UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 3, 2010
Glu Mobile Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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001-33368
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91-2143667 |
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.) |
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2207 Bridgepointe Parkway, Suite 300,
San Mateo, California
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94404 |
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(Address of principal executive offices)
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(Zip Code) |
Registrants telephone number, including area code: (650) 532-2400
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of
Certain Officers; Compensatory Arrangements of Certain Officers.
On June 3, 2010, at the 2010 Annual Meeting of Stockholders (the Annual Meeting) of Glu
Mobile Inc. (Glu), Glus stockholders approved an amendment to Glus 2007 Equity Incentive Plan
(the 2007 Plan) that increased the aggregate number of shares of common stock authorized for
issuance under the 2007 Plan by 3,000,000 shares. The amendment to the 2007 Plan previously had
been approved, subject to stockholder approval, by Glus Board of Directors (the Board).
A summary of the 2007 Plan amendment is set forth in Glus proxy statement for the Annual
Meeting filed with the Securities and Exchange Commission on April 30, 2010 (the Proxy
Statement). That summary and the foregoing description of the amendment is qualified in its
entirety by reference to the text of the 2007 Plan, which is filed as Exhibit 99.01 hereto and
incorporated herein by reference.
Item 5.07. Submission of Matters to a Vote of Security Holders.
At the Annual Meeting, held on June 3, 2010, Glus stockholders approved the three proposals
listed below. The final results for the votes regarding each proposal are set forth below. The
proposals are described in detail in the Proxy Statement.
1. The election of three Class III directors to serve on the Board, each to
serve until Glus annual meeting of stockholders to be held in 2013 and until his successor is
elected and qualified, or until his death, resignation or removal:
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Votes |
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Votes |
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Broker |
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Name |
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For |
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Withheld |
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Abstentions |
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Non-Votes |
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Niccolo M. de Masi |
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18,808,945 |
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92,366 |
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0 |
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5,654,945 |
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William J. Miller |
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17,366,167 |
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1,535,144 |
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0 |
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5,654,945 |
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A. Brooke Seawell |
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17,466,241 |
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1,435,070 |
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0 |
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5,654,945 |
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2. The approval of an amendment to the 2007 Plan to increase the aggregate number
of shares of common stock authorized for issuance under the 2007 Plan by 3,000,000 shares.
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Votes For |
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Votes Against |
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Abstentions |
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Broker Non-Votes |
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16,393,810 |
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2,503,601 |
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3,900 |
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5,654,945 |
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3. The ratification of the appointment of PricewaterhouseCoopers LLP as Glus independent
registered public accounting firm for the fiscal year ending December 31, 2010.
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Votes For |
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Votes Against |
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Abstentions |
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Broker Non-Votes |
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24,502,527 |
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46,713 |
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6,016 |
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0 |
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Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
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Exhibit No. |
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Description |
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99.01 |
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Glu Mobile Inc. 2007 Equity Incentive Plan, as amended and restated. |