FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21293
Nuveen Multi-Strategy Income and Growth Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2009
Item 1. Proxy Voting Record
Nuveen Multi-Strategy Income and Growth Fund
(Spectrum Asset Management.)
Proxy Voting Summary Report
July 1, 2008 – June 30, 2009
| Meeting Date/Type |
Company/ Ballot Issues |
Security | Management Recommendation |
Vote Cast | Proponent | |||||||
| 09/12/08 - A | Blackrock Preferred Opportunity Trust *BPP* | 09249V103 | ||||||||||
| 1 | Elect Directors | For | For | Management | ||||||||
| 09/12/08 - A | Blackrock Preferred & Corporate Income Strategies Fund, Inc *PSW* | 09255J101 | ||||||||||
| 1 | Elect Directors | For | For | Management | ||||||||
| 09/12/08 - A | Blackrock Preferred Income Strategies Fund Inc *PSY* | 09255H105 | ||||||||||
| 1 | Elect Directors | For | For | Management | ||||||||
| 12/12/08 - S | HBOS plc *HBOS* | 42205MAB2 | ||||||||||
| Meeting for GDR Holders of 6.413 Per Cent. Preference Shares | ||||||||||||
| Agenda for Court Meeting | ||||||||||||
| 1 | IF BNYM AS DEPOSITARY IS SOLE HOLDER OF HBOS 6.413% PREF. SHARES AT 5:00 PM ON DECEMBER 9, 2008, IT WILL CONSENT TO APPROVAL OF PREF. SCHEME AT HBOS 6.413% PREF. COURT MEETING IN PLACE OF VOTING AT THE HBOS 6.413% PREF. COURT MEETING. | For | For | Management | ||||||||
| Agenda for Special Meeting | ||||||||||||
| 2 | APPROVAL OF PREFERENCE SHARE SCHEME; CREATION AND ALLOTMENT OF NEW PREFERENCE SHARES; AMENDMENT OF ARTICLES; RECLASSIFICATION OF PREFERENCE SHARES. | For | For | Management | ||||||||
| 3 | REDUCTION OF SHARE CAPITAL BY CANCELLATION OF 6.413% PREFERENCE SHARES. | For | For | Management | ||||||||
| 04/21/09 - A | Flaherty & Crumrine / Claymore Total Return Fund Inc *FLC* | 338479108 | ||||||||||
| 1 | Elect Directors | For | For | Management | ||||||||
| 04/21/09 - A | Flaherty & Crumrine/ClayMore Preferred Securities Income Fund, Inc. *FFC* | 338478100 | ||||||||||
| 1 | Elect Directors | For | For | Management | ||||||||
| 04/28/09 - A | John Hancock Preferred Income Fund III *HPS* | 41021P103 | ||||||||||
| 1 | Elect Directors | For | For | Management | ||||||||
| 2 | Approve Investment Advisory Agreement | For | For | Management | ||||||||
| 05/11/09 - A | Wachovia Preferred Funding Corp *WNA.P* | 92977V206 | ||||||||||
| 1.1 | Elect Director James E. Alward | For | For | Management | ||||||||
| 1.2 | Elect Director Charles F. Jones | For | For | Management | ||||||||
| 1.3 | Elect Director Mark C. Oman | For | For | Management | ||||||||
| Nuveen Multi-Strategy Income & Growth Fund (Symphony) Vote Summary Report July 01, 2008 – June 30, 2009
| ||||||||||||
| Meeting Date/Type |
Company/ Ballot Issues |
Security | Management Recommendation |
Vote Cast | Proponent | |||||||
| 07/07/08 - A/S | Millicom International Cellular S.A. *MICC* | L6388F110 | ||||||||||
| This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system. | ||||||||||||
| 1 | ELECTION OF CHAIRMAN. | For | For | Management | ||||||||
| 2 | TO RECEIVE THE DIRECTORS REPORT (RAPPORT DE GESTION) AND THE REPORT OF THE EXTERNAL AUDITOR OF THE CONSOLIDATED AND PARENT COMPANY (MILLICOM) ACCOUNTS AT 31 DECEMBER 2007. | For | For | Management | ||||||||
| 3 | APPROVAL OF THE CONSOLIDATED ACCOUNTS PARENT COMPANY (MILLICOM) ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2007. | For | For | Management | ||||||||
| 4 | ALLOCATION OF THE RESULTS OF THE YEAR ENDED DECEMBER 31 2007. | For | For | Management | ||||||||
| 5 | DISCHARGE OF THE BOARD OF DIRECTORS IN RESPECT OF THE YEAR ENDED DECEMBER 31 2007. | For | For | Management | ||||||||
| 6 | ELECTION OF THE BOARD OF DIRECTORS, INCLUDING TWO NEW DIRECTORS. | For | For | Management | ||||||||
| 7 | ELECTION OF THE EXTERNAL AUDITORS. | For | For | Management | ||||||||
| 8 | APPROVAL OF DIRECTORS FEES. | For | For | Management | ||||||||
| 9 | APPROVAL OF (A) PROPOSED SHARE BUY-BACK PROGRAM, (B) BOARD OF DIRECTORS DECISION TO DELEGATE AUTHORITY TO IMPLEMENT SHARE BUY-BACK JOINTLY TO CEO AND CHAIRMAN, AND (C) VARIOUS USES OF MILLICOM SHARES REPURCHASED IN THE SHARE BUY-BACK PROGRAM. | For | For | Management | ||||||||
| 10 | MISCELLANEOUS. | For | Against | Management | ||||||||
| 11 | APPROVAL OF AMENDMENTS TO ARTICLE 21 ( PROCEDURE, VOTE ) OF THE ARTICLES OF ASSOCIATION. | For | For | Management | ||||||||
| 12 | MISCELLANEOUS. | For | Against | Management | ||||||||
| 07/07/08 - S | Millicom International Cellular S.A. *MICC* | L6388F128 | ||||||||||
| Special Meeting | ||||||||||||
| 1 | Amend Articles Re: Procedure and Vote | For | For | Management | ||||||||
| 2 | Transact Other Business | For | Against | Management | ||||||||
| 07/10/08 - A | Man Group plc *EMG* | G5790V156 | ||||||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2 | Approve Remuneration Report | For | For | Management | ||||||||
| 3 | Approve Final Dividend of 24.8 US Cents Per Ordinary Share | For | For | Management | ||||||||
| 4 | Elect Philip Colebatch as Director | For | For | Management | ||||||||
| 5 | Elect Patrick O’Sullivan as Director | For | For | Management | ||||||||
| 6 | Re-elect Dugald Eadie as Director | For | For | Management | ||||||||
| 7 | Re-elect Glen Moreno as Director | For | Against | Management | ||||||||
| 8 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management | ||||||||
| 9 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||||||
| 10 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 19,627,924 | For | For | Management | ||||||||
| 11 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,940,474.83 | For | For | Management | ||||||||
| 12 | Authorise 171,744,343 Ordinary Shares for Market Purchase | For | For | Management | ||||||||
| 13 | Adopt New Articles of Association | For | For | Management | ||||||||
| 14 | Approve Increase in Preference Share Capital from USD 147,775,058.29209 and GBP 50,000 to USD 747,775,058.29209 and GBP 50,000; Authorise Issue of Equity with Pre-emptive Rights up to 600,000 Preference Shares; Adopt New Articles of Association | For | For | Management | ||||||||
| 15 | Approve Increase in Remuneration of Non-Executive Directors to GBP 1,500,000 | For | For | Management | ||||||||
| 07/10/08 - S | Man Group plc *EMG* | G5790V156 | ||||||||||
| Class Meeting of Ordinary Shareholders | ||||||||||||
| 1 | Sanction and Consent to the Passing and Implementation of Resolution 14 Set Out in the Notice Dated 29 May 2008 Convening an AGM of the Company for 10 July 2008; Sanction and Consent to Each and Every Abrogation of Rights Attached to the Ordinary Shares | For | For | Management | ||||||||
| 07/29/08 - A | Vodafone Group plc *VOD* | 92857W209 | ||||||||||
| Meeting for ADR Holders | ||||||||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2 | Re-elect Sir John Bond as Director | For | For | Management | ||||||||
| 3 | Re-elect John Buchanan as Director | For | For | Management | ||||||||
