Pursuant to Rule 424(b)(3)
Registration No. 333-111679
AMENDMENT TO
SUPPLEMENT TO PROSPECTUS
DATED OCTOBER 1, 2004
PSYCHIATRIC SOLUTIONS, INC.
4,932,932 Shares
Common Stock
This prospectus supplement, dated October 1, 2004, as amended (the “Supplement”), relates to the resale of 1,248,000 shares of common stock, $.01 par value per share (“Common Stock”), of Psychiatric Solutions, Inc. (the “Company”) that were obtained through the conversion of the Company’s series A convertible preferred stock and distributed by Oak Investment Partners X, Limited Partnership to its limited and general partners.
The prospectus, dated January 29, 2004 (the “Prospectus”), to which this Supplement is attached, relates to the resale by the holders thereof of up to an aggregate of 4,891,502 shares of Common Stock issuable upon the conversion of the Company’s series A convertible preferred stock and 41,430 shares of Common Stock that were held by certain of the selling stockholders. As of the date hereof, all of the Company’s series A convertible preferred stock has been converted into shares of Common Stock, except 693,021 shares, plus accrued pay-in-kind dividends thereon, currently held by affiliates of Oak Investment Partners. This Supplement together, with the Prospectus, is to be used by certain holders of Common Stock or by their transferees, pledgees, donees or their successors in connection with the offer and sale of Common Stock. You should read this Supplement in conjunction with the Prospectus. This Supplement is qualified by reference to the Prospectus except to the extent that the information in this Supplement supersedes the information contained in the Prospectus.
The table appearing under the heading “Selling Stockholders” in the Prospectus is hereby amended and superseded in part by the information appearing in the table below.
| Percentage of | ||||||||||||
| Common Stock | ||||||||||||
| Beneficially | ||||||||||||
| Number of Shares of | Number of Shares of | Owned Assuming | ||||||||||
| Name of Selling | Common Stock Beneficially | Common Stock That May Be | Completion of This | |||||||||
| Stockholder |
Owned(1) |
Sold Pursuant Hereto |
Offering |
|||||||||
Oak Investment Partners X, Limited
Partnership(2) |
||||||||||||
522 Fifth Avenue Fund LP |
1,291 | 1,291 | * | |||||||||
Abbott Capital Private Equity Fund
III, L.P., by Abbott Capital
Management, LLC as Investment Manager |
14,855 | 14,855 | * | |||||||||
Alaska State Pension Investment Board
by Abbott Capital Management, LLC as
Investment Manager |
11,141 | 11,141 | * | |||||||||
Asset Management Private Equity, L.P. |
7,428 | 7,428 | * | |||||||||
Auda Ventures L.P. |
7,428 | 7,428 | * | |||||||||
BancBoston Investments Inc. |
4,531 | 4,531 | * | |||||||||
BAS Oak X, LLC |
23,136 | 23,136 | * | |||||||||
President and Trustees of Bates College |
2,228 | 2,228 | * | |||||||||
Board of Fire & Police Pension
Commissioners of the City of Los
Angeles, by Abbott Capital Management,
LLC as Investment Manager |
3,714 | 3,714 | * | |||||||||
Trustees of Boston University |
2,228 | 2,228 | * | |||||||||
BSC Venture Fund LLC |
4,301 | 4,301 | * | |||||||||
1
California Emerging Ventures II, LLC |
18,569 | 18,569 | * | |||||||||
Cambria Investors, LLC |
743 | 743 | * | |||||||||
Hamilton
Lane–Carpenters Partnership Fund, L.P. |
3,714 | 3,714 | * | |||||||||
CDB Web Tech International L.P. |
7,428 | 7,428 | * | |||||||||
The Trustees of the Cheyne Walk Trust |
3,714 | 3,714 | * | |||||||||
Mellon Bank N.A., solely in its
capacity as Custodian for The
Children’s Hospital Foundation (as
directed by The Children’s Hospital
Foundation), and not it its individual
capacity |
3,714 | 3,714 | * | |||||||||
The Church Pension Fund |
11,141 | 11,141 | * | |||||||||
Citicorp Citigroup Investments |
3,714 | 3,714 | * | |||||||||
Citigroup Pension Plan |
3,714 | 3,714 | * | |||||||||
Commonfund Capital Partners 1999, L.P.
