SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 4)*

 

Redhook Ale Brewery, Incorporated

(Name of Issuer)

 

Common Stock, par value $.005

(Title of Class of Securities)

 

757473 10 3

(CUSIP Number)

 

Thomas Larson

Anheuser-Busch Companies, Inc.
One Busch Place
St. Louis, MO 63118-1852
Telephone: (314) 577-2000

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

January 3, 2007

(Date of Event which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-l(e), 240. 13d-l(f) or 240. 13d-I(g), check the following box.   o

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

Page 2 of 9

CUSIP No. 757473 10 3

1.   Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).

          Anheuser-Busch Companies, Inc.; 43-1162835

2.   Check the Appropriate Box if a Member of a Group (See Instructions)

          (a)    x

          (b)    o

3.   SEC Use Only

 

4.   Source of Funds (See Instructions)

          WC

5.   Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)                    o

6.   Citizenship or Place of Organization

          Delaware

Number of
Shares
Beneficially

Owned by
Each
Reporting
Person
With

7.   Sole Voting Power

          2,761,713

8.   Shared Voting Power

          – 0 –

9.   Sole Dispositive Power

          2,761,713 *

10.   Shared Dispositive Power

          – 0 –

* Shares are subject to contractual restrictions on transfer. See Item 4

11.   Aggregate Amount Beneficially Owned by Each Reporting Person

          2,761,763

12.   Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)                    o

13.   Percent of Class Represented by Amount in Row (11)

          33.6%

14.   Type of Reporting Person (See Instructions)

          CO

 


 

Page 3 of 9

CUSIP No. 757473 10 3

1.   Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).

          Busch Investment Corporation; 51-0308458

2.   Check the Appropriate Box if a Member of a Group (See Instructions)

          (a)    x

          (b)    o

3.   SEC Use Only

 

4.   Source of Funds (See Instructions)

          WC

5.   Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)                    o

6.   Citizenship or Place of Organization

          Delaware

Number of
Shares
Beneficially

Owned by
Each
Reporting
Person
With

7.   Sole Voting Power

          2,761,713

8.   Shared Voting Power

          – 0 –

9.   Sole Dispositive Power

          2,761,713 *

10.   Shared Dispositive Power

          – 0 –

* Shares are subject to contractual restrictions on transfer. See Item 4

11.   Aggregate Amount Beneficially Owned by Each Reporting Person

          2,761,763

12.   Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)                    o

13.   Percent of Class Represented by Amount in Row (11)

          33.6%

14.   Type of Reporting Person (See Instructions)

          CO

 

 


 

Page 4 of 9

CUSIP No. 757473 10 3

Pursuant to Rule 13d-2(a) under the Securities Exchange Act of 1934, this Amendment No.4 amends the Schedule 13D dated August 22, 1995, amended by Amendment No.1 dated May 19, 2004, Amendment No.2 dated July 2, 2004 and Amendment No.3 dated September 13, 2005. Unless indicated otherwise, all items left blank remain unchanged and any items that are reported are deemed to amend and supplement, rather than supersede, the existing items in the Schedule 13D (as previously amended). All defined terms shall have the same meaning as previously ascribed to them in the Schedule 13D (as previously amended), unless otherwise noted.

Item 1.  Security and Issuer.

Item 2.  Identity and Background.

Item 3.  Source and Amount of Funds or Other Consideration.

Item 4.  Purpose of Transaction.

Item 4 is hereby amended by adding the following language to the end thereof:

Widmer is a craft brewer, the headquarters and brewing facilities of which are located in Portland, Oregon. BIC owns an approximate 39.5% equity interest in Widmer and three of the seven members of the board of directors of Widmer have been designated by ABI. The Company and Widmer have integrated portions of their businesses. In 2004, the Company and Widmer formed Craft Brands Alliance LLC to market and sell their products in specified states in the western United States. Additionally, the Company brews and sells Widmer products in the eastern portion of the United States.