| 4 | Re-elect Vittorio Colao as Director | For | For | Management | ||||||||
| 5 | Re-elect Andy Halford as Director | For | For | Management | ||||||||
| 6 | Re-elect Alan Jebson as Director | For | For | Management | ||||||||
| 7 | Re-elect Nick Land as Director | For | For | Management | ||||||||
| 8 | Re-elect Anne Lauvergeon as Director | For | For | Management | ||||||||
| 9 | Re-elect Simon Murray as Director | For | For | Management | ||||||||
| 10 | Re-elect Luc Vandevelde as Director | For | For | Management | ||||||||
| 11 | Re-elect Anthony Watson as Director | For | For | Management | ||||||||
| 12 | Re-elect Philip Yea as Director | For | For | Management | ||||||||
| 13 | Approve Final Dividend of 5.02 Pence Per Ordinary Share | For | For | Management | ||||||||
| 14 | Approve Remuneration Report | For | For | Management | ||||||||
| 15 | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | Management | ||||||||
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||||||
| 17 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,100,000,000 | For | For | Management | ||||||||
| 18 | Subject to the Passing of Resolution 17, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 300,000,000 | For | For | Management | ||||||||
| 19 | Authorise 5,300,000,000 Ordinary Shares for Market Purchase | For | For | Management | ||||||||
| 20 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 100,000 | For | For | Management | ||||||||
| 21 | Amend Articles of Association | For | For | Management | ||||||||
| 22 | Approve Vodafone Group 2008 Sharesave Plan | For | For | Management | ||||||||
| 07/31/08 - S | Finmeccanica Spa *FINMY* | T4502J151 | ||||||||||
| Special Business | ||||||||||||
| 1 | Approve Capital Increase in the Maximum Amount of EUR 1.4 Billion With Preemptive Rights | For | For | Management | ||||||||
| 07/31/08 - A | SABMiller plc *SBMRY* | G77395104 | ||||||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2 | Approve Remuneration Report | For | For | Management | ||||||||
| 3 | Elect Rob Pieterse as Director | For | For | Management | ||||||||
| 4 | Elect Maria Ramos as Director | For | For | Management | ||||||||
| 5 | Re-elect Lord Robert Fellowes as Director | For | For | Management | ||||||||
| 6 | Re-elect Graham Mackay as Director | For | For | Management | ||||||||
| 7 | Re-elect John Manzoni as Director | For | For | Management | ||||||||
| 8 | Re-elect Miles Morland as Director | For | For | Management | ||||||||
| 9 | Re-elect Cyril Ramaphosa as Director | For | For | Management | ||||||||
| 10 | Re-elect Meyer Kahn as Director | For | For | Management | ||||||||
| 11 | Approve Final Dividend of 42 US Cents Per Ordinary Share | For | For | Management | ||||||||
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management | ||||||||
| 13 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||||||
| 14 | Approve SABMiller plc Approved Share Option Plan 2008, SABMiller plc Share Option Plan 2008, SABMiller plc Share Award Plan 2008, SABMiller plc Stock Appreciation Rights Plan 2008, SABMiller plc Associated Companies Employee Share Plan | For | For | Management | ||||||||
| 15 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 7,528,896 | For | For | Management | ||||||||
| 16 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 7,528,896 | For | For | Management | ||||||||
| 17 | Authorise 150,577,927 Ordinary Shares for Market Purchase | For | For | Management | ||||||||
| 18 | Amend Articles of Association; Approve Contingent Purchase Contract Between the Company and SABMiller Jersey Limited Providing the Company to Purchase up to 77,368,338 of its Own Non-Voting Convertible Shares | For | For | Management | ||||||||
| 19 | Adopt New Articles of Association | For | For | Management | ||||||||
| 08/25/08 - S | KB Financial Group Inc *KOKBFG* | 50049M109 | ||||||||||
| Meeting for GDR Holders | ||||||||||||
| 1 | Approval of Stock Transfer Plan to Establish Financial Holding Company through Comprehensive Stock Transfer | For | For | Management | ||||||||
| 2 | Amend Articles Regarding Settlement Method for Outstanding Stock Options | For | For | Management | ||||||||
| 09/16/08 - S | BG Group plc *BG/* | 055434203 | ||||||||||
| Meeting for ADR Holders | ||||||||||||
| 1 | TO APPROVE THE ACQUISITION OF ORIGIN ENERGY LIMITED | For | For | Management | ||||||||
| 09/21/08 - S | Banco Santander S.A. *STD* | 05964H105 | ||||||||||
| Meeting for ADR Holders | ||||||||||||
| 1 | Approve EUR 71.69 Million Capital Increase via Issuance of 143.38 Million New Common Shares with EUR 0.5 Par Value Each and a Share Issuance Premium to be Determined by the Board, in Accordance with Article 153.1c of Spanish Companies Law | For | For | Management | ||||||||
| 2 | Approve Delivery of 100 Banco Santander Shares to Each Employee of the Alliance & Leicester Plc Group as Special Bonus at the Completion of the Acquisition | For | For | Management | ||||||||
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management | ||||||||
| 10/15/08 - A | Diageo plc *DEO* |
25243Q205 | ||||||||||
| Meeting for ADR Holders | ||||||||||||
| 1 | REPORT AND ACCOUNTS 2008 | For | For | Management | ||||||||
| 2 | DIRECTORS REMUNERATION REPORT 2008 | For | For | Management | ||||||||
| 3 | DECLARATION OF FINAL DIVIDEND | For | For | Management | ||||||||
| 4 | TO RE-ELECT DR FB HUMER (MEMBER OF NOMINATION COMMITTEE, CHAIRMAN OF COMMITTEE) AS A DIRECTOR | For | For | Management | ||||||||
| 5 | TO RE-ELECT M LILJA (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR | For | For | Management | ||||||||
| 6 | TO RE-ELECT WS SHANAHAN (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR | For | For | Management | ||||||||
| 7 | TO RE-ELECT HT STITZER (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR | For | For | Management | ||||||||
| 8 | ELECTION OF PG SCOTT (MEMBER OF AUDIT, CHAIRMAN OF COMMITTEE, NOMINATION, REMUNERATION) AS A DIRECTOR | For | For | Management | ||||||||
| 9 | RATIFY AUDITORS | For | For | Management | ||||||||
| 10 | AUTHORITY TO ALLOT RELEVANT SECURITIES | For | For | Management | ||||||||
| 11 | DISAPPLICATION OF PRE-EMPTION RIGHTS | For | For | Management | ||||||||
| 12 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | For | For | Management | ||||||||
| 13 | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE | For | For | Management | ||||||||
| 14 | ADOPTION OF THE DIAGEO PLC 2008 PERFORMANCE SHARE PLAN | For | For | Management | ||||||||
| 15 | ADOPTION OF THE DIAGEO PLC 2008 SENIOR EXECUTIVE SHARE OPTION PLAN | For | For | Management | ||||||||
| 16 | AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS | For | For | Management | ||||||||
| 17 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION | For | For | Management | ||||||||
| 10/23/08 - A | BHP Billiton plc *BHP* | G10877101 | ||||||||||
| 1 | Accept Financial Statements and Statutory Reports for BHP Billiton plc | For | For | Management | ||||||||