By: Fairfield Partners 1999, its
General Partner |
186 | 186 | * | |||||||||
JPMorganChase Bank as directed Trustee
for the Corning Incorporated
Retirement Master Trust |
5,571 | 5,571 | * | |||||||||
Crossroads
Constitution Limited Partnership |
130 | 130 | * | |||||||||
Cutler Oil & Gas Corporation |
2,971 | 2,971 | * | |||||||||
Cymi, Ltd. |
3,714 | 3,714 | * | |||||||||
Trustees of Dartmouth College |
5,199 | 5,199 | * | |||||||||
Diageo Pension Trust Limited |
1,448 | 1,448 | * | |||||||||
William S. Dietrich II Revocable Trust |
2,971 | 2,971 | * | |||||||||
DLJ Venture Partners A, L.P. |
1,552 | 1,552 | * | |||||||||
DLJ Venture Partners B, L.P. |
2,162 | 2,162 | * | |||||||||
Alfred I. duPont Trust |
7,428 | 7,428 | * | |||||||||
Emory University |
22,282 | 22,282 | * | |||||||||
Boston Safe Deposit and Trust Company,
solely in its capacity as Trustee for
the Employees Retirement Income Plan
Trust of Minnesota Mining and
Manufacturing Company, (as directed by
3M Benefit Funds Investment), and not
in its individual capacity |
18,569 | 18,569 | * | |||||||||
Employees’ Retirement System of the
State of Hawaii, by Abbott Capital
Management, LLC as Investment Manger |
5,942 | 5,942 | * | |||||||||
Endowment
Venture Partners V, L.P. By: Fairfield Partners 2000, its General
Partner |
29,709 | 29,709 | * | |||||||||
JPMorganChase Bank, as Trustee for First Plaza Group Trust |
18,569 | 18,569 | * | |||||||||
Wachovia Investors, Inc. |
3,714 | 3,714 | * | |||||||||
FLAG Venture Partners IV, L.P. |
33,423 | 33,423 | * | |||||||||
HarbourVest Partners VI-Parallel
Partnership Fund L.P. |
1,393 | 1,393 | * | |||||||||
HarbourVest Partners VI-Partnership
Fund, L.P. |
17,175 | 17,175 | * | |||||||||
HK Capital LLC |
1,486 | 1,486 | * |
2
Horsley Bridge VII, L.P. |
44,564 | 44,564 | * | |||||||||
Horsley Bridge Netherlands VII, L.P. |
11,141 | 11,141 | * | |||||||||
Houston Police Officers Pension System |
11,141 | 11,141 | * | |||||||||
Northern Trust Company for the
Illinois Municipal Retirement Fund, by
Abbott Capital Management, LLC as
Investment Manager |
3,714 | 3,714 | * | |||||||||
International Business Machines
Corporation |
3,714 | 3,714 | * | |||||||||
J.P. Morgan Pooled Corporate Finance
Institutional Investors LLC |
17,257 | 17,257 | * | |||||||||
J.P. Morgan Pooled Corporate Finance
Private Investors LLC |
4,922 | 4,922 | * | |||||||||
JDH Investors I, LLC |
4,457 | 4,457 | * | |||||||||
Ewing Marion Kauffman Foundation |
5,199 | 5,199 | * | |||||||||
John S. & James L. Knight Foundation |
7,428 | 7,428 | * | |||||||||
Lauer & Co. Agent for J.H. Pew Freedom
Trust |
1,040 | 1,040 | * | |||||||||
Lauer & Co. Agent for J.N. Pew, Jr.
