Nuveen Multi-Stratigy Income and Growth Fund

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-21293

 

Nuveen Multi-Strategy Income and Growth Fund


(Exact name of registrant as specified in charter)

 

333 West Wacker Drive, Chicago, Illinois 60606


(Address of principal executive offices) (Zip Code)

 

Gifford R. Zimmerman – Chief Administrative Officer


(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 312-917-7700

 

Date of fiscal year-end: December 31

 

Date of reporting period: June 30, 2008

 



Item 1. Proxy Voting Record

Proxy Voting Report

July 1, 2007 - June 30, 2008

Nuveen Multi-Strategy Income and Growth Fund (Tradewinds - Equity)

 

Meeting

Date/Type

    

Company/

Ballot Issues

    

Security

    

Management
Recommendation

    

Vote
Cast

    

Proponent

11/02/07 - A

     Gold Fields Limited      38059T106               
          Meeting for ADR Holders                    
          Ordinary Business                    
     1      Accept Financial Statements and Statutory Reports for Year Ended June 30, 2007           For      For      Management
     2      Reelect G Marcus as Director           For      For      Management
     3      Reelect K Ansah as Director           For      For      Management
     4      Reelect PJ Ryan as Director           For      For      Management
     5      Place Authorized But Unissued Shares under Control of Directors           For      Against      Management
     6      Approve Issuance of Shares without Preemptive Rights up to a Maximum of 10 Percent of the Number of Securities in that Class           For      For      Management
     7      Award Non-Executive Directors with Share Rights in Accordance with the 2005 Non-Executive Share Plan           For      For      Management
     8      Approve Increase in Directors’ Fees           For      For      Management
     9      Place Authorized But Unissued Preference Shares under Control of Directors           For      For      Management
          Special Business                    
     10      Approve Increase in Authorized Capital           For      For      Management
     11      Approve Addition of Article 37 to Articles of Association Re: Preference Shares           For      For      Management
     12      Authorize Repurchase of Up to 20 Percent of Issued Ordinary Shares           For      For      Management

02/01/08 - A

     Tyson Foods, Inc. *TSN*      902494103               
     1      Elect Directors           For      Split      Management
     1.1      Elect Director Don Tyson — Withhold                    
     1.2      Elect Director John Tyson — Withhold                    
     1.3      Elect Director Richard L. Bond — Withhold                    
     1.4      Elect Director Scott T. Ford — Withhold                    
     1.5      Elect Director Lloyd V. Hackley — Withhold                    
     1.6      Elect Director Jim Kever — Withhold                    
     1.7      Elect Director Kevin M. McNamara — For                    
     1.8      Elect Director JoAnn R. Smith — Withhold                    
     1.9      Elect Director Barbara A. Tyson — Withhold                    
     1.10      Elect Director Albert C. Zapanta — Withhold                    
     2      Ratify Auditors           For      For      Management

02/27/08 - S

     UBS AG      H89231338               
          This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system                    
     1      REQUEST FOR A SPECIAL AUDIT (SONDERPRUFUNG) BY ETHOS           Against           Shareholder
     2      STOCK DIVIDEND CREATION OF AUTHORIZED CAPITAL APPROVAL OF ARTICLE 4B OF THE ARTICLES OF ASSOCIATION           For           Management
     3      CAPITAL INCREASE PROPOSAL BY THE BOARD OF DIRECTORS: MANDATORY CONVERTIBLE NOTES CREATION OF CONDITIONAL CAPITAL APPROVAL OF ARTICLE 4A PARA. 3 OF THE ARTICLES OF ASSOCIATION           For           Management
     4      ALTERNATIVE PROPOSAL BY PROFOND: ORDINARY CAPITAL INCREASE RIGHTS OFFERING           Against           Shareholder
     5      IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING THE EXTRAORDINARY GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS           For           Management
          Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote.                    

03/27/08 - A/S

     Patheon Inc. *PTI*      70319W108               
     1      Elect Directors Claudio F. Bussandri, Paul W. Currie, Peter A. W. Green, Joaquin B. Viso, Derek J. Watchorn, and Wesley P. Wheeler as directors.           For      For      Management
     2      Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration           For      For      Management
     3      Approve Stock Option Plan           For      Against      Management
     4      Amend Stock Option Plan           For      Against      Management
     5      Amend Bylaws           For      For      Management

04/15/08 - A

     Electronic Data Systems Corp. *EDS*      285661104               
     1      Elect Director W. Roy Dunbar           For      For      Management
     2      Elect Director Martin C. Faga           For      For      Management
     3      Elect Director S. Malcolm Gillis           For      For      Management
     4      Elect Director Ray J. Groves           For      For      Management
     5      Elect Director Ellen M. Hancock           For      For      Management
     6      Elect Director Jeffrey M. Heller           For      For      Management
     7      Elect Director Ray L. Hunt           For      For      Management
     8      Elect Director Edward A. Kangas           For      For      Management
     9      Elect Director Ronald A. Rittenmeyer           For      For      Management
     10      Elect Director James K. Sims           For      For      Management
     11      Elect Director R. David Yost           For      For      Management
     12      Elect Director Ernesto Zedillo           For      For      Management
     13      Ratify Auditors           For      For      Management
     14      Amend Omnibus Stock Plan           For      Against      Management
     15      Provide the Right to Call Special Meeting           For      For      Management
     16      Advisory Vote to Ratify Named Executive Officers’ Compensation           Against      For      Shareholder

04/16/08 - S

     Puget Energy, Inc. *PSD*      745310102               
     1      Approve Merger Agreement           For      For      Management
     2      Adjourn Meeting           For      For      Management

04/17/08 - A

     BP plc      055622104               
          Meeting for ADR Holders                    
     1      TO RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS.           For      For      Management
     2      TO APPROVE THE DIRECTORS’ REMUNERATION REPORT.           For      Abstain      Management
     3      Elect Directors           For      For      Management
     4      REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORISE BOARD TO FIX THEIR REMUNERATION.           For      For      Management
     5      ADOPT NEW ARTICLES OF ASSOCIATION.           For      For      Management
     6      SPECIAL RESOLUTION TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY.           For      For      Management
     7      SPECIAL RESOLUTION TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT.           For      For      Management
     8      SPECIAL RESOLUTION TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS.           For      For      Management

04/22/08 - A

     Ameren Corporation *AEE*      023608102               
     1      Elect Directors           For      For      Management
     2      Ratify Auditors           For      For      Management
     3      Report on Reducing Releases of Radioactive Materials from Callaway Facility           Against      Against      Shareholder

04/23/08 - A

     Newmont Mining Corp. *NEM*      651639106               
     1      Elect Directors           For      For      Management
     2      Ratify Auditors           For      For      Management
     3      Require a Majority Vote for the Election of Directors           Against      For      Shareholder
     4      Require Independent Board Chairman           Against      Against      Shareholder

04/23/08 - A

     UBS AG      H89231338               
          This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system                    
     1      ANNUAL REPORT, GROUP AND PARENT COMPANY ACCOUNTS FOR FINANCIAL YEAR 2007 REPORTS OF THE GROUP AND STATUTORY AUDITORS           For           Management
     2      APPROPRIATION OF RESULTS           For           Management
     3      REDUCTION OF THE TERM OF OFFICE OF MEMBERS OF THE BOARD OF DIRECTORS (ARTICLE 19 PARA. 1 OF THE ARTICLES OF ASSOCIATION)           For           Management
     4      REFERENCES TO GROUP AUDITORS (ARTICLE 17 LIT. B, 25 LIT. C, 31 PARA. 1 AND 2 AND TITLE D OF THE ARTICLES OF ASSOCIATION)           For           Management
     5      RE-ELECTION OF MEMBER THE BOARD OF DIRECTORS: MARCEL OSPEL           None           Management
     6      RE-ELECTION OF MEMBER THE BOARD OF DIRECTORS: PETER VOSER           For           Management
     7      RE-ELECTION OF MEMBER THE BOARD OF DIRECTORS: LAWRENCE A. WEINBACH           For           Management
     8      ELECTION OF A NEW MEMBER OF THE BOARD OF DIRECTORS: DAVID SIDWELL           For           Management
     9      POTENIAL ELECTION OF A NEW BOARD MEMBER. AT THE TIME OF PRINTING, THE NEW DIRECTOR HAS NOT YET BEEN NOMINATED, HIS NAME CAN BE OBTAINED FROM 4/1/2008 BY CALLING TOLL-FREE 1-266-541-9689 OR VIA THE WEB AT WWW.UBS.COM/AGM           For           Management
     10      RE-ELECTION OF THE AUDITORS (ERNST & YOUNG LTD. BASEL)           For           Management
     11      ORDINARY CAPITAL INCREASE. RIGHTS OFFERING           For           Management
     12      IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS           For           Management
          Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote.                    

04/24/08 - A

     Arch Coal, Inc. *ACI*      039380100               
     1      Elect Directors           For      For      Management
     2      Ratify Auditors           For      For      Management

04/24/08 - A

     Astrazeneca plc      046353108               
          Meeting for ADR Holders                    
     1      TO RECEIVE THE COMPANY S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 200.7           For      For      Management
     2      TO CONFIRM DIVIDENDS.           For      For      Management
     3      Ratify Auditors           For      For      Management
     4      TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR.           For      For      Management
     5      Elect Directors           For      For      Management
     6      TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2007.           For      For      Management
     7      TO AUTHORISE LIMITED POLITICAL DONATIONS.           For      For      Management
     8      TO AMEND ARTICLES OF ASSOCIATION - DIRECTORS FEES.           For      For      Management
     9      TO AUTHORISE THE DIRECTORS TO ALLOT UNISSUED SHARES.           For      For      Management
     10      TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS.           For      For      Management
     11      TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES.           For      For      Management
     12      TO AMEND ARTICLES OF ASSOCIATION - CONFLICTS OF INTEREST.           For      For      Management

04/29/08 - A/S

     Nexen Inc. *NXY*      65334H102               
     1      Elect Directors           For      For      Management
     2      Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Remuneration of Auditors           For      For      Management
     3      Approve Shareholder Rights Plan           For      For      Management
     4      Require a Majority Vote for the Election of Directors           Against      Against      Shareholder

05/02/08 - A

     Benfield Group Ltd      G0985D103               
     1      Accept Financial Statements and Statutory Reports (Voting)           For      For      Management
     2      Declare Final Dividend           For      For      Management
     3.i      Elect Keith Harris as Director           For      For      Management
     3.ii      Elect John Whiter as Director           For      For      Management
     3.iii      Elect Dominic Christian as Director           For      For      Management
     3.iv      Elect Paul Karon as Director           For      For      Management
     3.v      Elect Francis Maude as Director           For      For      Management
     4      Approve Auditors and Authorize Board to Fix Their Remuneration           For      For      Management
     5      Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights           For      For      Management
     6      Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights           For      For      Management
     7      Approve Remuneration Report           For      Against      Management
     8      Amend Bye-laws Re: Updates in Bermuda and English Law and Practice           For      For      Management

