As filed with the Securities and Exchange Commission on October 26, 2011

Registration No. 333-129770

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


 

POST-EFFECTIVE AMENDMENT NO. 1 TO

 

FORM S-3

 

REGISTRATION STATEMENT

UNDER THE SECURITIES ACT OF 1933

 


 

Granite City Food & Brewery Ltd.

(Exact name of registrant as specified in its charter)

 

Minnesota

 

41-1883639

(State or other jurisdiction of incorporation or organization)

 

(I.R.S. Employer Identification Number)

 

5402 Parkdale Drive, Suite 101

Minneapolis, Minnesota 55416

(952) 215-0660

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

James G. Gilbertson

Chief Financial Officer

Granite City Food & Brewery Ltd.

5402 Parkdale Drive, Suite 101

Minneapolis, Minnesota 55416

(952) 215-0660

 

Copies to:
Avron L. Gordon, Esq.

Brett D. Anderson, Esq.

Briggs and Morgan, P.A.

2200 IDS Center

Minneapolis, Minnesota 55402

(Name, address, including zip code, and telephone number,

including area code, of agent for service)

 

(612) 977-8400 (phone)

(612) 977-8650 (fax)

 


 

Approximate date of commencement of proposed sale to the public:  Not applicable.

 


 

If the only securities being registered on this form are being offered pursuant to dividend or interest reinvestment plans, please check the following box:  o

 

If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box:  o

 

If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering:  o

 

If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: o

 

If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box:  o

 

If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box: o

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.  See the definitions of “large accelerated filer,” “accelerated filer,” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer o

 

Accelerated filer o

 

Non-accelerated filer o

 

Smaller reporting company x

(Do not check if a smaller reporting company)

 


 

This Post-Effective Amendment shall hereafter become effective in accordance with the provisions of Section 8(c) of the Securities Act of 1933, as amended.

 

 

 



 

EXPLANATORY NOTE

 

This Post-Effective Amendment relates to the Registration Statement filed on Form S-3 (File No. 333-129770), registering 1,386,042 shares of the Company’s common stock, certain of which were issuable upon the exercise of warrants, on behalf of certain selling shareholders.  The Registrant is filing this Post-Effective Amendment to terminate the effectiveness of such Registration Statement and to deregister, as of the effective date of this Post-Effective Amendment, all of the securities of the Registrant remaining unsold under such Registration Statement because the Registrant is no longer contractually obligated to maintain the effectiveness of such Registration Statement.

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S—3 and has duly caused this Post-Effective Amendment to the Registration Statement on Form S—3 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Minneapolis, State of Minnesota, on October 26, 2011.

 

 

Granite City Food & Brewery Ltd.

 

 

 

By:

/s/ Robert J. Doran

 

 

Robert J. Doran

 

 

Chief Executive Officer

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

 

Title

 

Date

 

 

 

 

 

/s/ Robert J. Doran

 

Chief Executive Officer and Director

 

October 26, 2011

Robert J. Doran

 

(Principal Executive Officer)

 

 

 

 

 

 

 

/s/ James G. Gilbertson

 

Chief Financial Officer

 

October 26, 2011

James G. Gilbertson

 

(Principal Financial Officer and Principal Accounting Officer)

 

 

 

 

 

 

 

/s/ Fouad Z. Bashour

 

Chairman of the Board

 

October 26, 2011

Fouad Z. Bashour

 

 

 

 

 

 

 

 

 

/s/ Charles J. Hey

 

Director

 

October 26, 2011

Charles J. Hey

 

 

 

 

 

 

 

 

 

/s/ Joel C. Longtin

 

Director

 

October 26, 2011

Joel C. Longtin

 

 

 

 

 

 

 

 

 

/s/ Louis M. Mucci

 

Director

 

October 26, 2011

Louis M. Mucci

 

 

 

 

 

 

 

 

 

/s/ Michael S. Rawlings

 

Director

 

October 26, 2011

Michael S. Rawlings

 

 

 

 

 

 

 

 

 

/s/ Michael H. Staenberg

 

Director

 

October 26, 2011

Michael H. Staenberg

 

 

 

 

 

 

 

 

 

/s/ Steven J. Wagenheim

 

President, Founder and Director

 

October 26, 2011

Steven J. Wagenheim

 

 

 

 

 

3