Trust |
520 | 520 | * | |||||||||
Lauer & Co. Agent for Mabel Pew Myrin
Trust |
668 | 668 | * | |||||||||
Lauer & Co. Agent for Pew Memorial
Trust |
4,902 | 4,902 | * | |||||||||
Lauer & Co. Agent for The Medical Trust |
297 | 297 | * | |||||||||
The Lawrenceville School |
2,228 | 2,228 | * | |||||||||
Los Angeles County Employees
Retirement Association |
14,855 | 14,855 | * | |||||||||
Mellon Trust of New England, N.A. as
Trustee for the Lucent Techologies
Inc. Master Pension Trust |
63,133 | 63,133 | * | |||||||||
Robert S. Mandra |
743 | 743 | * | |||||||||
The Markaz/Hamilton Lane Technology
Fund, L.P. |
1,486 | 1,486 | * | |||||||||
Mathile Family Foundation |
2,228 | 2,228 | * | |||||||||
MejeanView LLC |
743 | 743 | * | |||||||||
Miami Corporation |
8,913 | 8,913 | * | |||||||||
Miami Partners, L.P. |
371 | 371 | * | |||||||||
Regents of the University of Michigan |
7,428 | 7,428 | * | |||||||||
The Mohawk River Fund II L.P. |
7,428 | 7,428 | * | |||||||||
Eileen M. More |
743 | 743 | * | |||||||||
Moussescale |
3,714 | 3,714 | * | |||||||||
Private Equity Investor PLC |
7,428 | 7,428 | * | |||||||||
The New Mexico State Investment
Council Land Grant Permanent Fund |
7,465 | 7,465 | * | |||||||||
The New Mexico State Investment
Council Severance Tax Permanent Fund |
3,677 | 3,677 | * | |||||||||
The Norinchukin Bank |
22,282 | 22,282 | * | |||||||||
Northeastern University |
2,228 | 2,228 | * | |||||||||
Northwestern University |
14,855 | 14,855 | * | |||||||||
University of Notre Dame du Lac |
3,714 | 3,714 | * | |||||||||
Novell, Inc. |
7,428 | 7,428 | * | |||||||||
Oak Associates Designated Corp. |
— | — | * |
3
Old Westbury Global Private Equity
Fund, LLC |
7,428 | 7,428 | * | |||||||||
Old Westbury Venture Capital Fund II,
LLC |
6,841 | 6,841 | * | |||||||||
Sal. Oppenheim Jr. & Cie. KGaA |
5,199 | 5,199 | * | |||||||||
Pantheon International Participations
PLC |
1,857 | 1,857 | * | |||||||||
Pantheon USA Fund IV, L.P. |
8,430 | 8,430 | * | |||||||||
PEI Capital Partner II, L.P. |
2,228 | 2,228 | * | |||||||||
The Pfizer Foundation, Inc. |
3,714 | 3,714 | * | |||||||||
Master Trust between Pfizer Inc. and
The Northern Trust Company |
33,423 | 33,423 | * | |||||||||
Pomona Partnership Holdings III, L.P. |
1,455 | 1,455 | * | |||||||||
Portfolio Advisors Private Equity
Fund, L.P. |
3,714 | 3,714 | * | |||||||||
Pomona College |
4,457 | 4,457 | * | |||||||||
Ramsey Beirne Partners II, LLC |
743 | 743 | * | |||||||||
Rensselaer Polytechnic Institute |
3,714 | 3,714 | * | |||||||||
VenCap 9 Limited |
7,428 | 7,428 | * | |||||||||
Riverwind Investment Pte Ltd |
22,282 | 22,282 | * | |||||||||
The Trustees of the Ronald Family
Trust B |
743 | 743 | * | |||||||||
University of San Francisco |
1,486 | 1,486 | * | |||||||||
Boston Safe Deposit and Trust Company,
solely in its capacity as Trustee for
the SBC Master Pension Trust as
directed by Shott Capital Management,
LLC and not in its individual capacity |
14,855 | 14,855 | * | |||||||||
The Board of
Trustees of the Leland Stanford Junior University |
18,569 | 18,569 | * | |||||||||
SunAmerica Investments, Inc. |
6,908 | 6,908 | * | |||||||||
SunAmerica Venture Fund 2000, L.P. |