05/06/08 - A

     Anglogold Ashanti Ltd.      035128206               
          Meeting for ADR Holders                    
     1      ADOPTION OF FINANCIAL STATEMENTS           For      For      Management
     2      RE-ELECTION OF DR TJ MOTLATSI AS A DIRECTOR           For      For      Management
     3      RE-ELECTION OF MR WA NAIRN AS A DIRECTOR           For      For      Management
     4      RE-ELECTION OF MR SM PITYANA AS A DIRECTOR           For      For      Management
     5      ELECTION OF MR M CUTIFANI AS A DIRECTOR           For      For      Management
     6      GENERAL AUTHORITY TO DIRECTORS TO ALLOT AND ISSUE ORDINARY SHARES           For      For      Management
     7      AUTHORITY TO DIRECTORS TO ISSUE ORDINARY SHARES FOR CASH           For      For      Management
     8      SPECIFIC AUTHORITY FOR DIRECTORS TO ALLOT AND ISSUE ORDINARY SHARES IN TERMS OF THE GOLDEN CYCLE TRANSACTION           For      For      Management
     9      GENERAL AUTHORITY FOR DIRECTORS TO ISSUE CONVERTIBLE BONDS           For      For      Management
     10      AMENDMENT TO THE ANGLOGOLD ASHANTI BONUS SHARE PLAN 2005           For      For      Management
     11      AMENDMENTS TO THE COMPANY S ARTICLE OF ASSOCIATION           For      For      Management
     12      ACQUISITION OF COMPANY S OWN SHARES           For      For      Management

05/06/08 - A

     Barrick Gold Corp. *ABX*      067901108               
     1      Elect Directors           For      For      Management
     2      Ratify PricewaterhouseCoopers LLP as Auditors           For      For      Management
     3      Repeal and Replacement of By-Law 1.           For      For      Management
     4      Hire Expert Panel to Publish Annual Recommendations on Pascua-Lama Project           Against      Against      Shareholder

05/06/08 - A/S

     Technip      F90676101               
          Ordinary Business                    
     1      Approve Financial Statements and Statutory Reports           For      For      Management
     2      Approve Allocation of Income and Dividends of EUR 1.20 per Share           For      For      Management
     3      Accept Consolidated Financial Statements and Statutory Reports           For      For      Management
     4      Approve Special Auditors’ Report Regarding Related-Party Transactions and Approve New Transaction           For      For      Management
     5      Approve Special Auditors’ Report Regarding Related-Party Transactions and Acknowledge Continuing Transactions           For      For      Management
     6      Approve Remuneration of Directors in the Aggregate Amount of EUR 375,000           For      For      Management
     7      Authorize Repurchase of Up to 10 Percent of Issued Share Capital           For      For      Management
          Special Business                    
     8      Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan           For      For      Management
     9      Authorize up to 0.03 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for Chairman and CEO           For      For      Management
     10      Approve Stock Option Plans Grants           For      Against      Management
     11      Approve Stock Option Plans Grants Reserved for Chairman and CEO           For      Against      Management
     12      Authorize Filing of Required Documents/Other Formalities           For      For      Management

05/07/08 - A

     Amgen, Inc. *AMGN*      031162100               
     1      Elect Director David Baltimore           For      For      Management
     2      Elect Director Frank J. Biondi, Jr.           For      For      Management
     3      Elect Director Jerry D. Choate           For      For      Management
     4      Elect Director Vance D. Coffman           For      For      Management
     5      Elect Director Frederick W. Gluck           For      For      Management
     6      Elect Director Frank C. Herringer           For      For      Management
     7      Elect Director Gilbert S. Omenn           For      For      Management
     8      Elect Director Judith C. Pelham           For      For      Management
     9      Elect Director J. Paul Reason           For      For      Management
     10      Elect Director Leonard D. Schaeffer           For      For      Management
     11      Elect Director Kevin W. Sharer           For      For      Management
     12      Ratify Auditors           For      For      Management
     13      Reduce Supermajority Vote Requirement           Against      For      Shareholder
     14      Report on Animal Welfare Act Violations           Against      Against      Shareholder

05/14/08 - A

     Progress Energy, Inc. *PGN*      743263105               
     1      Elect Director James E. Bostic           For      For      Management
     2      Elect Director David L. Burner           For      For      Management
     3      Elect Director Harris E. DeLoach, Jr.           For      For      Management
     4      Elect Director William D. Johnson           For      For      Management
     5      Elect Director Robert W. Jones           For      For      Management
     6      Elect Director W. Steven Jones           For      For      Management
     7      Elect Director E. Marie McKee           For      For      Management
     8      Elect Director John H. Mullin, III           For      For      Management
     9      Elect Director Charles W. Pryor, Jr.           For      For      Management
     10      Elect Director Carlos A. Saladrigas           For      For      Management
     11      Elect Director Theresa M. Stone           For      For      Management
     12      Elect Director Alfred C. Tollison, Jr.           For      For      Management
     13      Ratify Auditors           For      For      Management
     14      Advisory Vote to Ratify Named Executive Officers’ Compensation           Against      For      Shareholder

05/14/08 - A

     Sanofi-Aventis      80105N105               
          Meeting for ADR Holders                    
     1      APPROVAL OF THE INDIVIDUAL COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2007           For      For      Management
     2      APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2007           For      For      Management
     3      APPROPRIATION OF PROFITS, DECLARATION OF DIVIDEND           For      For      Management
     4      NON-REAPPOINTMENT OF MR. RENE BARBIER DE LA SERRE AND APPOINTMENT OF MR. UWE BICKER AS A DIRECTOR           For      For      Management
     5      NON-REAPPOINTMENT OF MR. JURGEN DORMANN AND APPOINTMENT OF MR. GUNTER THIELEN AS A DIRECTOR           For      For      Management
     6      NON-REAPPOINTMENT OF MR. HUBERT MARKL AND APPOINTMENT OF MRS. CLAUDIE HAIGNERE AS A DIRECTOR           For      For      Management
     7      NON-REAPPOINTMENT OF MR. BRUNO WEYMULLER AND APPOINTMENT OF MR. PATRICK DE LA CHEVARDIERE AS A DIRECTOR           For      For      Management
     8      REAPPOINTMENT OF MR. ROBERT CASTAIGNE AS A DIRECTOR           For      For      Management
     9      REAPPOINTMENT OF MR. CHRISTIAN MULLIEZ AS A DIRECTOR           For      For      Management
     10      REAPPOINTMENT OF MR. JEAN-MARC BRUEL AS A DIRECTOR           For      For      Management
     11      REAPPOINTMENT OF MR. THIERRY DESMAREST AS A DIRECTOR           For      For      Management
     12      REAPPOINTMENT OF MR. JEAN-FRANCOIS DEHECQ AS A DIRECTOR           For      For      Management
     13      REAPPOINTMENT OF MR. IGOR LANDAU AS A DIRECTOR           For      For      Management
     14      REAPPOINTMENT OF MR. LINDSAY OWEN-JONES AS A DIRECTOR           For      For      Management
     15      REAPPOINTMENT OF MR. JEAN-RENE FOURTOU AS A DIRECTOR           For      For      Management
     16      REAPPOINTMENT OF MR. KLAUS POHLE AS A DIRECTOR           For      For      Management
     17      APPROVAL OF TRANSACTIONS COVERED BY THE STATUTORY AUDITORS SPECIAL REPORT PREPARED IN ACCORDANCE WITH ARTICLE L.225-40 OF THE COMMERCIAL CODE-COMMITMENTS IN FAVOUR OF MR. JEAN-FRANCOIS DEHECQ           For      For      Management
     18      APPROVAL OF TRANSACTIONS COVERED BY THE STATUTORY AUDITORS SPECIAL REPORT PREPARED IN ACCORDANCE WITH ARTICLE L.225-40 OF THE COMMERCIAL CODE-COMMITMENTS IN FAVOUR OF MR. GERARD LE FUR           For      For      Management
     19      AUTHORIZATION TO THE BOARD OF DIRECTORS TO CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY           For      For      Management
     20      POWERS FOR FORMALITIES           For      For      Management

05/15/08 - A

     IDACORP, Inc. *IDA*      451107106               
     1      Elect Directors           For      For      Management
     2      Ratify Auditors           For      For      Management
     3      Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity           Against      Against      Shareholder

05/15/08 - A/S

     Thales      F9156M108               
          Ordinary Business                    
     1      Accept Consolidated Financial Statements and Statutory Reports           For      For      Management
     2      Approve Financial Statements and Statutory Reports           For      For      Management
     3      Approve Allocation of Income and Dividends of EUR 1 per Share           For      For      Management
     4      Approve Transaction with Denis Ranque           For      For      Management
     5      Ratify Appointment of Bernard Retat as Director           For      Against      Management
     6      Ratify Appointment of Robert Brunck as Director           For      For      Management
     7      Reelect Francois Bujon de l’Estang as Director           For      Against      Management
     8      Reelect Didier Lombard as Director           For      Against      Management
     9      Elect Jozef Cornu as Director           For      Against      Management
     10      Reelect Serge Tchuruk as Director           For      Against      Management
     11      Authorize Repurchase of Up to 10 Percent of Issued Share Capital           For      For      Management
          Special Business                    
     12      Approve Stock Option Plans Grants           For      Against      Management
     13      Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 90 Million           For      For      Management
     14      Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 90 Million           For      For      Management
     15      Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above           For      For      Management
     16      Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions           For      Against      Management
     17      Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 150 Million           For      For      Management
     18      Approve Employee Stock Purchase Plan           For      For      Management
     19      Amend Article 10 of Association Re: Censors           For      For      Management
          Ordinary Business                    
     20      Approve Remuneration of Directors and Censors in the Aggregate Amount of EUR 600,000           For      For      Management
     21      Authorize Filing of Required Documents/Other Formalities           For      For      Management

