UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 4, 2009
PFF BANCORP, INC.
(Exact name of registrant as specified in its charter)
|
|
|
|
|
DELAWARE
|
|
001-16845
|
|
95-4561623 |
|
|
|
|
|
(State or other jurisdiction
of incorporation)
|
|
(Commission File Number)
|
|
(IRS Employer Identification No.) |
|
|
|
2058 N. Mills Avenue, #139
Claremont, CA
|
|
91711 |
|
|
|
(Address of principal executive offices)
|
|
(Zip Code) |
Registrants
telephone number, including area code: (213) 683-6159
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o |
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
o |
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
o |
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
o |
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01 Other Events.
On August 4, 2009, PFF Bancorp, Inc. (the Company) and Glencrest Investment Advisors,
Inc., Glencrest Insurance Services, Inc., Diversified Builder Services, Inc. and PFF Real Estate
Services, Inc. (collectively with the Company, the Debtors) filed their monthly operating
reports for the period June 1, 2009 to June 30, 2009 (the June 2009 Monthly Operating
Reports) with the United States Bankruptcy Court for the District of Delaware (the
Court) (Case Number 08-13127-KJC). The June 2009 Monthly Operating Reports are attached
hereto as Exhibit 99.1 and are incorporated herein by reference.
Cautionary Statement Regarding Financial and Operating Data
The Company cautions investors and potential investors not to place undue reliance upon the
information contained in the June 2009 Monthly Operating Reports, which were not prepared for the
purpose of providing the basis for an investment decision relating to any of the securities of the
Company. The June 2009 Monthly Operating Reports are limited in scope, cover limited time periods,
and have been prepared solely for the purpose of complying with the monthly reporting requirements
of the Bankruptcy Code. The June 2009 Monthly Operating Reports were not audited or reviewed by
independent accountants, were not prepared in accordance with U.S. Generally Accepted Accounting
Principles, are in a format prescribed by applicable bankruptcy laws, and are subject to future
adjustment and reconciliation. There can be no assurance that, from the perspective of an investor
or potential investor in the Companys securities, the June 2009 Monthly Operating Reports are
complete. The June 2009 Monthly Operating Reports also contain information for periods which are
shorter and otherwise different from those required in periodic reports pursuant to the Securities
Exchange Act of 1934, as amended (the Exchange Act), and such information is likely not
indicative of the Companys financial condition or operating results for the period that would be
reflected in the periodic reports pursuant to the Exchange Act. Results set forth in the June 2009
Monthly Operating Reports should not be viewed as indicative of future results.
Forward-Looking Statements
Certain matters discussed in this Current Report on Form 8-K and the exhibits hereto June
constitute forward-looking statements within the meaning of the Private Securities Litigation
Reform Act of 1995. Words such as anticipates, expects, intends, plans, believes,
seeks, estimates or variations of such words and similar expressions are intended to identify
such forward-looking statements. These forward-looking statements June relate to, among other
things, expectations of the business environment in which the Company operates, projections of
future performance, perceived opportunities in the market and statements regarding the Companys
strategic objectives. These forward-looking statements are based upon current management
expectations and June therefore involve risks and uncertainties. The Companys actual results or
performance June differ materially from those suggested, expressed, or implied by forward-looking
statements due to a wide range of factors including, but not limited to, the Companys ability to
manage its business as a debtor-in-possession pursuant to the provisions of the Bankruptcy Code and
liquidate all of its remaining assets for distribution to creditors, the Companys ability to
obtain Court approval with respect to motions in the Chapter 11 proceeding prosecuted by it from
time to time, risks associated with third parties seeking and obtaining Court approval to convert
the case to a Chapter 7 case, and other risks detailed in the Companys reports filed with the
Securities and Exchange Commission, including the Companys Annual Report on Form 10-K for the
fiscal year ended March 31, 2008 and the Companys Quarterly Reports on Form 10-Q for the fiscal
quarters ended June 30, 2008 and September 30, 2008. The Company disclaims any obligation to
subsequently revise or update any forward-looking statements to reflect events or circumstances
after the date of such statements or to reflect the occurrence of anticipated or unanticipated
events.