| 2 | Accept Financial Statements and Statutory Reports for BHP Billiton Limited | For | For | Management | ||||||||
| 3 | Re-elect Paul Anderson as Director of BHP Billiton plc | For | For | Management | ||||||||
| 4 | Re-elect Paul Anderson as Director of BHP Billiton Limited | For | For | Management | ||||||||
| 5 | Re-elect Don Argus as Director of BHP Billiton plc | For | For | Management | ||||||||
| 6 | Re-elect Don Argus as Director of BHP Billiton Limited | For | For | Management | ||||||||
| 7 | Re-elect Dr John Buchanan as Director of BHP Billiton plc | For | For | Management | ||||||||
| 8 | Re-elect Dr John Buchanan as Director of BHP Billiton Limited | For | For | Management | ||||||||
| 9 | Re-elect David Crawford as Director of BHP Billiton plc | For | For | Management | ||||||||
| 10 | Re-elect David Crawford as Director of BHP Billiton Limited | For | For | Management | ||||||||
| 11 | Re-elect Jacques Nasser as Director of BHP Billiton plc | For | For | Management | ||||||||
| 12 | Re-elect Jacques Nasser as Director of BHP Billiton Limited | For | For | Management | ||||||||
| 13 | Re-elect Dr John Schubert as Director of BHP Billiton plc | For | For | Management | ||||||||
| 14 | Re-elect Dr John Schubert as Director of BHP Billiton Limited | For | For | Management | ||||||||
| 15 | Elect Alan Boeckmann as Director of BHP Billiton plc | For | For | Management | ||||||||
| 16 | Elect Alan Boeckmann as Director of BHP Billiton Limited | For | For | Management | ||||||||
| Shareholder Proposal | ||||||||||||
| 17 | Elect Stephen Mayne as Director of BHP Billiton plc | Against | Against | Shareholder | ||||||||
| 18 | Elect Stephen Mayne as Director of BHP Billiton Limited | Against | Against | Shareholder | ||||||||
| Continuation of Management Proposals | ||||||||||||
| 19 | Elect Dr David Morgan as Director of BHP Billiton plc | For | For | Management | ||||||||
| 20 | Elect Dr David Morgan as Director of BHP Billiton Limited | For | For | Management | ||||||||
| 21 | Elect Keith Rumble as Director of BHP Billiton plc | For | For | Management | ||||||||
| 22 | Elect Keith Rumble as Director of BHP Billiton Limited | For | For | Management | ||||||||
| 23 | Reappoint KPMG Audit plc as Auditors of BHP Billiton plc and Authorise the Board to Determine Their Remuneration | For | For | Management | ||||||||
| 24 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 277,983,328 | For | For | Management | ||||||||
| 25 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 55,778,030 | For | For | Management | ||||||||
| 26 | Authorise 223,112,120 BHP Billiton plc Ordinary Shares for Market Purchase | For | For | Management | ||||||||
| 27i | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 30 April 2009 | For | For | Management | ||||||||
| 27ii | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 29 May 2009 | For | For | Management | ||||||||
| 27iii | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 15 June 2009 | For | For | Management | ||||||||
| 27iv | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 31 July 2009 | For | For | Management | ||||||||
| 27v | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 15 September 2009 | For | For | Management | ||||||||
| 27vi | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 30 November 2009 | For | For | Management | ||||||||
| 28 | Approve Remuneration Report | For | For | Management | ||||||||
| 29 | Amend BHP Billiton plc Group Incentive Scheme; Amend BHP Billiton Limited Group Incentive Scheme | For | For | Management | ||||||||
| 30 | Approve Grant of Deferred Shares and Options under the BHP Billiton Limited Group Incentive Scheme and the Grant of Performance Shares under the BHP Billiton Limited Long Term Incentive Plan to Executive Director, Marius Kloppers | For | For | Management | ||||||||
| 31 | Increase Maximum Aggregate Remuneration Paid by BHP Billiton plc to All Non-Executive Directors Together with the Remuneration Paid to Those Non-Executive Directors by BHP Billiton Limited to USD 3,800,000; Approve this Increase for All Purposes | For | For | Management | ||||||||
| 32 | Increase Maximum Aggregate Remuneration Paid by BHP Billiton Limited to All Non-Executive Directors Together with the Remuneration Paid to Those Non-Executive Directors by BHP Billiton plc to USD 3,800,000; Approve this Increase for All Purposes | For | For | Management | ||||||||
| 33 | Amend the Articles of Association of BHP Billiton plc | For | For | Management | ||||||||
| 34 | Amend the Constitution of BHP Billiton Limited | For | For | Management | ||||||||
| 10/23/08 - A | BHP Billiton plc *BHP* | 05545E209 | ||||||||||
| Meeting for ADR Holders | ||||||||||||
| 1 | Accept Financial Statements and Statutory Reports for BHP Billiton plc | For | For | Management | ||||||||
| 2 | Accept Financial Statements and Statutory Reports for BHP Billiton Limited | For | For | Management | ||||||||
| 3 | Re-elect Paul Anderson as Director of BHP Billiton plc | For | For | Management | ||||||||
| 4 | Re-elect Paul Anderson as Director of BHP Billiton Limited | For | For | Management | ||||||||
| 5 | Re-elect Don Argus as Director of BHP Billiton plc | For | For | Management | ||||||||
| 6 | Re-elect Don Argus as Director of BHP Billiton Limited | For | For | Management | ||||||||
| 7 | Re-elect Dr John Buchanan as Director of BHP Billiton plc | For | For | Management | ||||||||
| 8 | Re-elect Dr John Buchanan as Director of BHP Billiton Limited | For | For | Management | ||||||||
| 9 | Re-elect David Crawford as Director of BHP Billiton plc | For | For | Management | ||||||||
| 10 | Re-elect David Crawford as Director of BHP Billiton Limited | For | For | Management | ||||||||
| 11 | Re-elect Jacques Nasser as Director of BHP Billiton plc | For | For | Management | ||||||||
| 12 | Re-elect Jacques Nasser as Director of BHP Billiton Limited | For | For | Management | ||||||||
| 13 | Re-elect Dr John Schubert as Director of BHP Billiton plc | For | For | Management | ||||||||
| 14 | Re-elect Dr John Schubert as Director of BHP Billiton Limited | For | For | Management | ||||||||
| 15 | Elect Alan Boeckmann as Director of BHP Billiton plc | For | For | Management | ||||||||
| 16 | Elect Alan Boeckmann as Director of BHP Billiton Limited | For | For | Management | ||||||||
| Shareholder Proposals | ||||||||||||
| 17 | Elect Stephen Mayne as Director of BHP Billiton plc | Against | Against | Shareholder | ||||||||
| 18 | Elect Stephen Mayne as Director of BHP Billiton Limited | Against | Against | Shareholder | ||||||||
| Continuation of Management Proposals | ||||||||||||
| 19 | Elect Dr David Morgan as Director of BHP Billiton plc | For | For | Management | ||||||||
| 20 | Elect Dr David Morgan as Director of BHP Billiton Limited | For | For | Management | ||||||||
| 21 | Elect Keith Rumble as Director of BHP Billiton plc | For | For | Management | ||||||||