05/20/08 - A

     Royal Dutch Shell plc      780259107               
          Meeting for ADR Holders                    
     1      ADOPTION OF ANNUAL REPORT & ACCOUNTS           For      For      Management
     2      APPROVAL OF REMUNERATION REPORT           For      For      Management
     3      ELECTION OF DR. JOSEF ACKERMANN AS A DIRECTOR OF THE COMPANY           For      For      Management
     4      RE-ELECTION OF SIR PETER JOB AS A DIRECTOR OF THE COMPANY           For      For      Management
     5      RE-ELECTION OF LAWRENCE RICCIARDI AS A DIRECTOR OF THE COMPANY           For      For      Management
     6      RE-ELECTION OF PETER VOSER AS A DIRECTOR OF THE COMPANY           For      For      Management
     7      Ratify Auditors           For      For      Management
     8      REMUNERATION OF AUDITORS           For      For      Management
     9      AUTHORITY TO ALLOT SHARES           For      For      Management
     10      DISAPPLICATION OF PRE-EMPTION RIGHTS           For      For      Management
     11      AUTHORITY TO PURCHASE OWN SHARES           For      For      Management
     12      AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE           For      For      Management
     13      AMENDMENTS TO LONG-TERM INCENTIVE PLAN           For      For      Management
     14      AMENDMENTS TO RESTRICTED SHARE PLAN           For      Abstain      Management
     15      ADOPTION OF NEW ARTICLES OF ASSOCIATION           For      For      Management

05/20/08 - A

     StatoilHydro ASA (formerly Statoil ASA)      85771P102               
          Meeting for ADR Holders                    
     1      ELECTION OF A CHAIR OF THE MEETING           For           Management
     2      APPROVAL OF THE NOTICE AND THE AGENDA           For           Management
     3      ELECTION OF TWO PERSONS TO CO-SIGN THE MINUTES TOGETHER WITH THE CHAIR OF THE MEETING           For           Management
     4      APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR STATOILHYDRO ASA AND THE STATOILHYDRO GROUP FOR 2007.           For           Management
     5      DETERMINATION OF REMUNERATION FOR THE COMPANY S AUDITOR           For           Management
     6      ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY           For           Management
     7      ELECTION OF A MEMBER TO THE NOMINATION COMMITTEE           For           Management
     8      DETERMINATION OF REMUNERATION FOR THE CORPORATE ASSEMBLY           For           Management
     9      DETERMINATION OF REMUNERATION FOR THE NOMINATION COMMITTEE           For           Management
     10      STATEMENT ON REMUNERATION AND OTHER EMPLOYMENT TERMS FOR CORPORATE EXECUTIVE COMMITTEE           For           Management
     11      AUTHORISATION TO ACQUIRE STATOILHYDRO SHARES IN ORDER TO CONTINUE IMPLEMENTATION OF SHARE SAVING SCHEME FOR EMPLOYEES           For           Management
          Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote.                    

05/21/08 - A

     Lihir Gold Limited *LGL*      Y5285N149               
     1      Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2007           For      For      Management
     2      Elect Ross Garnaut as Director           For      For      Management
     3      Elect Winifred Kamit as Director           For      For      Management
     4      Elect Bruce Brook as Director           For      For      Management
     5      Approve Re-appointment of PricewaterhouseCoopers as Auditors of the Company           For      For      Management
     6      Approve Grant of a Maximum of 3.1 Million Share Rights to Arthur Hood Under the Lihir Executive Share Plan           For      Against      Management

05/22/08 - A

     Allied Waste Industries, Inc. *AW*      019589308               
     1      Elect Directors           For      Split      Management
     1.1      Elect Director David P. Abney — For                    
     1.2      Elect Director Charles H. Cotros — For                    
     1.3      Elect Director James W. Crownover — For                    
     1.4      Elect Director William J. Flynn — For                    
     1.5      Elect Director David I. Foley — For                    
     1.6      Elect Director Nolan Lehmann — For                    
     1.7      Elect Director Leon J. Level — For                    
     1.8      Elect Director James A. Quella — Withhold                    
     1.9      Elect Director John M. Trani — For                    
     1.10      Elect Director John J. Zillmer — For                    
     2      Ratify Auditors           For      For      Management

05/22/08 - A

     * Anglogold Ashanti Ltd.      035128206               
          Meeting for Holders ADR’s                    
     1      GENERAL AUTHORITY TO ALLOT AND ISSUE SHARES BY WAY OF A RENOUNCEABLE RIGHTS OFFER           For      Against      Management

05/28/08 - A

     Apex Silver Mines Ltd. *SIL*      G04074103               
          This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system.                    
     1      Elect Directors           For      For      Management
     2      AMENDMENT TO THE 2004 EQUITY INCENTIVE PLAN           For      For      Management
     3      RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS           For      For      Management

05/28/08 - A

     NovaGold Resources Inc. *NG*      66987E206               
     1      Elect Directors           For      Split      Management
     1.1      Elect Director Patrick G. Downey — For                    
     1.2      Elect Director Tony Giardini — For                    
     1.3      Elect Director Kalidas Madhavpeddi — For                    
     1.4      Elect Director Gerald J. McConnell — Withhold                    
     1.5      Elect Director Cole E. McFarland — For                    
     1.6      Elect Director Clynton R. Nauman — For                    
     1.7      Elect Director James L. Philip — For                    
     1.8      Elect Director Rick Van Nieuwenhuyse — For                    
     2      Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration           For      For      Management

05/28/08 - A

     PNM Resources Inc *PNM*      69349H107               
     1      Elect Directors           For      For      Management
     2      Amend Qualified Employee Stock Purchase Plan           For      For      Management
     3      Ratify Auditors           For      For      Management

06/04/08 - A

     Tech Data Corp. *TECD*      878237106               
     1      Elect Directors           For      For      Management
     2      Ratify Auditors           For      For      Management
     3      Advisory Vote to Ratify Named Executive Officers’ Compensation           Against      For      Shareholder

06/19/08 - A

     eBay Inc. *EBAY*      278642103               
     1      Elect Director Fred D. Anderson           For      For      Management
     2      Elect Director Edward W. Barnholt           For      For      Management
     3      Elect Director Scott D. Cook           For      For      Management
     4      Elect Director John J. Donahoe           For      For      Management
     5      Approve Omnibus Stock Plan           For      Against      Management
     6      Ratify Auditors           For      For      Management

06/24/08 - A

     Astellas Pharma Inc. *4503*      J03393105               
     1      Approve appropriation of retained earnings           For           Management
     2.1      Appoint a Director           For           Management
     2.2      Appoint a Director           For           Management
     3      Appoint a Corporate Auditor           For           Management
     4      Approve payment of bonuses to corporate officers           For           Management
     5      Provision of remuneration to Directors of the Board as a group for stock options scheme as stock-linked compensation plan           For           Management
          Not voted due to non-receipt of proxy ballot.                    

06/24/08 - A

     Japan Tobacco Inc. *2914*      J27869106               
     1      Approve appropriation of retained earnings           For           Management
     2.1      Appoint a Director           For           Management
     2.2      Appoint a Director           For           Management
     2.3      Appoint a Director           For           Management
     2.4      Appoint a Director           For           Management
     2.5      Appoint a Director           For           Management
     2.6      Appoint a Director           For           Management
     2.7      Appoint a Director           For           Management
     2.8      Appoint a Director           For           Management
     2.9      Appoint a Director           For           Management
     2.10      Appoint a Director           For           Management
     2.11      Appoint a Director           For           Management
     3      Appoint a corporate auditor           For           Management
          Not voted due to non-receipt of proxy ballot.                    

06/25/08 - A/S

     Crystallex International Corp. *KRY*      22942F101               
     1      Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration           For      For      Management
     2      Elect Robert A. Fung, Gordon M. Thompson, Michael J.H. Brown, C. William Longden, Harry J. Near, Marc J. Oppenheimer, Johan C. van’t Hof and Armando F. Zullo as Directors           For      For      Management
     3      Approve Unallocated Options under the Stock Option Plan           For      Against      Management
     4      Other Business           For      Against      Management

06/25/08 - A

     Kawasaki Kisen Kaisha Ltd. *9107*      J31588114               
     1      Approve appropriation of retained earnings           For           Management
     2.1      Appoint a Director           For           Management
     2.2      Appoint a Director           For           Management
     2.3      Appoint a Director           For           Management
     2.4      Appoint a Director           For           Management
     2.5      Appoint a Director           For           Management
     2.6      Appoint a Director           For           Management
     3.1      Appoint a corporate auditor           For           Management
     3.2      Appoint a corporate auditor           For           Management
     4      Appoint a substitute corporate auditor           For           Management
     5      Approve payment of bonuses to corporate officers           For           Management
          Not voted due to non-receipt of proxy ballot.                    

06/25/08 - A

     Nippon Telegraph & Telephone Corp.      654624105               
          Meeting for ADR Holders                    
     1      DISTRIBUTION OF RETAINED EARNINGS AS DIVIDENDS           For      Against      Management
     2      PARTIAL AMENDMENT OF THE ARTICLES OF INCORPORATION           For      Against      Management
     3      ELECTION OF DIRECTOR: NORIO WADA           For      Against      Management
     4      ELECTION OF DIRECTOR: SATOSHI MIURA           For      Against      Management
     5      ELECTION OF DIRECTOR: NORITAKA UJI           For      Against      Management
     6      ELECTION OF DIRECTOR: HIROO UNOURA           For      Against      Management
     7      ELECTION OF DIRECTOR: KAORU KANAZAWA           For      Against      Management
     8      ELECTION OF DIRECTOR: KIYOSHI KOSAKA           For      Against      Management
     9      ELECTION OF DIRECTOR: TAKASHI HANAZAWA           For      Against      Management
     10      ELECTION OF DIRECTOR: TOSHIO KOBAYASHI           For      Against      Management
     11      ELECTION OF DIRECTOR: YASUYOSHI KATAYAMA           For      Against      Management
     12      ELECTION OF DIRECTOR: HIROKI WATANABE           For      Against      Management
     13      ELECTION OF DIRECTOR: TAKASHI IMAI           For      Against      Management
     14      ELECTION OF DIRECTOR: YOTARO KOBAYASHI           For      Against      Management
     15      ELECTION OF CORPORATE AUDITOR: TOSHIRO MOROTA           For      Against      Management
     16      ELECTION OF CORPORATE AUDITOR: SHUNSUKE AMIYA           For      Against      Management
     17      ELECTION OF CORPORATE AUDITOR: TORU MOTOBAYASHI           For      Against      Management

06/26/08 - A

     Kissei Pharmaceutical Co. Ltd.      J33652108               
     1      Approve Allocation of Income, with a Final Dividend of JY 14           For      For      Management
     2      Elect Directors           For      For      Management
     3.1      Appoint Internal Statutory Auditor           For      For      Management
     3.2      Appoint Internal Statutory Auditor           For      For      Management
     3.3      Appoint Internal Statutory Auditor           For      For      Management
     4      Appoint Alternate Internal Statutory Auditor           For      For      Management
     5      Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System           For      Against      Management
     6      Approve Payment of Annual Bonuses to Directors and Statutory Auditors           For      For      Management
     7      Approve Adjustment to Aggregate Compensation Ceiling for Directors           For      For      Management

06/26/08 - A

     Mitsui Engineering & Shipbuilding Co., Ltd. *7003*      J44776128               
     1      Approve appropriation of retained earnings           For           Management
     2.1      Appoint a Director           For           Management
     2.2      Appoint a Director           For           Management
     2.3      Appoint a Director           For           Management
     2.4      Appoint a Director           For           Management
     2.5      Appoint a Director           For           Management
     2.6      Appoint a Director           For           Management
     2.7      Appoint a Director           For           Management
     2.8      Appoint a Director           For           Management
     2.9      Appoint a Director           For           Management
     2.10      Appoint a Director           For           Management
     2.11      Appoint a Director           For           Management
     2.12      Appoint a Director           For           Management
     2.13      Appoint a Director           For           Management
     2.14      Appoint a Director           For           Management
     2.15      Appoint a Director           For           Management
     2.16      Appoint a Director           For           Management
     3.1      Appoint a corporate auditor           For           Management
     3.2      Appoint a corporate auditor           For           Management
     3.3      Appoint a corporate auditor           For           Management
     4      Appoint a substitute corporate auditor           For           Management
     5      Approve provision of retirement allowance for retiring corporate auditors           For           Management
          Not voted due to non-receipt of proxy ballot.                    

