SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
------------------
FORM 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): AUGUST 14, 2002
--------------------
NATCO GROUP INC.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
DELAWARE 1-15603 22-2906892
(State or other jurisdiction (Commission File (I.R.S. Employer
of incorporation or organization) Number) Identification No.)
BROOKHOLLOW CENTRAL III
2950 NORTH LOOP WEST
SUITE 750 77092
HOUSTON, TEXAS (Zip code)
(Address of principal executive offices)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (713) 683-9292
ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS.
c. Exhibits.
99.1 Certification of the Company's Chief Executive Officer
required pursuant to Section 906 of the Sarbanes-Oxley Act
of 2002, as submitted to the Securities and Exchange
Commission on August 14, 2002.
99.2 Certification of the Company's Chief Financial Officer
required pursuant to Section 906 of the Sarbanes-Oxley Act
of 2002, as submitted to the Securities and Exchange
Commission on August 14, 2002.
ITEM 9. REGULATION FD DISCLOSURE
On August 14, 2002, NATCO Group Inc. (the "Company") submitted to the
Securities and Exchange Commission the certification of the Company's Quarterly
Report on Form 10-Q for the quarterly period ended June 30, 2002 by its chief
executive officer and chief financial officer as required pursuant to Section
906 of the Sarbanes-Oxley Act of 2002.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
NATCO GROUP INC.
By: /s/ J. MICHAEL MAYER
---------------------------------
Name: J. Michael Mayer
Title: Senior Vice President and
Chief Financial Officer
Dated: August 15, 2002
EXHIBIT INDEX
Exhibit No. Description
---------- -----------
99.1 Certification of the Company's Chief Executive Officer
required pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002, as submitted to the Securities and Exchange
Commission on August 14, 2002.
99.2 Certification of the Company's Chief Financial Officer
required pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002, as submitted to the Securities and Exchange
Commission on August 14, 2002.