| 22 | Elect Keith Rumble as Director of BHP Billiton Limited | For | For | Management | ||||||||
| 23 | Reappoint KPMG Audit plc as Auditors of BHP Billiton plc and Authorise the Board to Determine Their Remuneration | For | For | Management | ||||||||
| 24 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 277,983,328 | For | For | Management | ||||||||
| 25 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 55,778,030 | For | For | Management | ||||||||
| 26 | Authorise 223,112,120 BHP Billiton plc Ordinary Shares for Market Purchase | For | For | Management | ||||||||
| 27 | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 30 April 2009 | For | For | Management | ||||||||
| 28 | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 29 May 2009 | For | For | Management | ||||||||
| 29 | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 15 June 2009 | For | For | Management | ||||||||
| 30 | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 31 July 2009 | For | For | Management | ||||||||
| 31 | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 15 September 2009 | For | For | Management | ||||||||
| 32 | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 30 November 2009 | For | For | Management | ||||||||
| 33 | Approve Remuneration Report | For | For | Management | ||||||||
| 34 | Amend BHP Billiton plc Group Incentive Scheme; Amend BHP Billiton Limited Group Incentive Scheme | For | For | Management | ||||||||
| 35 | Approve Grant of Deferred Shares and Options under the BHP Billiton Limited Group Incentive Scheme and the Grant of Performance Shares under the BHP Billiton Limited Long Term Incentive Plan to Executive Director, Marius Kloppers | For | For | Management | ||||||||
| 36 | Increase Maximum Aggregate Remuneration Paid by BHP Billiton plc to All Non-Executive Directors Together with the Remuneration Paid to Those Non-Executive Directors by BHP Billiton Limited to USD 3,800,000; Approve this Increase for All Purposes | For | For | Management | ||||||||
| 37 | Increase Maximum Aggregate Remuneration Paid by BHP Billiton Limited to All Non-Executive Directors Together with the Remuneration Paid to Those Non-Executive Directors by BHP Billiton plc to USD 3,800,000; Approve this Increase for All Purposes | For | For | Management | ||||||||
| 38 | Amend the Articles of Association of BHP Billiton plc | For | For | Management | ||||||||
| 39 | Amend the Constitution of BHP Billiton Limited | For | For | Management | ||||||||
| 10/28/08 - S | Unilever plc *UN* | G92087165 | ||||||||||
| 1 | Elect Paul Polman as Director | For | For | Management | ||||||||
| 10/28/08 - S | Unilever plc *UN* | 904767704 | ||||||||||
| Meeting for ADR Holders | ||||||||||||
| 1 | Elect Paul Polman as Director | For | For | Management | ||||||||
| 11/19/08 - S | Lloyds Banking Group plc *LLOY* | 539439109 | ||||||||||
| Meeting for ADR Holders | ||||||||||||
| 1 | TO AUTHORISE THE ACQUISITION OF HBOS PLC | For | For | Management | ||||||||
| 2 | TO AUTHORISE THE WAIVER BY THE PANEL IN RELATION TO THE ACQUISITION OF SHARES BY HM TREASURY | For | For | Management | ||||||||
| 3 | TO INCREASE THE AUTHORISED SHARE CAPITAL OF THE COMPANY AND AUTHORISE THE DIRECTORS TO ALLOT THE NEW SHARES | For | For | Management | ||||||||
| 4 | TO APPROVE A CAPITALISATION OF THE COMPANY S RESERVES TO PAY UP NEW BONUS SHARES | For | For | Management | ||||||||
| 5 | DIRECTORS FEES | For | For | Management | ||||||||
| 6 | TO AUTHORISE A BUYBACK OF THE PREFERENCE SHARES TO BE ISSUED TO HM TREASURY | For | For | Management | ||||||||
| 7 | DIRECTORS POWER TO ISSUE SHARES FOR CASH | For | For | Management | ||||||||
| 8 | TO CHANGE THE NAME OF THE COMPANY | For | For | Management | ||||||||
| 11/21/08 - S | Centrica plc *CPYYY* | G2018Z143 | ||||||||||
| 1 | Approve Increase in Authorised Ordinary Share Capital from GBP 275,100,000 to GBP 432,098,765; Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 180,515,131 | For | For | Management | ||||||||
| 2 | Subject to the Passing of Resolution 1, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 15,700,000 | For | For | Management | ||||||||
| 11/24/08 - S | Barclays plc *BARC* | G08036124 | ||||||||||
| 1 | Approve Increase in Authorised Ordinary Share Capital from GBP 2,499,000,000 to GBP 3,499,000,000 | For | Abstain | Management | ||||||||
| 2 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,290,000,000, USD 77,500,000, EUR 40,000,000 and JPY 40,000,000 | For | Abstain | Management | ||||||||
| 3 | Subject to the Passing of Resolution 2, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 500,000,000 | For | Abstain | Management | ||||||||
| 4 | Subject to Passing of Resolution 2, Approve Proposed Issue by Company, Upon Conversion of GBP 4,050,000,000 of Mandatorily Convertible Notes to be Issued by Barclays Bank plc, of New Ord. Shares at a Discount of Approximately 25.3 Percent to Mid Market Price | For | Abstain | Management | ||||||||
| 11/24/08 - S | Petroleo Brasileiro *PBR* | 71654V408 | ||||||||||
| Meeting for ADR Holders | ||||||||||||
| 1 | Approve Absorption of 17 de Maio Participacoes SA | For | For | Management | ||||||||
| 2 | Appoint Independent Firm to Appraise Proposed Absorption | For | For | Management | ||||||||
| 11/27/08 - A | BHP Billiton Limited (Formerly BHP Ltd.) *BHP* | Q1498M100 | ||||||||||
| Management Proposals | ||||||||||||
| 1 | Receive and Consider BHP Billiton Plc’s Financial Statements, Directors’ Report, and Auditor’s Report for the Financial Year Ended June 30, 2008 | For | For | Management | ||||||||
| 2 | Receive and Consider BHP Billiton Ltd’s Financial Statements, Directors’ Report, and Auditor’s Report for the Financial Year Ended June 30, 2008 | For | For | Management | ||||||||
| 3 | Elect Paul Anderson as Director of BHP Billiton Plc | For | For | Management | ||||||||
| 4 | Elect Paul Anderson as Director of BHP Billiton Ltd | For | For | Management | ||||||||
| 5 | Elect Don Argus as Director of BHP Billiton Plc | For | For | Management | ||||||||
| 6 | Elect Don Argus as Director of BHP Billiton Ltd | For | For | Management | ||||||||
| 7 | Elect John Buchanan as Director of BHP Billiton Plc | For | For | Management | ||||||||
| 8 | Elect John Buchanan as Director of BHP Billiton Ltd | For | For | Management | ||||||||
| 9 | Elect David Crawford as Director of BHP Billiton Plc | For | For | Management | ||||||||
| 10 | Elect David Crawford as Director of BHP Billiton Ltd | For | For | Management | ||||||||
| 11 | Elect Jacques Nasser as Director of BHP Billiton Plc | For | For | Management | ||||||||
| 12 | Elect Jacques Nasser as Director of BHP Billiton Ltd | For | For | Management | ||||||||
| 13 | Elect John Schubert as Director of BHP Billiton Plc | For | For | Management | ||||||||
| 14 | Elect John Schubert as Director of BHP Billiton Ltd | For | For | Management | ||||||||
