CUSIP No. |
115637-10-0 |
1 | NAMES OF REPORTING PERSONS I.R.S. Identification Nos. of above persons (entities only) Geo. Garvin Brown IV |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) þ | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States of America | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 3,024,168 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
3,024,168 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
3,024,168 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
N/A | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
5.3% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
CUSIP No. |
115637-10-0 |
1 | NAMES OF REPORTING PERSONS I.R.S. Identification Nos. of above persons (entities only) Campbell P. Brown |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) þ | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States of America | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 3,083,686 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
3,083,686 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
3,083,686 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
N/A | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
5.5% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
CUSIP No. |
115637-10-0 |
1 | NAMES OF REPORTING PERSONS I.R.S. Identification Nos. of above persons (entities only) Geo. Garvin Brown III |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) þ | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States of America | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 95,014 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 5,448,290 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 95,014 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
5,448,290 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
5,543,304 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
N/A | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
9.8% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
a) | Names of persons filing: | ||
Geo. Garvin Brown IV Campbell P. Brown Geo. Garvin Brown III |
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b) | Principal business addresses of reporting persons | ||
Geo. Garvin Brown IV 850 Dixie Highway Louisville, Kentucky 40210 |
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Campbell P. Brown 850 Dixie Highway Louisville, Kentucky 40210 |
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Geo. Garvin Brown III 6009 Brownsboro Park Boulevard, Suite B Louisville, Kentucky 40207 |
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c) | Citizenship: Each of the reporting persons is a citizen of the United States of America. | ||
d) | Title of class of securities: Brown-Forman Corporation Class A Common Stock | ||
e) | CUSIP No.: 0115637-10-0 |
Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | ||
(b) | o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | ||
(c) | o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
(d) | o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | ||
(e) | o An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E). |
Geo. Garvin Brown IV: |
||||||||
(a | ) | Beneficially Owned |
3,024,168 | |||||
(b | ) | Percent of Class |
5.3 | % | ||||
(c | ) | Sole Voting Power |
0 | |||||
Shared Voting Power |
3,024,168 | |||||||
Sole Disposition Power |
0 | |||||||
Shared Disposition Power |
3,024,168 |
Campbell P. Brown: |
||||||||
(a | ) | Beneficially Owned |
3,083,686 | |||||
(b | ) | Percent of Class |
5.5 | % | ||||
(c | ) | Sole Voting Power |
0 | |||||
Shared Voting Power |
3,083,686 | |||||||
Sole Disposition Power |
0 | |||||||
Shared Disposition Power |
3,083,686 | |||||||
Geo. Garvin Brown III: |
||||||||
(a | ) | Beneficially Owned |
5,543,304 | (1) | ||||
(b | ) | Percent of Class |
9.8 | % | ||||
(c | ) | Sole Voting Power |
95,014 | |||||
Shared Voting Power |
5,448,290 | (1) | ||||||
Sole Disposition Power |
95,014 | |||||||
Shared Disposition Power |
5,448,290 | (1) |
(1) | Geo. Garvin Brown III serves as one member of a three-member advisory committee to two trusts holding, in the aggregate, 1,055,550 shares of Class A Common Stock (the Trust Shares). Although he shares voting and dispositional control of the Trust Shares, he has no direct or indirect pecuniary interest in them and disclaims beneficial ownership of them. Out of a desire for transparency, he includes the Trust Shares in his aggregate beneficial ownership. However, the group created by the undersigned individuals does not consider the Trust Shares to be beneficially owned by the group and does not attribute beneficial ownership of the Trust Shares to the aggregate holdings of the group. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
Date: February 3, 2009 |
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/s/ Geo. Garvin Brown IV |
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/s/ Campbell P. Brown |
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/s/ Geo. Garvin Brown III |
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The undersigned hereby agrees as follows: | ||
1. | Each of them is individually eligible to use the Schedule 13G, as amended, to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and | |
2. | Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other person making the filing, unless such person knows or has reason to believe that such information is inaccurate. |
Dated:
February 3, 2009 |
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/s/ Geo. Garvin Brown IV |
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/s/ Campbell P. Brown |
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/s/ Geo. Garvin Brown III |
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