UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 15, 2009
PFF BANCORP, INC.
(Exact name of registrant as specified in its charter)
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DELAWARE
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001-16845
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95-4561623 |
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.) |
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1490 North Claremont Boulevard, Suite 100
Claremont, CA
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91711 |
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(Address of principal executive offices)
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(Zip Code) |
Registrants telephone number, including area code: (909) 447-2085
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01 Other Events.
On September 15, 2009, PFF Bancorp, Inc. (the Company) and Glencrest Investment Advisors,
Inc., Glencrest Insurance Services, Inc., Diversified Builder Services, Inc. and PFF Real Estate
Services, Inc. (collectively with the Company, the Debtors) filed their monthly operating
reports for the period August 1, 2009 to August 31, 2009 (the August 2009 Monthly Operating
Reports) with the United States Bankruptcy Court for the District of Delaware (the
Court) (Case Number 08-13127-KJC). On September 25, 2009, the Debtors filed amendments to
the August 2009 Monthly Operating Reports. The August 2009 Monthly Operating Reports, as amended,
are attached hereto as Exhibit 99.1 and are incorporated herein by reference.
Cautionary Statement Regarding Financial and Operating Data
The Company cautions investors and potential investors not to place undue reliance upon the
information contained in the August 2009 Monthly Operating Reports, as amended, which were not
prepared for the purpose of providing the basis for an investment decision relating to any of the
securities of the Company. The August 2009 Monthly Operating Reports, as amended, are limited in
scope, cover limited time periods, and have been prepared solely for the purpose of complying with
the monthly reporting requirements of the Bankruptcy Code. The August 2009 Monthly Operating
Reports, as amended, were not audited or reviewed by independent accountants, were not prepared in
accordance with U.S. Generally Accepted Accounting Principles, are in a format prescribed by
applicable bankruptcy laws, and are subject to future adjustment and reconciliation. There can be
no assurance that, from the perspective of an investor or potential investor in the Companys
securities, the August 2009 Monthly Operating Reports, as amended, are complete. The August 2009
Monthly Operating Reports, as amended, also contain information for periods which are shorter and
otherwise different from those required in periodic reports pursuant to the Securities Exchange Act
of 1934, as amended (the Exchange Act), and such information is likely not indicative of
the Companys financial condition or operating results for the period that would be reflected in
the periodic reports pursuant to the Exchange Act. Results set forth in the August 2009 Monthly
Operating Reports, as amended, should not be viewed as indicative of future results.
Forward-Looking Statements
Certain matters discussed in this Current Report on Form 8-K and the exhibits hereto may constitute
forward-looking statements within the meaning of the Private Securities Litigation Reform Act of
1995. Words such as anticipates, expects, intends, plans, believes, seeks, estimates
or variations of such words and similar expressions are intended to identify such forward-looking
statements. These forward-looking statements may relate to, among other things, expectations of the
business environment in which the Company operates, projections of future performance, perceived
opportunities in the market and statements regarding the Companys strategic objectives. These
forward-looking statements are based upon current management expectations and may therefore involve
risks and uncertainties. The Companys actual results or performance may differ materially from
those suggested, expressed, or implied by forward-looking statements due to a wide range of factors
including, but not limited to, the Companys ability to manage its business as a
debtor-in-possession pursuant to the provisions of the Bankruptcy Code and liquidate all of its
remaining assets for distribution to creditors, the Companys ability to obtain Court approval with
respect to motions in the Chapter 11 proceeding prosecuted by it from time to time, risks
associated with third parties seeking and obtaining Court approval to convert the case to a Chapter
7 case, and other risks detailed in the Companys reports filed with the Securities and Exchange
Commission, including the Companys Annual Report on Form 10-K for the fiscal year ended March 31,
2008 and the Companys Quarterly Reports on Form 10-Q for the fiscal quarters ended June 30, 2008
and September 30, 2008. The Company disclaims any obligation to subsequently revise or update any
forward-looking statements to reflect events or circumstances after the date of such statements or
to reflect the occurrence of anticipated or unanticipated events.