| 15 | Elect Alan Boeckmann as Director of BHP Billiton Plc | For | For | Management | ||||||||
| 16 | Elect Alan Boeckmann as Director of BHP Billiton Ltd | For | For | Management | ||||||||
| Shareholder Proposal | ||||||||||||
| 17 | Elect Stephen Mayne as Director of BHP Billiton Plc | Against | Against | Shareholder | ||||||||
| 18 | Elect Stephen Mayne as Director of BHP Billiton Ltd | Against | Against | Shareholder | ||||||||
| Continuation of Management Proposals | ||||||||||||
| 19 | Elect David Morgan as Director of BHP Billiton Plc | For | For | Management | ||||||||
| 20 | Elect David Morgan as Director of BHP Billiton Ltd | For | For | Management | ||||||||
| 21 | Elect Keith Rumble as Director of BHP Billiton Plc | For | For | Management | ||||||||
| 22 | Elect Keith Rumble as Director of BHP Billiton Ltd | For | For | Management | ||||||||
| 23 | Approve KPMG Audit plc as Auditors of BHP Billiton Plc | For | For | Management | ||||||||
| 24 | Approve Issuance of 555.97 Million Shares at $0.50 Each to BHP Billiton Plc Pursuant to its Group Incentive Schemes | For | For | Management | ||||||||
| 25 | Renew the Disapplication of Pre-Emption Rights in BHP Billiton Plc | For | For | Management | ||||||||
| 26 | Authorize Repurchase of Up To 223.11 Million Shares in BHP Billiton Plc | For | For | Management | ||||||||
| 27i | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on April 30, 2009 | For | For | Management | ||||||||
| 27ii | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on May 29, 2009 | For | For | Management | ||||||||
| 27iii | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on June 15, 2009 | For | For | Management | ||||||||
| 27iv | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on July 31, 2009 | For | For | Management | ||||||||
| 27v | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on Sept. 15, 2009 | For | For | Management | ||||||||
| 27vi | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on Nov. 30, 2009 | For | For | Management | ||||||||
| 28 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | For | For | Management | ||||||||
| 29 | Approve Amendment to the Group Incentive Scheme to Increase Target Bonus Amount from 140 Percent to 160 Percent and to Increase the Maximum Bonus from 1.5 to 2.0 Times the Target Bonus Amount | For | For | Management | ||||||||
| 30 | Approve Grant of Approximately 49,594 Deferred Shares, 197,817 Options, and 349,397 Performance Shares to Marius Kloppers, CEO, Pursuant to the Group Incentive Scheme and Long Term Incentive Plan | For | For | Management | ||||||||
| 31 | Approve Increase in The Total Remuneration Pool for Non-Executive Directors of BHP Billiton Plc to $3.8 Million | For | For | Management | ||||||||
| 32 | Approve Increase in The Total Remuneration Pool for Non-Executive Directors of BHP Billiton Ltd to $3.8 Million | For | For | Management | ||||||||
| 33 | Approve Amendments to the Articles of Association of BHP Billiton Plc | For | For | Management | ||||||||
| 34 | Approve Amendments to the Constitution of BHP Billiton Ltd | For | For | Management | ||||||||
| 12/19/08 - S | BNP Paribas *BNP* | F1058Q238 | ||||||||||
| Special Business | ||||||||||||
| 1 | Approve Contribution in Kind of 98,529,695 Fortis Banque Shares by SFPI | For | For | Management | ||||||||
| 2 | Approve Contribution in Kind of 263,586,083 Fortis Banque Luxembourg Shares by Grand Duchy of Luxembourg | For | For | Management | ||||||||
| 3 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Management | ||||||||
| 4 | Authorize Filing of Required Documents/Other Formalities | For | For | Management | ||||||||
| 01/26/09 - S | Banco Santander S.A. *STD* | 05964H105 | ||||||||||
| Meeting for ADR Holders | ||||||||||||
| 1 | CAPITAL INCREASE BY MEANS OF THE ISSUANCE OF NEW ORDINARY SHARES HAVING A PAR VALUE OF ONE-HALF EURO EACH AND AN ISSUANCE PREMIUM TO BE DETERMINED BY THE BOARD OF DIRECTORS OR, BY DELEGATION, THE EXECUTIVE COMMITTEE | For | For | Management | ||||||||
| 2 | AUTHORIZE DELIVERY OF 100 SHARES OF BANK TO EACH EMPLOYEE OF ABBEY NATL PLC SUBGRP INC FROM BRADFORD & BINGLEY PLC GRP, AS SPECIAL BONUS IN THE FRAMEWORK OF ACQUISITION OF RETAIL DEPOSITS, BRANCH & DISTRIBUTION NETWORKS OF BRADFORD & BINGLEY PLC GRP. | For | For | Management | ||||||||
| 3 | AUTHORIZE BOARD OF DIRECTORS TO RATIFY, EXECUTE & DEVELOP RESOLUTIONS ADOPTED BY SHAREHOLDERS IN GEN. MTG., TO DELEGATE POWERS IT RECEIVES FROM SHAREHOLDERS ACTING IN GEN. MTG., & GRANT OF POWERS TO CONVERT RESOLUTIONS TO NOTARIAL INSTRUMENTS | For | For | Management | ||||||||
| 01/27/09 - A | CGI Group Inc *GIB.A* | 39945C109 | ||||||||||
| Meeting for Class A Subordinate Voting and Class B Multiple Voting Shareholders | ||||||||||||
| 1 | Elect Directors | For | For | Management | ||||||||
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||||||
| 02/16/09 - S | Millicom International Cellular S.A. *MICC* | L6388F110 | ||||||||||
| Special Meeting | ||||||||||||
| 1 | Renew Authorized Common Stock | For | For | Management | ||||||||
| 2 | Eliminate Preemptive Rights under Item 1 | For | Against | Management | ||||||||
| 3 | Amend Bylaws Re: Article 5 | For | For | Management | ||||||||
| 4 | Amend Bylaws Re: Article 5 | For | For | Management | ||||||||
| 5 | Ratify Past Issuance of New Shares | For | For | Management | ||||||||
| 6 | Approve Past Amendment of Articles | For | For | Management | ||||||||
| 7 | Change Date of Annual Meeting and Amend Articles Accordingly | For | For | Management | ||||||||
| 8 | Amend Corporate Purpose and Amend Articles Accordingly | For | For | Management | ||||||||
| 9.1 | Amend Article 6 — Equity Related | For | For | Management | ||||||||
| 9.2 | Approve Introduction in Share Ownership Disclosure Threshold and Amend Bylwas Accordingly | For | Against | Management | ||||||||
| 9.3 | Amend Article 7 — Board Related | For | For | Management | ||||||||
| 9.4 | Amend Article 8 — Board Related | For | For | Management | ||||||||
| 9.5 | Amend Article 8 — Board Related | For | For | Management | ||||||||
| 9.6 | Amend Article 8 — Board Related | For | For | Management | ||||||||
| 9.7 | Amend Article 8 — Board Related | For | For | Management | ||||||||
| 9.8 | Amend Article 8 — Board Related | For | For | Management | ||||||||
| 9.9 | Amend Article 11 — Board Related | For | Against | Management | ||||||||
| 9.10 | Amend Article 21 — Non-Routine | For | For | Management | ||||||||
| 9.11 | Amend Article 21 — Non-Routine | For | For | Management | ||||||||
| 9.12 | Amend Article 21 — Non-Routine | For | For | Management | ||||||||
| 9.13 | Amend Article 21 — Non-Routine | For | For | Management | ||||||||
| 02/16/09 - S | Millicom International Cellular S.A. *MICC* | L6388F128 | ||||||||||
| Special Meeting | ||||||||||||
| 1 | Renew Authorized Common Stock | For | For | Management | ||||||||
| 2 | Eliminate Preemptive Rights under Item 1 | For | Against | Management | ||||||||