 

The Busch Entities understand that the Company and Widmer may commence preliminary discussions concerning a merger or other combination between the Company and Widmer. ABI anticipates that the Company would be the surviving company in any transaction and the Company shares would continue to be quoted on the NASDAQ Stock Market after consummation of any transaction. The Busch Entities expect to review any proposals made by the parties, may participate in discussions concerning a transaction and will consider the nature and extent of BIC’s participation in any transaction.       

 

There can be no assurance that any transaction between the Company and Widmer will occur or as to the terms of the transaction. The Busch Entities are not aware of any agreement concerning any such transaction, including as to the form of the transaction or the amount to be paid in connection with the transaction. The consummation of any such transaction could be subject to significant contingencies, including the ability of the parties to raise sufficient capital to consummate the transaction, approval of the transaction by the boards of directors of the Company and Widmer, approval of the transaction by the shareholders of the Company and Widmer and satisfaction of applicable regulatory requirements.

Item 5.  Interest in Securities of the Issuer.

Item 6.  Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

Item 7.  Material to be Filed as Exhibits.

 


 

Page 5 of 9

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:   January 3, 2007

ANHEUSER-BUSCH COMPANIES, INC.

 

 

 

 

By:

/s/ W. Randolph Baker

 

Name:

W. Randolph Baker

 

Title:

Vice President and Chief Financial Officer

 

 

BUSCH INVESTMENT CORPORATION

 

 

 

 

By:

/s/ Mark A. Rawlins

 

Name:

Mark A. Rawlins

 

Title:

Treasurer

 

 


 

Page 6 of 9

Schedule I

(Amendment No. 4)

EXECUTIVE OFFICERS AND DIRECTORS OF

BUSCH INVESTMENT CORPORATION

(As of December 1, 2006)

NAME AND BUSINESS ADDRESS

 

POSITION WITH THE COMPANY

Officers

 

 

William J. Kimmins Jr.*

 

Chairman of the Board and President

H. Murray Sawyer Jr.**

 

Vice President

Laura H. Reeves*

 

Secretary

Mark A. Rawlins*

 

Treasurer

Directors

 

 

William J. Kimmins Jr.*

 

Director and Chairman

Michael D. Basler*

 

Director

H. Murray Sawyer Jr.**

 

Director

                

*     The business address of each such person is One Busch Place, St. Louis, Missouri 63118-1852

**   Mr. Sawyer’s principal occupation is Chairman and Chief Executive Officer of Registered Agents, Ltd. The business address is 1220 North Market Street, Suite 804, Wilmington, Delaware 19801

 


 

Page 7 of 9

Schedule II

(Amendment No. 4)

EXECUTIVE OFFICERS AND DIRECTORS OF

ANHEUSER-BUSCH COMPANIES, INC.

(As of December 1, 2006)

NAME AND BUSINESS ADDRESS

 

POSITION WITH THE COMPANY

August A. Busch IV*

 

President, Chief Executive Officer and Director

W. Randolph Baker*

 

Vice President and Chief Financial Officer

Thomas W. Santel*

 

Vice President - Corporate Development

Stephen J. Burrows*

 

Chief Executive Officer and President - Anheuser-Busch International, Inc.

Mark T. Bobak*

 

Group Vice President and Chief Legal Officer

Douglas J. Muhleman*

 

Group Vice President - Brewing Operations and Technology - Anheuser-Busch, Incorporated

Francine I. Katz*

 

Vice President - Communications and Consumer Affairs

Keith M. Kasen*

 

Chairman of the Board and President - Busch Entertainment Corporation

Joseph P. Castellano*

 

Vice President - Corporate Human Resources

Michael J. Owens*

 

Vice President - Sales and Marketing - Anheuser-Busch, Incorporated

Anthony T. Ponturo*

 

Vice President - Global Media and Sports Marketing - Anheuser-Busch, Incorporated

John F. Kelly*

 

Vice President and Controller

Marlene V. Coulis*

 

Vice President - Brand Management - Anheuser-Busch, Incorporated

Michael S. Harding*

 

Chief Executive Officer and President of Anheuser-Busch Packaging Group, Inc.

