SEC fines Boston-based ‘dark pool’ $800,000

SEC fines Boston-based ‘dark pool’ $800,000

By: MarketWatch

Posted on October 03, 2012 at 13:30 PM EDT

Regulators fine an operator of a so-called “dark pool” trading venue for failing to protect the confidential information of its subscribers, and for allowing an outside firm to use the data.

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Credit Suisse Group ADS DFM BANK IND Goldman Sachs Group, Inc. SENVEST CAPITAL

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