06/27/08 - A

     Kao Corp.      J30642169               
     1      Approve Allocation of Income, with a Final Dividend of JY 27           For      Against      Management
     2      Elect Directors           For      Against      Management
     3      Appoint Internal Statutory Auditor           For      Against      Management
     4      Appoint Alternate Internal Statutory Auditor           For      Against      Management
     5      Approve Stock Option Plan           For      Against      Management
     6      Approve Retirement Bonuses for Directors           For      Against      Management

06/27/08 - A

     Paramount Bed      J63557128               
     1      Approve Allocation of Income, with a Final Dividend of JY 15           For      For      Management
     2      Amend Articles to: Amend Business Lines           For      For      Management
     3.1      Appoint Internal Statutory Auditor           For      For      Management
     3.2      Appoint Internal Statutory Auditor           For      For      Management

06/27/08 - A

     Toppan Printing Co. Ltd.      J89322119               
     1      Elect Directors           For      For      Management


Proxy Voting Report

Nuveen Multi-Strategy Income and Growth Fund

(Spectrum Preferred)

July 1, 2007 - June 30, 2008

 

Meeting

Date/Type

    

Company/

Ballot Issues

    

Security

    

Management
Recommendation

    

Vote
Cast

    

Proponent

08/16/07 - A

     Blackrock Preferred Opportunity Trust *BPP*      09249V103               
    

1       Elect Directors

          For      For      Management
    

2       Amend Declaration of Trust

          For      For      Management

08/16/07 - A

     Blackrock Preferred & Corporate Income Strategies Fund, Inc *PSW*      09255J101               
    

1       Elect Directors

          For      For      Management

08/16/07 - A

     Blackrock Preferred Income Strategies Fund Inc *PSY*      09255H105               
    

1       Elect Directors

          For      For      Management

04/18/08 - A

     Flaherty & Crumrine / Claymore Total Return Fund Inc *FLC*      338479108               
    

1       Elect Directors

          For      For      Management

04/18/08 - A

     Flaherty & Crumrine/ClayMore Preferred Securities Income Fund, Inc. *FFC*      338478100               
    

1       Elect Directors

          For      For      Management

03/31/08 - A

     John Hancock Preferred Income Fund III *HPS*      41021P103               
    

1       Elect Directors

          For      For      Management

03/31/08 - A

     John Hancock Preferred Income Fund *HPI*      41013W108               
    

1       Elect Directors

          For      For      Management

03/31/08 - A

     John Hancock Preferred Income Fund II *HPF*      41013X106               
    

1       Elect Directors

          For      For      Management

05/15/08 - A

     Vornado Realty Trust *VNO*      929042802               
    

1       Elect Directors

          For      For      Management
    

2       Ratify Auditors

          For      For      Management
    

3       Require a Majority Vote for the Election of Trustees

          Against      For      Shareholder

05/15/08 - A

     Vornado Realty Trust *VNO*      929042877               
    

1       Elect Directors

          For      For      Management
    

2       Ratify Auditors

          For      For      Management
    

3       Require a Majority Vote for the Election of Trustees

          Against      For      Shareholder

05/15/08 - A

     Vornado Realty Trust *VNO*      929042885               
    

1       Elect Directors

          For      For      Management
    

2       Ratify Auditors

          For      For      Management
    

3       Require a Majority Vote for the Election of Trustees

          Against      For      Shareholder

05/12/08 - A

     Wachovia Preferred Funding Corp *WNA.P*      92977V206               
    

1.1    Elect Director James E. Alward

          For      For      Management
    

1.2    Elect Director Joel J. Griffin

          For      For      Management
    

1.3    Elect Director Charles F. Jones

          For      For      Management
    

1.4    Elect Director G. Kennedy Thompson

          For      For      Management


Nuveen Multi-Strategy Income & Growth Fund - Proxy Voting

(Symphony Equity)

July 1, 2007 - June 30, 2008

 

Company Name

  

Ticker

    

CUSIP

    

Meeting
Date

    

Item
Number

  

Description of Proposal

    

Proposed By

    

Management
Recommendation

    