520 | 520 | * | |||||||||
State Treasurer of the State of
Michigan, Custodian of the Michigan
Public School Employees’ Retirement
System, State Employees’ Retirement
System, and Michigan State Police
Retirement System |
25,995 | 25,995 | * | |||||||||
SVB Strategic Investors Fund, LP |
7,428 | 7,428 | * | |||||||||
Teacher Retirement System of Texas, a
public pension fund and agency of the
State of Texas |
66,847 | 66,847 | * | |||||||||
The Travelers Indemnity Company |
2,477 | 2,477 | * | |||||||||
The Travelers Insurance Company |
1,237 | 1,237 | * | |||||||||
United Gulf Investments Limited c/o
Brown Brothers Harriman Trust Company
(Cayman) Limited |
3,714 | 3,714 | * | |||||||||
Utah Retirement Systems, by Abbott
Capital Management, LLC as Investment
Manager |
3,714 | 3,714 | * | |||||||||
VCM Treuhand Beteiligungsverwaltung
GmbH |
11,141 | 11,141 | * | |||||||||
Credit Suisse Global Post-Venture
Capital Fund |
1,114 | 1,114 | * |
4
Credit
Suisse Trust — Global Post-Venture Capital Portfolio |
1,114 | 1,114 | * | |||||||||
University of Washington |
4,457 | 4,457 | * | |||||||||
Washington State Investment Board |
74,274 | 74,274 | * | |||||||||
The Wellcome Trust Limited, as Trustee
of the Wellcome Trust |
11,141 | 11,141 | * | |||||||||
Worldwide Oak X Ltd. |
1,486 | 1,486 | * | |||||||||
Illinois Municipal Retirement Fund
Master Trust |
1,634 | 1,634 | * | |||||||||
Thomas Weisel Global Growth Partners
(B), L.P. |
9,838 | 9,838 | * | |||||||||
Thomas Weisel Global Growth Partners
(A), L.P. |
3,161 | 3,161 | * | |||||||||
Montagu Newhall Global Partners, LP |
2,228 | 2,228 | * | |||||||||
Shea-Paul Ventures, LLC |
7,428 | 7,428 | * | |||||||||
BM-CSAM Private Equity Fund, L.P. |
3,714 | 3,714 | * | |||||||||
CSFB Fund Investments VII Holdings,
L.P. |
8,913 | 8,913 | * | |||||||||
Commonfund Capital Venture Partners
VI, L.P. |
8,913 | 8,913 | * | |||||||||
Moussecapade, L.P. |
7,428 | 7,428 | * | |||||||||
Pomona
Partnership Holdings III Portfolio, L.P. |
7,627 | 7,627 | * | |||||||||
ING Pomona Private Equity Fund |
2,059 | 2,059 | * | |||||||||
VenCap 6 Limited |
3,714 | 3,714 | * | |||||||||
Private Equity Portfolio Fund III, LLC |
5,942 | 5,942 | * | |||||||||
Private Equity Portfolio Technology
Fund, LLC |
668 | 668 | * | |||||||||
ATWILL CSFB Private Equity Partners,
L.P. |
3,714 | 3,714 | * | |||||||||
TD Capital Private Equity Investors
Partnership |
4,250 | 4,250 | * | |||||||||
TD Parallel Private Equity Investors
Ltd. |
3,178 | 3,178 | * | |||||||||
Pantheon USA Fund V, L.P. |
2,228 | 2,228 | * | |||||||||
Oppenheim Private Equity Holding |
||||||||||||
Blocker GmbH |
2,228 | 2,228 | * | |||||||||
MERS Investment Partnership, L.P. |
3,714 | 3,714 | * | |||||||||
Northern Trust Private Equity Fund,
L.P. |
2,228 | 2,228 | * | |||||||||
Northern Trust Corporation |
3,342 | 3,342 | * | |||||||||
Stichting Pensioenfonds ABP |
18,569 | 18,569 | * | |||||||||
Stichting
Pensioenfonds voor de Gezondheid, Geestelijke en Maatschappelijke Belangen |
18,569 | 18,569 | * | |||||||||
Lord Baltimore Venture Capital
Partners, LLC |
5,571 | 5,571 | * | |||||||||
HarbourVest Partners VII — Venture
Partnership Fund L.P. |
3,714 | 3,714 | * | |||||||||
