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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 10.71 | 11/09/2004 | M | 221,760 | (1) | 06/26/2005 | Common Stock | 221,760 | $ 0 | 0 | D | ||||
Employee Stock Option (right to buy) | $ 14.69 | 11/12/2004 | M | 192,000 | (2) | 06/26/2005 | Common Stock | 192,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LASSONDE PIERRE 1700 LINCOLN STREET DENVER, CO 80203 |
X | President |
Ardis Young, Assistant Secretary, as attorney-in-fact | 11/12/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option, which provided for vesting in ten equal annual installments beginning June 26, 1996, was assumed by the Issuer pursuant to a plan of arrangement between the Issuer and Franco-Nevada Mining Corporation Limited effective February 16, 2002 and replaced with an option to purchase 221,760 shares of the Issurer stock for $10.71 per share. |
(2) | The option, which provided for vesting in ten equal annual installments beginning June 26, 1996, was assumed by the Issuer pursuant to a plan of arrangement between the Issuer and Franco-Nevada Mining Corporation Limited effective February 16, 2002 and replaced with an option to purchase 192,000 shares of the Issurer stock for $14.69 per share. |