCLOSURE
On November 3, 2006 the Company announced its financial results for the quarter ended September 30, 2006. The Company’s press release announcing these results and containing certain other information is included as Exhibit 99.1
ITEM 9.01

FINANCIAL STATEMENTS AND EXHIBITS
(c)   Exhibits
  99.1   Press release dated November 3, 2006. The press release is furnished pursuant to Items 2.02 and 7.01, except that the unaudited consolidated balance sheet as of September 30, 2006 and unaudited consolidated statements of operations, comprehensive (loss) income and changes in shareholders’ equity for the three and nine months ended September 30, 2006 on pages 8, 9, 10 and 11 of the press release shall be deemed “filed” for purposes of the Securities Exchange Act of 1934 rather than furnished pursuant to General Instruction B.2 of Form 8-K.

 

 

SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
DATE:
  November 6, 2006    
 
        
BY:
  /s/ JOHN W. TIETJEN
 
JOHN W. TIETJEN 		   
 
  Executive Vice President    
 
  and Chief Financial Officer    

 

 

EXHIBIT INDEX
  Exhibit
Number		    
       
  99.1   Press Release dated November 3, 2006