| 3 | Amend Bylaws Re: Article 5 | For | For | Management | ||||||||
| 4 | Amend Bylaws Re: Article 5 | For | For | Management | ||||||||
| 5 | Ratify Past Issuance of New Shares | For | For | Management | ||||||||
| 6 | Approve Past Amendment of Articles | For | For | Management | ||||||||
| 7 | Change Date of Annual Meeting and Amend Articles Accordingly | For | For | Management | ||||||||
| 8 | Amend Corporate Purpose and Amend Articles Accordingly | For | For | Management | ||||||||
| 9.1 | Amend Article 6 — Equity Related | For | For | Management | ||||||||
| 9.2 | Approve Introduction in Share Ownership Disclosure Threshold and Amend Bylwas Accordingly | For | Against | Management | ||||||||
| 9.3 | Amend Article 7 — Board Related | For | For | Management | ||||||||
| 9.4 | Amend Article 8 — Board Related | For | For | Management | ||||||||
| 9.5 | Amend Article 8 — Board Related | For | For | Management | ||||||||
| 9.6 | Amend Article 8 — Board Related | For | For | Management | ||||||||
| 9.7 | Amend Article 8 — Board Related | For | For | Management | ||||||||
| 9.8 | Amend Article 8 — Board Related | For | For | Management | ||||||||
| 9.9 | Amend Article 11 — Board Related | For | Against | Management | ||||||||
| 9.10 | Amend Article 21 — Non-Routine | For | For | Management | ||||||||
| 9.11 | Amend Article 21 — Non-Routine | For | For | Management | ||||||||
| 9.12 | Amend Article 21 — Non-Routine | For | For | Management | ||||||||
| 9.13 | Amend Article 21 — Non-Routine | For | For | Management | ||||||||
| 02/24/09 - A | Novartis AG *NVS* | H5820Q150 | ||||||||||
| Management Proposals | ||||||||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2 | Approve Discharge of Board and Senior Management | For | For | Management | ||||||||
| 3 | Approve Allocation of Income and Dividends of CHF 2 per Share | For | For | Management | ||||||||
| 4 | Approve CHF 3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||||||
| Shareholder Proposal Submitted by Ethos and Eight Other Shareholders | ||||||||||||
| 5.1 | Amend Articles Re: Require Annual Advisory Vote on Remuneration Report, incl. Disclosure of Compensation Amount Paid to Board of Directors and Executive Management | Against | For | Shareholder | ||||||||
| Management Proposals | ||||||||||||
| 5.2 | Amend Corporate Purpose Re: Sustainability | For | For | Management | ||||||||
| 5.3 | Amend Articles Re: Auditors | For | For | Management | ||||||||
| 6.1 | Retirement of Peter Burckhardt and William George as Directors (Non-Voting) | None | None | Management | ||||||||
| 6 | Elect Directors | For | For | Management | ||||||||
| 7 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Management | ||||||||
| 03/18/09 - A | Novo Nordisk A/S *NVO* | K7314N152 | ||||||||||
| 1 | Receive Report of Board | None | None | Management | ||||||||
| 2 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 3 | Approve Remuneration of Directors | For | For | Management | ||||||||
| 4 | Approve Allocation of Income and Dividends of DKK 6 per Share | For | For | Management | ||||||||
| Items 5a-5g: Election of Members to the Board of Directors | ||||||||||||
| 5a | Reelect Sten Scheibye as Director | For | For | Management | ||||||||
| 5b | Reelect Goran Ando as Director | For | For | Management | ||||||||
| 5c | Reelect Henrik Gurtler as Director | For | For | Management | ||||||||
| 5d | Reelect Pamela Kirby as Director | For | For | Management | ||||||||
| 5e | Reelect Kurt Nielsen as Director | For | For | Management | ||||||||
| 5f | Elect Hannu Ryopponen as New Director | For | For | Management | ||||||||
| 5g | Reelect Jorgen Wedel as Director | For | For | Management | ||||||||
| 6 | Ratify PricewaterhouseCoopers as Auditor | For | For | Management | ||||||||
| 7.1 | Approve DKK 14 Million Reduction in Class B Share Capital via Share Cancellation | For | For | Management | ||||||||
| 7.2 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||||||
| 7.3.1 | Amend Articles Re: Change “Koebenhavns Fondsboers” to “NASDAQ OMX Copenhagen” | For | For | Management | ||||||||
| 7.3.2 | Amend Existing Authorization to Issue Class B Shares to Employees; Reduce Authorization Amount to DKK 3 Million | For | For | Management | ||||||||
| 7.3.3 | Amend Existing Authorization to Issue Shares With or Without Preemptive Rights; Reduce Authorization Amount to DKK 107 Million | For | For | Management | ||||||||
| 7.3.4 | Amend Articles Re: Add Item ‘Approval of Remuneration of Directors’ to Standard AGM Agenda | For | For | Management | ||||||||
| 8 | Other Business | None | None | Management | ||||||||
| 03/19/09 - S | HSBC Holdings plc *HBC* | G4634U169 | ||||||||||
| 1 | Approve Increase in Authorised Ordinary Share Capital from USD 7,500,100,000, GBP 401,500 and EUR 100,000 to USD 10,500,100,000, GBP 401,500 and EUR 100,000 | For | For | Management | ||||||||
| 2 | Subject to the Passing of Resolution 1, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,530,200,000 (Rights Issue) | For | For | Management | ||||||||
| 3 | Subject to the Passing of Resolution 2, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,530,200,000 (Rights Issue) | For | For | Management | ||||||||
| 03/25/09 - A | East Asiatic Company A/S *ESAKF* | K30674129 | ||||||||||
| 1 | Receive Report of Board | None | None | Management | ||||||||
| 2 | Approve Financial Statements and Statutory Report; Approve Discharge of Directors | For | For | Management | ||||||||
| 3 | Approve Allocation of Income and Dividends of DKK 5.00 per Share | For | For | Management | ||||||||
| 4 | Reelect Henning Petersen, Torsten Rasmussen, Mats Lonnqvist, Connie Astrup-Larsen, and Preben Sunke as Directors | For | For | Management | ||||||||
| 5 | Ratify KPMG as Auditor | For | For | Management | ||||||||
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||||||
| 7.1 | Approve DKK 25.8 Million Reduction in Share Capital via Share Cancellation | For | For | Management | ||||||||
| 7.2 | Extend Authorization to Create a Pool of Capital without Preemptive Rights; Reduce the Amount to DKK 100 Million | For | For | Management | ||||||||
| 7.3 | Amend Articles Re: Set VP Investor Services A/S as Share Registrar; Set Address of Registrar | For | For | Management | ||||||||
| 7.4 | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | For | For | Management | ||||||||
| 03/25/09 - A | Fomento Economico Mexicano S.A.B. de C.V. (FEMSA) *FMX* | 344419106 | ||||||||||
| Meeting for ADR Holders | ||||||||||||
| 1 | Accept Report of the Board of Directors on Financial Statements and Statutory Reports for Fiscal Year 2008; Report of the CEO; Report of the Audit and Corporate Practices Committee | For | For | Management | ||||||||
| 2 | Accept Tax Report on Compliance of Fiscal Obligations in Accordance with Article 86 of Income Tax Law | For | For | Management | ||||||||