CGI Private Equity L.P. LLC |
14,855 | 14,855 | * | |||||||||
Abbott Capital Private Equity Fund
III, L.P., by Abbott Capital Management, LLC as Investment Manager
- 04/01/03 |
407 | 407 | * | |||||||||
Alaska State Pension Investment Board
by Abbott Capital Management, LLC as
Investment Manager 04/01/03 |
305 | 305 | * |
5
Board of Fire & Police Pension
Commissioners of the City of Los
Angeles, by Abbott Capital Management,
LLC as Investment Manager - 04/01/03 |
102 | 102 | * | |||||||||
Employees’ Retirement System of the
State of Hawaii, by Abbott Capital
Management, LLC as Investment Manager -
04/01/03 |
163 | 163 | * | |||||||||
Houston Police Officers Pension System
- 04/01/03 |
305 | 305 | * | |||||||||
Northern Trust Company for the
Illinois Municipal Retirement Fund, by
Abbott Capital Management, LLC as
Investment Manager - 04/01/03 |
102 | 102 | * | |||||||||
Utah Retirement Systems, by Abbott
Capital Management, LLC as Investment
Manager - 04/01/03 |
102 | 102 | * | |||||||||
Constitution Liquidating Fund, L.P. |
12,868 | 12,868 | * | |||||||||
Houston Police Officers Pension System
- 01/01/04 |
763 | 763 | * | |||||||||
Northern Trust Company as Trustees for
the Illinois Municipal Retirement
Fund, by Abbott Capital Management,
LLC as Investment Manager - 01/01/04 |
254 | 254 | * | |||||||||
Abbott Capital Private Equity Fund
III, L.P., by Abbott Capital
Management, LLC as Investment Manager
- 01/01/04 |
1,017 | 1,017 | * | |||||||||
Alaska State Pension Investment Board
by Abbott Capital Management, LLC as
Investment Manager 01/01/04 |
763 | 763 | * | |||||||||
Board of Pensions Commissioners of the
City of Los Angeles, by Abbott Capital
Management, LLC as Investment Manager
- 01/01/04 |
254 | 254 | * | |||||||||
Employees’ Retirement System of the
State of Hawaii, by Abbott Capital
Management, LLC as Investment Manger -
01/01/04 |
407 | 407 | * | |||||||||
Utah Retirement Systems, by Abbott
Capital Management, LLC as Investment
Manager - 01/01/04 |
254 | 254 | * | |||||||||
Hewlett-Packard Company Group Trust |
7,428 | 7,428 | * | |||||||||
Bandel L. Carano & Paula Michelle
Carano, Trustees of the Bandel & Paula Carano Trust dated
January 12, 2004(3) |
704,591 | 8,570 | 4.43 | % | ||||||||
Frederic W. Harman, Trustee of the
Bandel & Paula Carano Children’s Trust
dated August 18, 2004 |
2,857 | 2,857 | * | |||||||||
Edward F. Glassmeyer(4) |
703,907 | 7,886 | 4.43 | % | ||||||||
EFG Trust II |
5,025 | 5,025 | * | |||||||||
F. & S. Harman Family Trust Created By
Agreement Dated 7/26/96(5) |
704,970 | 8,949 | 4.43 | % | ||||||||
The Harman Family Irrevocable Trust
F/B/O Allison S. Harman |
826 | 826 | * |
6
The Harman Family Irrevocable
Trust F/B/O Kirsten E. Harman |
826 | 826 | * | |||||||||
The Harman Family Irrevocable
Trust F/B/O Stephen F. Harman |
826 | 826 | * | |||||||||
Ann H. Lamont(6) |
707,996 | 9,119 | 4.45 | % | ||||||||
The Lamont Children’s 1998 Trust |
2,308 | 2,308 | * | |||||||||
David B. Walrod(7) |
701,734 | 5,713 | 4.41 | % | ||||||||
The David Black Family Partnership |
2,950 | 2,950 | * | |||||||||
Gerald R. Gallagher |
2,374 | 2,374 | * | |||||||||
Ann Gallagher 2000 GST Family Trust |
197 | 197 | * | |||||||||