Vote Cast

Zoran Corp.    ZRAN      98975F101      7/18/2007      1.1    Elect Director Levy Gerzberg      Management      For      For
                  1.2    Elect Director Uzia Galil      Management      For      For
                  1.3    Elect Director Raymond A. Burgess      Management      For      For
                  1.4    Elect Director James D. Meindl      Management      For      For
                  1.5    Elect Director James B. Owens, Jr.      Management      For      For
                  1.6    Elect Director David Rynne      Management      For      For
                  1.7    Elect Director Arthur B. Stabenow      Management      For      For
                  1.8    Elect Director Philip M. Young      Management      For      For
                  2    Ratify Auditors      Management      For      For
Pioneer Drilling Company    PDC      723655106      8/3/2007      1.1    Elect Director C. Robert Bunch      Management      For      For
                  2    Approve Omnibus Stock Plan      Management      For      For
                  3    Ratify Auditors      Management      For      For
Consolidated Graphics, Inc.    CGX      209341106      8/2/2007      1.1    Elect Director Gary L. Forbes      Management      For      For
                  1.2    Elect Director James H. Limmer      Management      For      For
                  2    Amend Omnibus Stock Plan      Management      For      For
Mentor Corp.    MNT      587188103      9/17/2007      1.1    Elect Director Michael L. Emmons      Management      For      For
                  1.2    Elect Director Walter W. Faster      Management      For      For
                  1.3    Elect Director Margaret H. Jordan      Management      For      For
                  1.4    Elect Director Joshua H. Levine      Management      For      For
                  1.5    Elect Director Katherine S. Napier      Management      For      For
                  1.6    Elect Director Burt E. Rosen      Management      For      For
                  1.7    Elect Director Ronald J. Rossi      Management      For      For
                  1.8    Elect Director Joseph E. Whitters      Management      For      For
                  2    Authorize New Class of Preferred Stock      Management      For      For
                  3    Ratify Auditors      Management      For      For
RBC Bearings, Inc.    ROLL      75524B104      9/13/2007      1.1    Elect Director Richard R. Crowell      Management      For      For
                  1.2    Elect Director Alan B. Levine      Management      For      For
                  2    Ratify Auditors      Management      For      For
                  3    Amend Omnibus Stock Plan      Management      For      For
Texas Industries Incorporated    TXI      882491103      10/16/2007      1.1    Elect Director Mel G. Brekhus      Management      For      Withhold
                  1.2    Elect Director Robert D. Rogers      Management      For      Withhold
                  1.3    Elect Director Ronald G. Steinhart      Management      For      For
                  2    Increase Authorized Common Stock      Management      For      For
                  3    Ratify Auditors      Management      For      For
                  4    Prepare Sustainability Report      Shareholder      Against      For
Buckeye Technologies Inc.    BKI      118255108      11/1/2007      1.1    Elect Director Lewis E. Holland      Management      For      For
                  1.2    Elect Director Kristopher J. Matula      Management      For      For
                  1.3    Elect Director Virginia B. Wetherell      Management      For      For
                  2    Ratify Auditors      Management      For      For
                  3    Approve Omnibus Stock Plan      Management      For      For
Matrix Service Co.    MTRX      576853105      10/22/2007      1.1    Elect Director Michael J. Bradley      Management      For      For
                  1.2    Elect Director Michael J. Hall      Management      For      For
                  1.3    Elect Director I. Edgar (Ed) Hendrix      Management      For      For
                  1.4    Elect Director Paul K. Lackey      Management      For      For
                  1.5    Elect Director Tom E. Maxwell      Management      For      For
                  1.6    Elect Director David J. Tippeconnic      Management      For      For
                  2    Ratify Auditors      Management      For      For
Security Capital Assurance Ltd    SCA      G8018D107      11/6/2007      1    TO APPROVE CHANGING THE NAME OF THE COMPANY FROM SECURITY CAPITAL ASSURANCE LTD TO SYNCORA HOLDINGS LTD      Management      For      For
Trident Microsystems, Inc.    TRID      895919108      11/20/2007      1.1    Elect Director Millard Phelps      Management      For      For
                  1.2    Elect Director Brian R. Bachman      Management      For      For
                  1.3    Elect Director Glen M. Antle      Management      For      Withhold
                  1.4    Elect Director Sylvia D. Summers      Management      For      For
                  2    Ratify Auditors      Management      For      For
Pike Electric Corporation    PEC      721283109      12/5/2007      1.1    Elect Director J. Eric Pike      Management      For      For
                  1.2    Elect Director Charles E. Bayless      Management      For      For
                  1.3    Elect Director Adam P. Godfrey      Management      For      For
                  1.4    Elect Director James R. Helvey III      Management      For      For
                  1.5    Elect Director Robert D. Lindsay      Management      For      For
                  1.6    Elect Director Daniel J. Sullivan      Management      For      For
                  1.7    Elect Director Louis F. Terhar      Management      For      For
                  2    Approve Omnibus Stock Plan      Management      For      Against
                  3    Ratify Auditors      Management      For      For
Comtech Telecommunications Corp.    CMTL      205826209      12/6/2007      1.1    Elect Director Fred Kornberg      Management      For      For
                  1.2    Elect Director Edwin Kantor      Management      For      For
                  1.3    Elect Director Robert G. Paul      Management      For      For
                  2    Amend Bylaws      Management      For      For
                  3    Amend Omnibus Stock Plan      Management      For      For
                  4    Ratify Auditors      Management      For      For
Robbins & Myers, Inc.    RBN      770196103      1/9/2008      1.1    Elect Director David T. Gibbons      Management      For      For
                  1.2    Elect Director Stephen F. Kirk      Management      For      For
                  1.3    Elect Director Peter C. Wallace      Management      For      For
                  2    Amend Executive Incentive Bonus Plan      Management      For      For
                  3    Ratify Auditors      Management      For      For
Surmodics, Inc.    SRDX      868873100      1/28/2008      1    Fix Number of Directors at 10      Management      For      For
                  2.1    Elect Director Kenneth H. Keller      Management      For      For
                  2.2    Elect Director Robert C. Buhrmaster      Management      For      For
Chordiant Software, Inc.    CHRD      170404305      2/1/2008      1.1    Elect Director Steven R. Springsteel      Management      For      For
                  1.2    Elect Director Richard G. Stevens      Management      For      For
                  2    Ratify Auditors      Management      For      For
                  3    Amend Omnibus Stock Plan      Management      For      For
                  4    Amend Non-Employee Director Stock Option Plan      Management      For      For
Bally Technologies, Inc    BYI      05874B107      2/22/2008      1.1    Elect Director Jacques Andre      Management      For      For
                  1.2    Elect Director Richard Haddrill      Management      For      For
                  2    Approve Qualified Employee Stock Purchase Plan      Management      For      For
                  3    Amend Omnibus Stock Plan      Management      For      Against
                  4    Ratify Auditors      Management      For      For
Terra Industries Inc.    TRA      880915103      5/6/2008      1.1    Elect Director Michael L. Bennett      Management      For      For
                  1.2    Elect Director Peter S. Janson      Management      For      For
                  1.3    Elect Director James R. Kroner      Management      For      For
                  2    Ratify Auditors      Management      For      For
Lasalle Hotel Properties    LHO      517942108      4/24/2008      1.1    Elect Director Jon E. Bortz      Management      For      For
                  1.2    Elect Director Donald A. Washburn      Management      For      For
                  2    Ratify Auditors      Management      For      For
                  3    Other Business      Management      For      Against
Orbital Sciences Corp.    ORB      685564106      4/24/2008      1.1    Elect Director Robert J. Hermann      Management      For      For
                  1.2    Elect Director Janice I. Obuchowski      Management      For      For
                  1.3    Elect Director Frank L. Salizzoni      Management      For      For
                  1.4    Elect Director David W. Thompson      Management      For      For
                  2    Ratify Auditors      Management      For      For
Teledyne Technologies, Inc.    TDY      879360105      4/23/2008      1.1    Elect Director Roxanne S. Austin      Management      For      For
                  1.2    Elect Director Robert P. Bozzone      Management      For      For
                  1.3    Elect Director Frank V. Cahouet      Management      For      For
                  1.4    Elect Director Kenneth C. Dahlberg      Management      For      For
                  2    Approve Omnibus Stock Plan      Management      For      For
                  3    Ratify Auditors      Management      For      For
UMB Financial Corp.    UMBF      902788108      4/22/2008      1.1    Elect Director Theodore M. Armstrong      Management      For      For
                  1.2    Elect Director Kevin C. Gallagher      Management      For      For
                  1.3    Elect Director Greg M. Graves      Management      For      For
                  1.4    Elect Director Paul Uhlmann III      Management      For      For
                  1.5    Elect Director Thomas J. Wood III      Management      For      For
                  2    Ratify Auditors      Management      For      For
                  3    Amend Omnibus Stock Plan      Management      For      Against
                  4    Amend Stock Option Plan      Management      For      Against
                  5    Declassify the Board of Directors      Shareholder      Against      For
Prosperity Bancshares, Inc.    PRSP      743606105      4/15/2008      1.1    Elect Director William H. Fagan      Management      For      For
                  1.2    Elect Director P. Mueller, Jr.      Management      For      For
                  1.3    Elect Director James D. Rollins III      Management      For      For
                  1.4    Elect Director Harrison Stafford II      Management      For      For
                  2    Ratify Auditors      Management      For      For
Itron, Inc.    ITRI      465741106      5/6/2008      1.1    Elect Director Jon E. Eliassen      Management      For      For
                  1.2    Elect Director Charles H. Gaylord      Management      For      For
                  1.3    Elect Director Gary E. Pruitt      Management      For      For
                  2    Ratify Auditors      Management      For      For
Marvel Entertainment, Inc.    MVL      57383T103      5/6/2008      1.1    Elect Director Sid Ganis      Management      For      For
                  1.2    Elect Director James F. Halpin      Management      For      For
                  2    Ratify Auditors      Management      For      For
SPSS Inc.    SPSS      78462K102      4/24/2008      1.1    Elect Director William Binch      Management      For      For
                  1.2    Elect Director Charles R. Whitchurch      Management      For      For
                  2    Approve Omnibus Stock Plan      Management      For      For
                  3    Ratify Auditors      Management      For      For
SVB FINANCIAL GROUP    SIVB      78486Q101      4/24/2008      1.1    Elect Director Eric A. Benhamou      Management      For      For
                  1.2    Elect Director David M. Clapper      Management      For      For
                  1.3    Elect Director Roger F. Dunbar      Management      For      For
                  1.4    Elect Director Joel P. Friedman      Management      For      For
                  1.5    Elect Director G. Felda Hardymon      Management      For      For
                  1.6    Elect Director Alex W. “pete” Hart      Management      For      For
                  1.7    Elect Director C. Richard Kramlich      Management      For      For
                  1.8    Elect Director Lata Krishnan      Management      For      For
                  1.9    Elect Director James R. Porter      Management      For      For
                  1.1    Elect Director Michaela K. Rodeno      Management      For      For
                  1.11    Elect Director Kenneth P. Wilcox      Management      For      For
                  1.12    Elect Director Kyung H. Yoon      Management      For      For
                  2    Ratify Auditors      Management      For      For
El Paso Electric Co.    EE      283677854      5/7/2008      1.1    Elect Director Gary R. Hedrick      Management      For      For
