UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (4) | 12/31/2005 | 06/17/2015 | Common Stock | 60,000 | $ 14.39 | D | Â |
Stock Options (4) | 12/31/2005 | 06/17/2015 | Common Stock | 100,000 | $ 14.71 | D | Â |
Stock Options (5) | 05/31/2010 | 05/29/2019 | Common Stock | 4,987 | $ 12.94 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Stanland David C/O NEWALLIANCE BANK 195 CHURCH STREET NEW HAVEN, CT 06510 |
 |  |  SVP, Treasurer & CIO |  |
/s/ David J. Stanland | 08/04/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vests 25% on each of February 27 of years 2008-2011. |
(2) | Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vests 25% on each of February 26 of years 2009-2012. |
(3) | Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan cliff vest on May 31, 2012. |
(4) | Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Compensation Plan vest 40% on December 30, 2005 and 20% on the last business day of each of the three succeeding years. |
(5) | Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2010-2013. |