Gerald P. Gallagher 2000 GST
Family Trust |
197 | 197 | * | |||||||||
Megan Gallagher 2000 GST Family
Trust |
197 | 197 | * | |||||||||
Grace A. Ames |
1,180 | 1,180 | * | |||||||||
Virginia K. Eddington |
590 | 590 | * | |||||||||
Munir R. Javeri |
206 | 206 | * | |||||||||
Ren B. Riley |
590 | 590 | * | |||||||||
Ifty A. Ahmed |
590 | 590 | * | |||||||||
Julie A. Cavaliere |
590 | 590 | * |
| * | Indicates beneficial ownership of less than 1.0% of the Company’s outstanding common stock. | |
| (1) | Based on the Company’s review of filings with the Securities and Exchange Commission and other information available to the Company, the Company is not aware of any shares beneficially owned by the selling stockholders except as reflected in the table above. | |
| (2) | As of October 1, 2004, Oak Investment Partners X, Limited Partnership has distributed to its limited and general partners 1,248,000 shares of the Company’s common stock obtained through the conversion of the Company’s series A convertible preferred stock. In turn, such general partner made a distribution of the shares received to its respective members. | |
| (3) | Includes 8,570 shares directly owned by Bandel L. Carano & Paula Michelle Carano, Trustees of the Bandel & Paula Carano Trust dated January 12, 2004; 662,353 shares issuable upon conversion of shares of the Company’s series A convertible preferred stock directly owned by Oak Investment Partners X, Limited Partnership (“Oak X, LP”) plus accrued pay-in-kind dividends thereon; 2,953 options held on behalf of Oak X, LP which are currently exercisable; 30,668 shares issuable upon conversion of shares of the Company’s series A convertible preferred stock directly owned by Oak X Affiliates Fund, Limited Partnership (“Oak X Affiliates, LP”) plus accrued pay-in-kind dividends thereon; and 47 options held on behalf of Oak X Affiliates, LP which are currently exercisable. Excludes 826 shares held by each of The Harman Family Irrevocable Trust F/B/O Allison S. Harman, The Harman Family Irrevocable Trust F/B/O Kirsten E. Harman and The Harman Family Irrevocable Trust F/B/O Stephen F. Harman, for which Mr. Carano is a trustee. Mr. Carano is a Managing Member of Oak Associates X, L.L.C. (“Oak Associates X”), the General Partner of Oak X, LP and a Managing Member of Oak X Affiliates, L.L.C., the General Partner of Oak X Affiliates, LP. Mr. Carano disclaims such beneficial ownership except with respect to shares directly owned by him. | |
| (4) | Includes 7,886 shares directly owned by Edward F. Glassmeyer; 662,353 shares issuable upon conversion of shares of the Company’s series A convertible preferred stock directly owned by Oak X, LP plus accrued pay-in-kind dividends thereon; 2,953 options held on behalf of Oak X, LP which are currently exercisable; 30,668 shares issuable upon conversion of shares of the Company’s series A convertible preferred stock directly owned by Oak X Affiliates, LP plus accrued pay-in-kind dividends thereon; and 47 options held on behalf of Oak X Affiliates, LP which are currently exercisable. Mr. Glassmeyer is a Managing Member of Oak Associates X, the General Partner of Oak X, LP and a Managing Member of Oak |
7