                  1.2    Elect Director Kenneth R. Heitz      Management      For      Withhold
                  1.3    Elect Director Michael K. Parks      Management      For      For
                  1.4    Elect Director Eric B. Siegel      Management      For      For
                  2    Ratify Auditors      Management      For      For
Tupperware Brands Corp.    TUP      899896104      5/14/2008      1    Elect Director Catherine A. Bertini      Management      For      For
                  2    Elect Director Clifford J. Grum      Management      For      For
                  3    Elect Director Angel R. Martinez      Management      For      For
                  4    Elect Director Robert M. Murray      Management      For      For
                  5    Ratify Auditors      Management      For      For
                  6    Declassify the Board of Directors      Management      For      For
Olympic Steel, Inc.    ZEUS      68162K106      4/30/2008      1.1    Elect Director David A. Wolfort      Management      For      For
                  1.2    Elect Director Ralph M. Della Ratta      Management      For      For
                  1.3    Elect Director Martin H. Elrad      Management      For      For
                  1.4    Elect Director Howard L. Goldstein      Management      For      For
                  2    Ratify Auditors      Management      For      For
Illumina, Inc.    ILMN      452327109      5/16/2008      1.1    Elect Director Roy A. Whitfield      Management      For      For
                  1.2    Elect Director Daniel M. Bradbury      Management      For      For
                  2    Ratify Auditors      Management      For      For
                  3    Amend Omnibus Stock Plan      Management      For      Against
Cooper Tire & Rubber Co.    CTB      216831107      5/6/2008      1.1    Elect Director Laurie J. Breininger      Management      For      For
                  1.2    Elect Director Steven M. Chapman      Management      For      For
                  1.3    Elect Director Richard L. Wambold      Management      For      For
                  2    Ratify Auditors      Management      For      For
Aspen Insurance Holdings, Ltd.    AHL      G05384105      4/30/2008      1.1    Elect Director Mr. Christopher O’Kane      Management      For      For
                  1.2    Elect Director Ms. Heidi Hutter      Management      For      For
                  1.3    Elect Director Mr. David Kelso      Management      For      For
                  1.4    Elect Director Mr. John Cavoores      Management      For      For
                  1.5    Elect Director Mr. Liaquat Ahamed      Management      For      For
                  1.6    Elect Director Matthew Botein      Management      For      For
                  1.7    Elect Director Richard Bucknall      Management      For      For
                  1.8    Elect Director Glyn Jones      Management      For      For
                  1.9    Elect Director Chris O’Kane      Management      For      For
                  1.1    Elect Director Richard Bucknall      Management      For      For
                  1.11    Elect Director Ian Cormack      Management      For      For
                  1.12    Elect Director Marek Gumienny      Management      For      For
                  1.13    Elect Director Stephen Rose      Management      For      For
                  1.14    Elect Director Oliver Peterken      Management      For      For
                  1.15    Elect Director Ms. Heidi Hutter      Management      For      For
                  1.16    Elect Director Christopher O’Kane      Management      For      For
                  1.17    Elect Director Richard Houghton      Management      For      For
                  1.18    Elect Director Stephen Rose      Management      For      For
                  1.19    Elect Director Christopher O’Kane      Management      For      For
                  1.2    Elect Director Richard Houghton      Management      For      For
                  1.21    Elect Director Stephen Rose      Management      For      For
                  1.22    Elect Director Stephen Rose      Management      For      For
                  1.23    Elect Director John Henderson      Management      For      For
                  1.24    Elect Director Chris Woodman      Management      For      For
                  1.25    Elect Director Ms. Tatiana Kerno      Management      For      For
                  1.26    Elect Director Christopher O’Kane      Management      For      For
                  1.27    Elect Director Julian Cusack      Management      For      For
                  1.28    Elect Director James Few      Management      For      For
                  1.29    Elect Director Oliver Peterken      Management      For      For
                  1.3    Elect Director David Skinner      Management      For      For
                  1.31    Elect Director Ms. Karen Green      Management      For      For
                  1.32    Elect Director Ms. Kate Vacher      Management      For      For
                  1.33    Elect Director Ms. Heather Kitson      Management      For      For
                  2    TO RE-ELECT MR. RICHARD HOUGHTON AS CLASS II DIRECTOR OF THE COMPANY.      Management      For      For
                  3    TO ADOPT THE COMPANY S EMPLOYEE SHARE PURCHASE PLAN AS DETAILED IN APPENDIX I OF THE PROXY STATEMENT.      Management      For      For
                  4    TO ADOPT THE COMPANY S 2008 SHARESAVE PLAN AS DETAILED IN APPENDIX II OF THE PROXY STATEMENT.      Management      For      For
                  5    TO APPOINT KPMG AUDIT PLC, LONDON, ENGLAND, TO ACT AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008 AND TO AUTHORIZE THE BOARD OF DIRECTORS THROUGH THE AUDIT COMMITTEE TO SET THEIR REMUNERATION      Management      For      For
                  6    TO ADOPT THE AMENDED AND RESTATED BYE-LAWS OF THE COMPANY/.      Management      For      For
                  7    TO AUTHORIZE THE DIRECTORS OF ASPEN INSURANCE UK LIMITED TO ALLOT SHARES.      Management      For      For
                  8    TO AMEND ASPEN INSURANCE UK LIMITED;S MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION      Management      For      For
                  9    Ratify Auditors      Management      For      For
                  10    TO AUTHORIZE THE DIRECTORS OF ASPEN INSURANCE UK LIMITED TO ALLOT SHARES      Management      For      For
                  11    TO AMEND ASPEN INSURANCE UK LIMITED S MEMORANDUM OF ASSOCIATION AND ARTICLES OF INCORPORATION      Management      For      For
                  12    Ratify Auditors      Management      For      For
                  13    TO AUTHORIZE THE DIRECTORS OF ASPEN INSURANCE UK SERVICES LIMITED TO ALLOT SHARES.      Management      For      For
                  14    TO AMEND ASPEN INSURANCE UK SERVICES LIMITED S MEMORANDUM OF ASSOCIATION AND ARTICLES OF INCORPORATION      Management      For      For
                  15    Ratify Auditors      Management      For      For
                  16    TO AUTHORIZE THE DIRECTORS OF AIUK TRUSTEES LIMITED TO ALLOT SHARES      Management      For      For
                  17    TO AMEND AIUK LIMITED S MEMORANDUM OF ASSOCIATION AND ARTICLES OF INCORPORATION      Management      For      For
                  18    Ratify Auditors      Management      For      For
                  19    Ratify Auditors      Management      For      For
                  20    TO ADOPT THE AMENDED AND RESTATED BYE-LAWS      Management      For      For
Ansys, Inc.    ANSS      03662Q105      5/14/2008      1.1    Elect Director James E. Cashman      Management      For      For
                  1.2    Elect Director W.R. McDermott      Management      For      For
                  1.3    Elect Director John F. Smith      Management      For      For
                  2    Ratify Auditors      Management      For      For
Amkor Technology, Inc.    AMKR      031652100      5/5/2008      1.1    Elect Director James J. Kim      Management      For      For
                  1.2    Elect Director Roger A. Carolin      Management      For      For
                  1.3    Elect Director Winston J. Churchill      Management      For      For
                  1.4    Elect Director John T. Kim      Management      For      For
                  1.5    Elect Director C.N. Papadakis      Management      For      For
                  1.6    Elect Director John F. Osborne      Management      For      For
                  1.7    Elect Director James W. Zug      Management      For      For
                  2    Ratify Auditors      Management      For      For
CF Industries Holdings, Inc.    CF      125269100      5/13/2008      1.1    Elect Director Wallace W. Creek      Management      For      For
                  1.2    Elect Director William Davisson      Management      For      For
                  1.3    Elect Director Stephen R. Wilson      Management      For      For
                  2    Ratify Auditors      Management      For      For
Tanger Factory Outlet Centers, Inc.    SKT      875465106      5/16/2008      1.1    Elect Director Stanley K. Tanger      Management      For      For
                  1.2    Elect Director Steven B. Tanger      Management      For      For
                  1.3    Elect Director Jack Africk      Management      For      For
                  1.4    Elect Director William G. Benton      Management      For      For
                  1.5    Elect Director Thomas E. Robinson      Management      For      For
                  1.6    Elect Director Allan L. Schuman      Management      For      For
                  2    Ratify Auditors      Management      For      For
Compass Minerals International, Inc    CMP      20451N101      5/8/2008      1.1    Elect Director Vemon G. Baker, II      Management      For      For
                  1.2    Elect Director Bradley J. Bell      Management      For      For
                  1.3    Elect Director Richard S. Grant      Management      For      For
                  2    Ratify Auditors      Management      For      For
PetroQuest Energy, Inc.    PQ      716748108      5/14/2008      1.1    Elect Director Charles T. Goodson      Management      For      For
                  1.2    Elect Director William W. Rucks, IV      Management      For      For
                  1.3    Elect Director E. Wayne Nordberg      Management      For      For
                  1.4    Elect Director Michael L. Finch      Management      For      For
                  1.5    Elect Director W.J. Gordon, III      Management      For      For
                  1.6    Elect Director Charles F. Mitchell, II, M.D.      Management      For      For
                  2    Increase Authorized Common Stock      Management      For      For
                  3    Amend Omnibus Stock Plan      Management      For      Against
                  4    Ratify Auditors      Management      For      For
Savvis Inc    SVVS      805423308      5/20/2008      1.1    Elect Director John D. Clark      Management      For      For
                  1.2    Elect Director Clyde A. Heintzelman      Management      For      For
                  1.3    Elect Director Philip J. Koen      Management      For      For
                  1.4    Elect Director Thomas E. Mcinerney      Management      For      For
                  1.5    Elect Director James E. Ousley      Management      For      For
                  1.6    Elect Director James P. Pellow      Management      For      For
                  1.7    Elect Director D.C. Peterschmidt      Management      For      For
                  1.8    Elect Director Jeffrey H. Von Deylen      Management      For      For
                  1.9    Elect Director Mercedes A. Walton      Management      For      For
                  1.1    Elect Director Patrick J. Welsh      Management      For      For
                  2    Ratify Auditors      Management      For      For
Potlatch Corp.    PCH      737630103      5/5/2008      1    Elect Director John C. Knoll      Management      For      For
                  2    Elect Director John S. Moody      Management      For      For
                  3    Elect Director Lawrence S. Peiros      Management      For      For
                  4    Elect Director William T. Weyerhaeuser      Management      For      For
                  5    Approve Executive Incentive Bonus Plan      Management      For      For
                  6    Ratify Auditors      Management      For      For
Black Hills Corp.    BKH      092113109      5/20/2008      1.1    Elect Director David R. Emery      Management      For      For
                  1.2    Elect Director Kay S. Jorgensen      Management      For      For
                  1.3    Elect Director Warren L. Robinson      Management      For      For
                  1.4    Elect Director John B. Vering      Management      For      For
                  2    Ratify Auditors      Management      For      For
                  3    Declassify the Board of Directors      Shareholder      Against      For
POZEN Inc.    POZN      73941U102      5/6/2008      1.1    Elect Director Arthur S. Kirsch      Management      For      For
                  1.2    Elect Director Kenneth B. Lee, Jr.      Management      For      For
                  1.3    Elect Director Bruce A. Tomason      Management      For      For
                  2    Ratify Auditors      Management      For      For
Netflix. Inc    NFLX      64110L106      5/21/2008      1.1    Elect Director Reed Hastings      Management      For      For
                  1.2    Elect Director Jay C. Hoag      Management      For      Withhold