| 3 | Approve Allocation of Income and Distribution of Dividends of MXN 0.08 per Series B Shares; MXN 0.10 per Series D Shares; Corresponding to a Total of MXN 0.40 per B Unit and MXN 0.48 per BD Unit | For | For | Management | ||||||||
| 4 | Set Aggregate Nominal Share Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion in Accordance with Article 56 of the Securities Market Law | For | For | Management | ||||||||
| 5 | Elect Proprietary and Alternate Directors, Board Secretaries, Qualification of Independence; Approve their Remuneration | For | For | Management | ||||||||
| 6 | Approve Integration of Committees on 1) Finance and Planning, 2) Audit and 3) Corporate Practices; Appoint Respective Chairmen; and Approve their Remuneration | For | For | Management | ||||||||
| 7 | Appoint delegates for the execution and formalization of the meeting’s resolutions | For | For | Management | ||||||||
| 8 | Approve Minutes of Meeting | For | For | Management | ||||||||
| 03/25/09 - A | Yamaha Motor Co. Ltd. *7272* | J95776126 | ||||||||||
| 1 | Approve Allocation of Income, With a Final Dividend of JY 5 | For | For | Management | ||||||||
| 2 | Amend Articles to Reflect Digitalization of Share Certificates — Increase Authorized Capital | For | For | Management | ||||||||
| 3 | Elect Directors | For | For | Management | ||||||||
| 4.1 | Appoint Internal Statutory Auditor | For | For | Management | ||||||||
| 4.2 | Appoint Internal Statutory Auditor | For | For | Management | ||||||||
| 5 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | For | For | Management | ||||||||
| 04/02/09 - A | Zurich Financial Services AG *ZFSVY* | H9870Y105 | ||||||||||
| 1 | Accept Financial Statements and Statutory Reports; Approve Remuneration Report | For | For | Management | ||||||||
| 2 | Approve Allocation of Income and Dividends of CHF 11 per Share | For | For | Management | ||||||||
| 3 | Approve Discharge of Board and Senior Management | For | For | Management | ||||||||
| 4 | Increase Existing Pool of Authorized Capital without Preemtive Rights by CHF 400,000 to CHF 1 Million | For | For | Management | ||||||||
| 5 | Increase Existing Pool of Conditional Capital without Preemptive Rights by CHF 451,817 to CHF 1 Million | For | For | Management | ||||||||
| 6 | Amend Articles Re: Indicate Legal Form in Company Name | For | For | Management | ||||||||
| 7 | Elect Directors | For | For | Management | ||||||||
| 7.2 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Management | ||||||||
| 04/07/09 - A | Jeronimo Martins SGPS S.A *JRONY* | X40338109 | ||||||||||
| 1 | Accept Individual Financial Statements and Statutory Reports for Fiscal 2008 | For | For | Management | ||||||||
| 2 | Approve Allocation of Income and Dividends | For | For | Management | ||||||||
| 3 | Accept Consolidated Financial Statements and Statutory Reports for Fiscal 2008 | For | For | Management | ||||||||
| 4 | Approve Discharge of Management and Supervisory Board | For | For | Management | ||||||||
| 5 | Accept Remuneration Report Issued by the Remuneration Committee | For | Against | Management | ||||||||
| 6 | Approve Increase in the Board’s Size to Ten | For | For | Management | ||||||||
| 7 | Elect Marcel Corstjens as Director | For | For | Management | ||||||||
| 8 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | Management | ||||||||
| 04/08/09 - A | Daimler AG *DAI* | D1668R123 | ||||||||||
| Duplicate meeting for ballots received via Broadridge North American Ballot distribution system. | ||||||||||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | None | None | Management | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | For | For | Management | ||||||||
| 3 | Approve Discharge of Management Board for Fiscal 2008 | For | For | Management | ||||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2008 | For | For | Management | ||||||||
| 5 | Ratify KPMG AG as Auditors for Fiscal 2009 | For | For | Management | ||||||||
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Management | ||||||||
| 7 | Authorize Use of Financial Derivatives when Repurchasing Shares | For | For | Management | ||||||||
| 8 | Elect Supervisory Board Member | For | For | Management | ||||||||
| 9 | Approve Affiliation Agreements with EvoBus GmbH | For | For | Management | ||||||||
| 10 | Amend Articles Re: Convocation of General Meeting due to New German Legislation (Law on Transposition of EU Shareholders’ Rights Directive) | For | For | Management | ||||||||
| 11 | Approve Creation of EUR 1 Billion Pool of Capital without Preemptive Rights | For | For | Management | ||||||||
| 12 | Counter Motion A | Against | Against | Shareholder | ||||||||
| 13 | Counter Motion B | Against | Against | Shareholder | ||||||||
| 14 | Counter Motion C | Against | Against | Shareholder | ||||||||
| 04/15/09 - A | Fairfax Financial Holdings Ltd. *FFH* | 303901102 | ||||||||||
| Meeting for Subordinate and Multiple Voting Shareholders | ||||||||||||
| 1 | Elect Directors | For | For | Management | ||||||||
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||||||
| 04/15/09 - A/S | Scor SE *SCRYY* | F15561677 | ||||||||||
| Ordinary Business | ||||||||||||
| 1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2 | Approve Treatment of Losses and Dividends of EUR 0.80 per Share | For | For | Management | ||||||||
| 3 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 4 | Approve Auditors’ Special Report Regarding Related-Party Transactions | For | Against | Management | ||||||||
| 5 | Approve Transaction with Denis Kessler Re: Severance Payments | For | Against | Management | ||||||||
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||||||
| 7 | Reelect Carlo Acutis as Director | For | For | Management | ||||||||
| 8 | Reelect Daniel Lebegue as Director | For | For | Management | ||||||||
| 9 | Reelect Andre Levy-Lang as Director | For | For | Management | ||||||||
| 10 | Reelect Jean-Claude Seys as Director | For | For | Management | ||||||||
| 11 | Reelect Luc Rouge as Director | For | For | Management | ||||||||
| 12 | Elect Peter Eckert as Director | For | For | Management | ||||||||
| 13 | Elect Mederic Prevoyance as Director | For | For | Management | ||||||||
| 14 | Reappoint Georges Chodron de Courcel as Censor | For | For | Management | ||||||||
| 15 | Authorize Filing of Required Documents/Other Formalities | For | For | Management | ||||||||
| Special Business | ||||||||||||
| 16 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | For | For | Management | ||||||||
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 599,999,999.98 | For | For | Management | ||||||||
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 289,999,998.54 | For | For | Management | ||||||||
| 19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 17 and 18 | For | For | Management | ||||||||
| 20 | Authorize Capital Increase of Up to EUR 289,999,998.54 for Future Exchange Offers and Up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Management | ||||||||
