UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): June 25, 2003
WMS INDUSTRIES INC.
Delaware (State or Other Jurisdiction of Incorporation) |
1-8300 (Commission File Number) |
36-2814522 (I.R.S. Employer Identification Number) |
800 South Northpoint Blvd., Waukegan, Illinois 60085
(Address of Principal Executive Offices) (Zip Code)
Registrants telephone number, including area code: (847) 785-3000
Item 5. Other Events and Regulation FD Disclosure.
On June 25, 2003, WMS Industries Inc. completed the sale of $100 million of 2.75% convertible subordinated notes due July 15, 2010 to CIBC World Markets Corp., which resold the notes, under Rule 144A, to qualified institutional buyers. Agreements concerning the transaction are attached to this Form 8-K as exhibits 4.1, 10.1 and 10.2 and are incorporated herein by this reference.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
WMS INDUSTRIES INC. | ||||
June 25, 2003 | By: | /s/ Scott D. Schweinfurth | ||
Scott D. Schweinfurth |
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Executive Vice President, Chief | ||||
Financial Officer and Treasurer |
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Item 7. Financial Statements, Pro Forma Financial Information and Exhibits.
(c) Exhibits
Exhibits | Description | |
4.1 | Indenture, dated as of June 25, 2003, by and between WMS Industries Inc., as Issuer, and BNY Midwest Trust Company, as Trustee | |
10.1 | Purchase Agreement, dated June 20, 2003, by and between WMS Industries Inc. and CIBC World Markets Corp. | |
10.2 | Registration Rights Agreement, dated June 25, 2003, by and between WMS Industries Inc. and CIBC World Markets Corp. | |
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Exhibit Index
Exhibits | Description | |
4.1 | Indenture, dated as of June 25, 2003, by and between WMS Industries Inc., as Issuer, and BNY Midwest Trust Company, as Trustee | |
10.1 | Purchase Agreement, dated June 20, 2003, by and between WMS Industries Inc. and CIBC World Markets Corp. | |
10.2 | Registration Rights Agreement, dated June 25, 2003, by and between WMS Industries Inc. and CIBC World Markets Corp. | |