                  1.3    Elect Director A. George (Skip) Battle      Management      For      Withhold
                  2    Ratify Auditors      Management      For      For
Tower Group, Inc    TWGP      891777104      5/15/2008      1.1    Elect Director Michael H. Lee      Management      For      For
                  1.2    Elect Director Steven W. Schuster      Management      For      For
                  1.3    Elect Director William W. Fox, Jr.      Management      For      For
                  2    Ratify Auditors      Management      For      For
                  3    Amend Omnibus Stock Plan      Management      For      For
                  4    Amend Omnibus Stock Plan      Management      For      For
                  5    Approve Executive Incentive Bonus Plan      Management      For      For
Stillwater Mining Co.    SWC      86074Q102      5/8/2008      1.1    Elect Director Craig L. Fuller      Management      For      Withhold
                  1.2    Elect Director Patrick M. James      Management      For      For
                  1.3    Elect Director Steven S. Lucas      Management      For      For
                  1.4    Elect Director Joseph P. Mazurek      Management      For      Withhold
                  1.5    Elect Director Francis R. Mcallister      Management      For      Withhold
                  1.6    Elect Director Sheryl K. Pressler      Management      For      For
                  1.7    Elect Director Donald W. Riegle, Jr.      Management      For      Withhold
                  1.8    Elect Director Todd D. Schafer      Management      For      Withhold
                  2    Ratify Auditors      Management      For      For
Community Bank System, Inc.    CBU      203607106      5/21/2008      1.1    Elect Director Brian R. Ace      Management      For      Withhold
                  1.2    Elect Director Paul M. Cantwell, Jr.      Management      For      Withhold
                  1.3    Elect Director William M. Dempsey      Management      For      For
                  2    Ratify Auditors      Management      For      For
                  3    Declassify the Board of Directors      Shareholder      Against      For
Monolithic Power Systems, Inc.    MPWR      609839105      5/22/2008      1.1    Elect Director Victor K. Lee      Management      For      For
                  1.2    Elect Director Douglas Mcburnie      Management      For      For
                  1.3    Elect Director Umesh Padval      Management      For      For
                  2    Ratify Auditors      Management      For      For
Pioneer Drilling Company    PDC      723655106      5/16/2008      1.1    Elect Director Dean A. Burkhardt      Management      For      For
                  2    Ratify Auditors      Management      For      For
SeaBright    SEAB      811656107      5/20/2008      1.1    Elect Director John G. Pasqualetto      Management      For      For
Insurance                   1.2    Elect Director Peter Y. Chung      Management      For      For
Holdings, Inc.                   1.3    Elect Director Joseph A. Edwards      Management      For      For
                  1.4    Elect Director William M. Feldman      Management      For      For
                  1.5    Elect Director Mural R. Josephson      Management      For      For
                  1.6    Elect Director George M. Morvis      Management      For      For
                  1.7    Elect Director Michael D. Rice      Management      For      For
                  2    Ratify Auditors      Management      For      For
Nash Finch Co.    NAFC      631158102      5/13/2008      1    Declassify the Board of Directors      Management      For      For
                  2    Approve Decrease in Size of Board      Management      For      For
                  3.1    Elect Director Robert L. Bagby      Management      For      For
                  3.2    Elect Director Alec C. Covington      Management      For      For
                  3.3    Elect Director Sam K. Duncan      Management      For      For
                  3.4    Elect Director Mickey P. Foret      Management      For      For
                  3.5    Elect Director Douglas A. Hacker      Management      For      For
                  3.6    Elect Director Hawthorne L. Proctor      Management      For      For
                  3.7    Elect Director William R. Voss      Management      For      For
                  4    Amend Omnibus Stock Plan      Management      For      Against
                  5    Ratify Auditors      Management      For      For
Petrohawk Energy Corporation    HK      716495106      5/20/2008      1.1    Elect Director Floyd C. Wilson      Management      For      For
                  1.2    Elect Director Tucker S. Bridwell      Management      For      For
                  1.3    Elect Director Gary A. Merriman      Management      For      For
                  2    Ratify Auditors      Management      For      For
Flowers Foods, Inc.    FLO      343498101      5/30/2008      1.1    Elect Director Benjamin H. Griswold, IV      Management      For      Withhold
                  1.2    Elect Director Joseph L. Lanier, Jr.      Management      For      Withhold
                  1.3    Elect Director Jackie M. Ward      Management      For      Withhold
                  1.4    Elect Director C. Martin Wood III      Management      For      Withhold
                  2    Increase Authorized Common Stock      Management      For      Against
                  3    Ratify Auditors      Management      For      For
Comstock Resources, Inc.    CRK      205768203      5/13/2008      1.1    Elect Director M. Jay Allison      Management      For      For
                  1.2    Elect Director David W. Sledge      Management      For      For
                  2    Ratify Auditors      Management      For      For
Lexington Realty Trust    LXP      529043101      5/20/2008      1.1    Elect Director E. Robert Roskind      Management      For      For
                  1.2    Elect Director Richard J. Rouse      Management      For      For
                  1.3    Elect Director T. Wilson Eglin      Management      For      For
                  1.4    Elect Director Clifford Broser      Management      For      For
                  1.5    Elect Director Geoffrey Dohrmann      Management      For      For
                  1.6    Elect Director Harold First      Management      For      For
                  1.7    Elect Director Richard Frary      Management      For      For
                  1.8    Elect Director Carl D. Glickman      Management      For      For
                  1.9    Elect Director James Grosfeld      Management      For      For
                  1.1    Elect Director Kevin W. Lynch      Management      For      For
                  2    Ratify Auditors      Management      For      For
                  3    Other Business      Management      For      Against
Calamos Asset Mgmt Inc    CLMS      12811R104      5/23/2008      1.1    Elect Director G. Bradford Bulkley      Management      For      For
                  1.2    Elect Director Mitchell S. Feiger      Management      For      For
                  1.3    Elect Director Richard W. Gilbert      Management      For      For
                  1.4    Elect Director Arthur L. Knight      Management      For      For
                  2    Ratify Auditors      Management      For      For
TNS, Inc.    TNS      872960109      5/22/2008      1.1    Elect Director John B. Benton      Management      For      For
                  1.2    Elect Director Stephen X. Graham      Management      For      For
                  1.3    Elect Director Henry H. Graham, Jr.      Management      For      For
                  1.4    Elect Director John V. Sponyoe      Management      For      For
                  1.5    Elect Director Jay E. Ricks      Management      For      For
                  2    Ratify Auditors      Management      For      For
                  3    Amend Omnibus Stock Plan      Management      For      For
J.Crew Group, Inc.    JCG      46612H402      6/5/2008      1.1    Elect Director Mary Ann Casati      Management      For      For
                  1.2    Elect Director Jonathan Coslet      Management      For      For
                  1.3    Elect Director Josh Weston      Management      For      For
                  2    Approve Omnibus Stock Plan      Management      For      Against
                  3    Ratify Auditors      Management      For      For
AMTRUST FINANCIAL SERVICES INC    AFSI      032359309      5/23/2008      1.1    Elect Director Barry D. Zyskind      Management      For      For
                  1.2    Elect Director Michael Karfunkel      Management      For      Withhold
                  1.3    Elect Director George Karfunkel      Management      For      For
                  1.4    Elect Director Donald T. Decarlo      Management      For      For
                  1.5    Elect Director Abraham Gulkowitz      Management      For      For
                  1.6    Elect Director Isaac Neuberger      Management      For      For
                  1.7    Elect Director Jay J. Miller      Management      For      For
                  2    Ratify Auditors      Management      For      For
Blackboard Inc    BBBB      091935502      6/5/2008      1.1    Elect Director E. Rogers Novak, Jr.      Management      For      For
                  1.2    Elect Director William Raduchel      Management      For      For
                  1.3    Elect Director Joseph L.Cowan      Management      For      For
                  2    Amend Omnibus Stock Plan      Management      For      For
                  3    Ratify Auditors      Management      For      For
Cbeyond, Inc    CBEY      149847105      6/13/2008      1.1    Elect Director James F. Geiger      Management      For      For
                  1.2    Elect Director Douglas C. Grissom      Management      For      For
                  1.3    Elect Director David A. Rogan      Management      For      For
                  2    Ratify Auditors      Management      For      For
Deckers Outdoor Corp.    DECK      243537107      5/29/2008      1.1    Elect Director Angel R. Martinez      Management      For      For
                  1.2    Elect Director Rex A. Licklider      Management      For      For
                  1.3    Elect Director John M. Gibbons      Management      For      For
                  1.4    Elect Director John G. Perenchio      Management      For      For
                  1.5    Elect Director Maureen Conners      Management      For      For
                  1.6    Elect Director Tore Steen      Management      For      For
                  1.7    Elect Director Ruth M. Owades      Management      For      For
                  1.8    Elect Director Karyn O. Barsa      Management      For      For
                  2    Increase Authorized Common Stock      Management      For      Against
                  3    Ratify Auditors      Management      For      For
                  4    Other Business      Management      For      Against
Interdigital Inc.    IDCC      45867G101      6/5/2008      1.1    Elect Director Harry G. Campagna      Management      For      Withhold
                  1.2    Elect Director Steven T. Clontz      Management      For      Withhold
                  1.3    Elect Director Edward B. Kamins      Management      For      Withhold
                  2    Ratify Auditors      Management      For      For
Blackbaud, Inc.    BLKB      09227Q100      6/18/2008      1.1    Elect Director Timothy Chou      Management      For      For
                  1.2    Elect Director Marco W. Hellman      Management      For      For
                  1.3    Elect Director Carolyn Miles      Management      For      For
                  2    Approve Omnibus Stock Plan      Management      For      For
                  3    Ratify Auditors      Management      For      For
Trico Marine Services, Inc.    TRMA      896106200      6/12/2008      1.1    Elect Director Richard A. Bachmann      Management      For      For
                  1.2    Elect Director Kenneth M Burke      Management      For      For
                  2    Ratify Auditors      Management      For      For
Aeropostale, Inc    ARO      007865108      6/18/2008      1.1    Elect Director Julian R. Geiger      Management      For      For
                  1.2    Elect Director Bodil Arlander      Management      For      For
                  1.3    Elect Director Ronald Beegle      Management      For      For
                  1.4    Elect Director John Haugh      Management      For      For
                  1.5    Elect Director Robert B. Chavez      Management      For      For
                  1.6    Elect Director Mindy C. Meads      Management      For      For
                  1.7    Elect Director John D. Howard      Management      For      For
                  1.8    Elect Director David B. Vermylen      Management      For      For
                  1.9    Elect Director Karin Hirtler-Garvey      Management      For      For
                  1.1    Elect Director Evelyn Dilsaver      Management      For      For
                  2    Ratify Auditors      Management      For      For
Semtech Corp.    SMTC      816850101      6/26/2008      1.1    Elect Director Glen M. Antle      Management      For      For
                  1.2    Elect Director W. Dean Baker      Management      For      For
                  1.3    Elect Director James P. Burra      Management      For      For
                  1.4    Elect Director Bruce C. Edwards      Management      For      For
                  1.5    Elect Director Rockell N. Hankin      Management      For      For