Robert C. Lachky*

 

Executive Vice President - Global Industry Development - Anheuser-Busch, Incorporated

David A. Peacock*

 

Vice President - Business Operations - Anheuser-Busch, Incorporated

                  

*  The business address of each such person is One Busch Place, St. Louis, Missouri 63118-1852

 


 

Page 8 of 9

Schedule II (Cont’d)

(Amendment No. 4)

NON-EMPLOYEE DIRECTORS

OF ANHEUSER-BUSCH COMPANIES, INC.

(As of December 1, 2006)

NAME AND BUSINESS ADDRESS

POSITION WITH THE COMPANY

PRINCIPAL OCCUPATION

August A. Busch III

One Busch Place

St. Louis, MO 63118

Director

Former Chairman of the Board and Chief Executive officer of Anheuser-Busch Companies, Inc.

Carlos Fernandez G.
Campos Eliseos No. 400
piso 18
Lomas de Chapultepec
Mexico, D.F., 110000

Director

Chairman of the Board and CEO of Group Modelo, S.A. de C.V.

James J. Forese
1455 Pennsylvania Avenue, N.W.
Suite 350
Washington, DC 20004

Director

Operating Partner and Chief Operating Officer of Thayer Capital Partners

John E. Jacob

One Busch Place

St. Louis, MO 63118

Director

Former Executive Vice President - Global Communications Officer of Anheuser-Busch Companies, Inc.

James R. Jones
1501 M Street, NW
Suite 700
Washington, DC 20005

Director

Co-Chairman and Chief Executive Officer of Manatt Jones Global Strategies, LLC

Charles F. Knight
8000 West Florissant Avenue
P.O. Box 4100
St. Louis, MO 63136

Director

Chairman Emeritus of Emerson Electric Company

Vernon R. Loucks, Jr.
1101 Skokie Boulevard
Suite 240
Northbrook, IL 60062

Director

Chairman of the Board of The Aethena Group, LLC

Vilma S. Martinez
355 South Grand Avenue
35th Floor
Los Angeles, CA 90071

Director

Partner of Munger, Tolles & Olson LLP

William Porter Payne
3455 Peachtree Road, NE
Suite 975
Atlanta, GA 30326

Director

Partner of Gleacher Partners LLC

 

 


 

Page 9 of 9

Schedule II (Cont’d)

(Amendment No. 4)

NON-EMPLOYEE DIRECTORS

OF ANHEUSER-BUSCH COMPANIES, INC.

(As of December 1, 2006)

(Continued)

NAME AND BUSINESS ADDRESS

POSITION WITH THE COMPANY

PRINCIPAL OCCUPATION

Joyce M. Roché
120 Wall Street
New York, NY 10005

Director

President and Chief Executive Officer of Girls Incorporated

Henry Hugh Shelton
c/o Anheuser-Busch Companies, Inc.
One Busch Place
St. Louis, Missouri 63118-1852

Director

Former Chairman of the Joint Chiefs of Staff

 

Patrick T. Stokes

c/o Anheuser-Busch Companies, Inc.

One Busch Place

St. Louis, MO 63118-1842

Chairman of the Board

Former Chief Executive Officer of Anheuser-Busch Companies, Inc.

Andrew C. Taylor
600 Corporate Park Drive
St. Louis, MO 63105

Director

Chairman and Chief Executive Officer of Enterprise Rent-A-Car Company

Douglas W. Warner III
345 Park Avenue
11th Floor
New York, NY 10154

Director

Former Chairman of the Board of
J.P. Morgan Chase & Company

Edward E. Whitacre, Jr.
175 E. Houston, Suite 1300
San Antonio, TX 78205

Director

Chairman and Chief Executive Officer of AT & T, Inc.