                  1.6    Elect Director James T. Lindstrom      Management      For      For
                  1.7    Elect Director Mohan R. Maheswaran      Management      For      For
                  1.8    Elect Director John L. Piotrowski      Management      For      For
                  1.9    Elect Director James T. Schraith      Management      For      For
                  2    Ratify Auditors      Management      For      For
                  3    Approve Omnibus Stock Plan      Management      For      For
Carrizo Oil & Gas, Inc.    CRZO      144577103      6/24/2008      1.1    Elect Director S.P. Johnson IV      Management      For      For
                  1.2    Elect Director Steven A. Webster      Management      For      Withhold
                  1.3    Elect Director Thomas L. Carter, Jr.      Management      For      For
                  1.4    Elect Director Paul B. Loyd, Jr.      Management      For      For
                  1.5    Elect Director F. Gardner Parker      Management      For      For
                  1.6    Elect Director Roger A. Ramsey      Management      For      For
                  1.7    Elect Director Frank A. Wojtek      Management      For      For
                  2    Increase Authorized Common Stock      Management      For      For
                  3    Ratify Auditors      Management      For      For
Magna International Inc.    MGA      559222401      08/28/07      1    Approve Plan of Arrangement: Issuance of Class A Shares, Acquisition of Class B Shares, and Other Matters      Management      For      For
Imperial Tobacco Group plc    ITY      453142101      08/13/07      1    Approve Acquisition of Altadis, SA by Imperial Tobacco Overseas Holdings (3) Limited; Increase Authorised Capital from GBP 100M to GBP 5.604B; Authorise Issue of Equity with and without Pre-emptive Rights up to GBP 5.504B (Equity Bridge Facility)      Management      For      For
Barclays plc    BCS      06738E204      09/14/07      1    TO APPROVE THE PROPOSED MERGER      Management      For      For
                  2    TO APPROVE THE CREATION OF PREFERENCE SHARES      Management      For      For
                  3    TO RENEW THE AUTHORITY GIVEN TO THE DIRECTORS TO ALLOT SECURITIES      Management      For      For
                  4    TO RENEW THE AUTHORITY GIVEN TO THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH OTHER THAN ON A PRO-RATA BASIS TO SHAREHOLDERS AND TO SELL TREASURY SHARES      Management      For      For
                  5    TO RENEW THE COMPANY S AUTHORITY TO PURCHASE ITS OWN SHARES      Management      For      For
                  6    TO CANCEL THE SHARE PREMIUM ACCOUNT      Management      For      For
                  7    TO APPROVE THE PASSING AND IMPLEMENTATION OF RESOLUTION 2 AT THE EXTRAORDINARY GENERAL MEETING RELATING TO THE PREFERENCE SHARES AND TO CONSENT TO ANY RESULTING CHANGE IN THE RIGHTS OF ORDINARY SHARES      Management      For      For
Rio Tinto plc    RTP      767204100      09/14/07      1    THE APPROVAL OF THE ACQUISITION OF ALCAN INC AND RELATED MATTERS.      Management      For      For
Telecom Corporation Of New Zealand Limited    NZT      879278208      10/04/07      1    TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS.      Management      For      For
                  2    TO RE-ELECT MR WAYNE BOYD AS A DIRECTOR.      Management      For      For
                  3    TO RE-ELECT MR MICHAEL TYLER AS A DIRECTOR.      Management      For      For
                  4    TO RE-ELECT MR RON SPITHILL AS A DIRECTOR.      Management      For      For
                  5    TO RE-ELECT DR MURRAY HORN AS A DIRECTOR.      Management      For      For
                  6    TO AMEND THE COMPANY S CONSTITUTION FOR THE PERIOD UNTIL 1 JULY 2010 SO A MANAGING DIRECTOR RESIDENT IN NEW ZEALAND AND NOT A NEW ZEALAND CITIZEN IS NOT COUNTED WHEN DETERMINING IF AT LEAST HALF THE BOARD ARE NEW ZEALAND CITIZENS.      Management      For      For
                  7    TO ELECT DR PAUL REYNOLDS AS A DIRECTOR.      Management      For      For
                  8    TO APPROVE THE ISSUE BY THE COMPANY S BOARD OF DIRECTORS TO DR PAUL REYNOLDS DURING THE PERIOD TO 3 OCTOBER 2010 OF UP TO IN AGGREGATE 750,000 ORDINARY SHARES.      Management      For      For
                  9    TO APPROVE THE ISSUE BY THE COMPANY S BOARD OF DIRECTORS TO DR PAUL REYNOLDS DURING THE PERIOD TO 3 OCTOBER 2010 OF UP TO IN AGGREGATE 1,750,000 SHARE RIGHTS TO ACQUIRE ORDINARY SHARES.      Management      For      For
Daimler AG    DAI      D1668R123      10/04/07      1    RESOLUTION 1      Management      For      For
                  2    RESOLUTION 2      Shareholder      Against      Against
                  3    RESOLUTION 3      Shareholder      Against      Against
                  4    RESOLUTION 4      Shareholder      Against      Against
                  5    RESOLUTION 5      Shareholder      Against      Against
                  6    RESOLUTION 6      Shareholder      Against      Against
                  7    RESOLUTION 7      Shareholder      Against      Against
                  8    RESOLUTION 8      Shareholder      Against      Against
                  9    RESOLUTION 9      Shareholder      Against      Against
                  10    RESOLUTION 10      Shareholder      Against      Against
                  11    RESOLUTION 11A      Shareholder      Against      Against
                  12    RESOLUTION 11B      Shareholder      Against      Against
                  13    RESOLUTION 12      Shareholder      Against      Against
                  14    RESOLUTION 13      Shareholder      Against      Against
                  15    RESOLUTION 14      Shareholder      Against      Against
                  16    RESOLUTION 15      Shareholder      Against      Against
                  17    RESOLUTION 16      Shareholder      Against      Against
                  18    RESOLUTION 17      Shareholder      Against      Against
                  19    COUNTERMOTION A      Shareholder      Against      Against
                  20    COUNTERMOTION B      Shareholder      Against      Against
                  21    COUNTERMOTION C      Shareholder      Against      Against
                  22    COUNTERMOTION D      Shareholder      Against      Against
                  23    COUNTERMOTION E      Shareholder      Against      Against
Diageo plc    DEO      25243Q205      10/16/07      1    REPORTS AND ACCOUNTS 2007      Management      For      For
                  2    DIRECTORS REMUNERATION REPORT 2007      Management      For      For
                  3    DECLARATION OF FINAL DIVIDEND      Management      For      For
                  4    RE-ELECTION OF MS M LILJA (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE)      Management      For      For
                  5    RE-ELECTION OF MR NC ROSE (MEMBER OF EXECUTIVE COMMITTEE)      Management      For      For
                  6    RE-ELECTION OF MR PA WALKER (MEMBER OF AUDIT, NOMINATION, AND REMUNERATION COMMITTEE)      Management      For      For
                  7    Ratify Auditors      Management      For      For
                  8    AUTHORITY TO ALLOT RELEVANT SECURITIES      Management      For      For
                  9    DISAPPLICATION OF PRE-EMPTION RIGHTS      Management      For      For
                  10    AUTHORITY TO PURCHASE OWN ORDINARY SHARES      Management      For      For
                  11    AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE      Management      For      For
                  12    ADOPTION OF DIAGEO PLC 2007 UNITED STATES EMPLOYEE STOCK PURCHASE PLAN      Management      For      For
                  13    AMENDMENTS TO THE ARTICLES OF ASSOCIATION      Management      For      For
BHP Billiton plc    BBL      05545E209      10/25/07      1    TO RECEIVE THE 2007 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON PLC.      Management      For      For
                  2    TO RECEIVE THE 2007 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON LTD.      Management      For      For
                  3    TO RE-ELECT MR D A CRAWFORD AS A DIRECTOR OF BHP BILLITON PLC.      Management      For      For
                  4    TO RE-ELECT MR D A CRAWFORD AS A DIRECTOR OF BHP BILLITON LTD.      Management      For      For
                  5    TO RE-ELECT MR D R ARGUS AS A DIRECTOR OF BHP BILLITON PLC.      Management      For      For
                  6    TO RE-ELECT MR D R ARGUS AS A DIRECTOR OF BHP BILLITON LTD.      Management      For      For
                  7    TO RE-ELECT MR C A S CORDEIRO AS A DIRECTOR OF BHP BILLITON PLC.      Management      For      For
                  8    TO RE-ELECT MR C A S CORDEIRO AS A DIRECTOR OF BHP BILLITON LTD.      Management      For      For
                  9    TO RE-ELECT THE HON E G DE PLANQUE AS A DIRECTOR OF BHP BILLITON PLC.      Management      For      For
                  10    TO RE-ELECT THE HON E G DE PLANQUE AS A DIRECTOR OF BHP BILLITON LTD.      Management      For      For
                  11    TO RE-ELECT DR D A L JENKINS AS A DIRECTOR OF BHP BILLITON PLC.      Management      For      For
                  12    TO RE-ELECT DR D A L JENKINS AS A DIRECTOR OF BHP BILLITON LTD.      Management      For      For
                  13    Ratify Auditors      Management      For      For
                  14    TO RENEW THE GENERAL AUTHORITY TO ALLOT SHARES IN BHP BILLITON PLC.      Management      For      For
                  15    TO RENEW THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN BHP BILLITON PLC.      Management      For      For
                  16    TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON PLC.      Management      For      For
                  17    TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 31 DECEMBER 2007.      Management      For      For
                  18    TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 15 FEBRUARY 2008.      Management      For      For
                  19    TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 30 APRIL 2008.      Management      For      For
                  20    TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 31 MAY 2008.      Management      For      For
                  21    TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 15 JUNE 2008.      Management      For      For
                  22    TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 31 JULY 2008.      Management      For      For
                  23    TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 15 SEPTEMBER 2008.      Management      For      For
                  24    TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 30 NOVEMBER 2008.      Management      For      For
                  25    TO APPROVE THE 2007 REMUNERATION REPORT.      Management      For      For
                  26    TO APPROVE THE GRANT OF AWARDS TO MR M J KLOPPERS UNDER THE GIS AND THE LTIP.      Management      For      For
                  27    TO APPROVE THE GRANT OF AWARDS TO MR C W GOODYEAR UNDER THE GIS.      Management      For      For
                  28    TO APPROVE THE AMENDMENT TO THE ARTICLES OF ASSOCIATION OF BHP BILLITON PLC.      Management      For      For
                  29    TO APPROVE THE AMENDMENT TO THE CONSTITUTION OF BHP BILLITON LTD.      Management      For      For
Koninklijke KPN N.V.    KKPNY      780641205      11/06/07      1    PROPOSAL TO APPROVE THE ARRANGEMENT IN SHARES AS LONG-TERM INCENTIVE ELEMENT OF MR. SCHEEPBOUWER S REMUNERATION PACKAGE      Management      For      Against
Kookmin Bank    KB      50049M109      10/31/07      1    Elect Kang Chung-Won as Inside Director      Management      For      For
                  2    Elect Kim Chee-Joong as Outside Director      Management      For      For
Invesco Ltd. (formerly INVESCO plc)    AP09      46127U104      11/14/07      1    COURT MEETING      Management      For      For
                  2    TO APPROVE THE SCHEME OF ARRANGEMENT BETWEEN INVESCO PLC AND ITS SHAREHOLDERS PURSUANT TO WHICH INVESCO LTD. WILL BECOME THE PARENT OF INVESCO PLC, AND ALL MATTERS RELATING TO THE SCHEME OF ARRANGEMENT.      Management      For      For
                  3    TO APPROVE, SUBJECT TO THE SCHEME BECOMING EFFECTIVE, THE ISSUE OF BONUS SHARES TO INVESCO LTD. (THE NEW SHARES ).      Management      For      For
                  4    TO APPROVE THE REDUCTION OF CAPITAL RELATING TO THE NEW SHARES.      Management      For      For
China Petroleum & Chemical Corp.    SNP      16941R108      11/15/07      1    TO CONSIDER ITEM BY ITEM THE RESOLUTION RELATING TO THE PROPOSAL FOR THE ISSUANCE OF BONDS WITH WARRANTS : ISSUANCE SIZE.      Management      For      For
                  2    TO CONSIDER ITEM BY ITEM THE RESOLUTION RELATING TO THE PROPOSAL FOR THE ISSUANCE OF BONDS WITH WARRANTS : ISSUANCE PRICE.      Management      For      For
                  3    TO CONSIDER ITEM BY ITEM THE RESOLUTION RELATING TO THE PROPOSAL FOR THE ISSUANCE OF BONDS WITH WARRANTS : ISSUANCE TARGET, METHOD OF ISSUANCE AND ARRANGEMENT OF SALE TO EXISTING SHAREHOLDERS.      Management      For      For
                  4    TO CONSIDER ITEM BY ITEM THE RESOLUTION RELATING TO THE PROPOSAL FOR THE ISSUANCE OF BONDS WITH WARRANTS : TERM OF THE BONDS.      Management      For      For
                  5    TO CONSIDER ITEM BY ITEM THE RESOLUTION RELATING TO THE PROPOSAL FOR THE ISSUANCE OF BONDS WITH WARRANTS : INTEREST RATE OF THE BONDS WITH WARRANTS.      Management      For      For
                  6    TO CONSIDER ITEM BY ITEM THE RESOLUTION RELATING TO THE PROPOSAL FOR THE ISSUANCE OF BONDS WITH WARRANTS : TERM AND METHOD OF REPAYMENT FOR PRINCIPAL AND INTEREST.      Management