| 21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||||||
| 22 | Authorize up to 3 Million Shares for Use in Stock Option Plan | For | For | Management | ||||||||
| 23 | Authorize up to 3 Million Shares for Use in Restricted Stock Plan | For | Against | Management | ||||||||
| 24 | Approve Employee Stock Purchase Plan | For | For | Management | ||||||||
| 25 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 870,892,748.04 | For | For | Management | ||||||||
| 26 | Authorize Filing of Required Documents/Other Formalities | For | For | Management | ||||||||
| 04/16/09 - A | BP plc *BP* | 055622104 | ||||||||||
| Meeting for ADR Holders | ||||||||||||
| 1 | TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS | For | For | Management | ||||||||
| 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | For | Against | Management | ||||||||
| 3 | DIRECTOR MR A BURGMANS | For | For | Management | ||||||||
| 4 | DIRECTOR MRS C B CARROLL | For | For | Management | ||||||||
| 5 | DIRECTOR SIR WILLIAM CASTELL | For | For | Management | ||||||||
| 6 | DIRECTOR MR I C CONN | For | For | Management | ||||||||
| 7 | DIRECTOR MR G DAVID | For | For | Management | ||||||||
| 8 | DIRECTOR MR E B DAVIS, JR | For | For | Management | ||||||||
| 9 | DIRECTOR MR R DUDLEY | For | For | Management | ||||||||
| 10 | DIRECTOR MR D J FLINT | For | For | Management | ||||||||
| 11 | DIRECTOR DR B E GROTE | For | For | Management | ||||||||
| 12 | DIRECTOR DR A B HAYWARD | For | For | Management | ||||||||
| 13 | DIRECTOR MR A G INGLIS | For | For | Management | ||||||||
| 14 | DIRECTOR DR D S JULIUS | For | For | Management | ||||||||
| 15 | DIRECTOR SIR TOM MCKILLOP | For | Withhold | Management | ||||||||
| 16 | DIRECTOR SIR IAN PROSSER | For | For | Management | ||||||||
| 17 | DIRECTOR MR P D SUTHERLAND | For | For | Management | ||||||||
| 18 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION | For | For | Management | ||||||||
| 19 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | For | For | Management | ||||||||
| 20 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT | For | For | Management | ||||||||
| 21 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS | For | For | Management | ||||||||
| 22 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS | For | For | Management | ||||||||
| 04/17/09 - A/S | Sanofi Aventis *SNY* | F5548N101 | ||||||||||
| Ordinary Business | ||||||||||||
| 1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 3 | Approve Allocation of Income and Dividends of EUR 2.20 per Share | For | For | Management | ||||||||
| 4 | Ratify Appointment of Chris Viehbacher as Director | For | For | Management | ||||||||
| 5 | Approve Auditors’ Special Report Regarding Related-Party Transactions | For | Against | Management | ||||||||
| 6 | Approve Transaction with Chris Viehbacher Re: Severance Payments | For | Against | Management | ||||||||
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||||||
| Special Business | ||||||||||||
| 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | For | For | Management | ||||||||
| 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | For | For | Management | ||||||||
| 10 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Management | ||||||||
| 11 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | Management | ||||||||
| 12 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | For | For | Management | ||||||||
| 13 | Approve Employee Stock Purchase Plan | For | For | Management | ||||||||
| 14 | Authorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan | For | Against | Management | ||||||||
| 15 | Authorize up to 1.0 Percent of Issued Capital for Use in Restricted Stock Plan | For | Against | Management | ||||||||
| 16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||||||
| 17 | Amend Article 15 of the Bylaws Re: Audit Committee | For | For | Management | ||||||||
| 18 | Authorize Filing of Required Documents/Other Formalities | For | For | Management | ||||||||
| 04/21/09 - A | Canadian National Railway Company *CNR* | 136375102 | ||||||||||
| 1 | Elect Directors | For | For | Management | ||||||||
| 2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||||||
| 04/21/09 - A | H. Lundbeck A/S *HLUKY* | K4406L129 | ||||||||||
| 1 | Receive Report of Board (Non-Voting) | None | None | Management | ||||||||
| 2 | Approve Financial Statements and Statutory Report; Approve Discharge of Directors | For | For | Management | ||||||||
| 3 | Approve Allocation of Income and Dividends of DKK 2.30 per Share | For | For | Management | ||||||||
| 4 | Reelect Per Wold-Olsen, Thorleif Krarup, Peter Kuerstein, Mats Pettersson, Jes Oestergaard, and Egil Bodd as Directors | For | For | Management | ||||||||
| 5 | Ratify Deloitte as Auditor | For | For | Management | ||||||||
| 6.1 | Approve DKK 3.8 Million Reduction in Share Capital via Share Cancellation | For | For | Management | ||||||||
| 6.2 | Approve Creation of DKK 40 Million Pool of Capital without Preemptive Rights | For | For | Management | ||||||||
| 6.3 | Amend Articles Re: New Article Regarding Provision Governing Electronic Communication | For | For | Management | ||||||||
| 6.4 | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | For | For | Management | ||||||||
| 7 | Other Business (Non-Voting) | None | None | Management | ||||||||
| 04/21/09 - A | Syngenta AG *SYT* | H84140112 | ||||||||||
| 1 | Accept Financial Statements and Statutory Reports, Including Remuneration Report | For | For | Management | ||||||||
| 2 | Approve Discharge of Board and Senior Management | For | For | Management | ||||||||
| 3 | Approve CHF 231,500 Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||||||
| 4 | Approve Allocation of Income and Dividends of CHF 6 per Share | For | For | Management | ||||||||
| 5 | Elect Directors | For | For | Management | ||||||||
| 6 | Ratify Ernst & Young AG as Auditors | For | For | Management | ||||||||
| 04/22/09 - S | Partner Communications Company Ltd. *PTNR* | 70211M109 | ||||||||||
| Meeting for ADR Holders | ||||||||||||
| 1 | Elect Michael Anghel as External Director | For | For | Management | ||||||||
| 1a | Indicate If You Are a Controlling Shareholder in Item 1 | None | Abstain | Management | ||||||||
| 2 | Amend 2004 Share Option Plan | For | Against | Management | ||||||||
| 04/22/09 - A | RWE AG *RWE* | D6629K109 | ||||||||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | None | None | Management | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 4.50 per Share | For | For | Management | ||||||||
| 3 | Approve Discharge of Management Board for Fiscal 2008 | For | For | Management | ||||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2008 | For | For | Management | ||||||||
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | For | For | Management | ||||||||
| 6 | Ratify PricewaterhouseCoopers AG for the Inspection of the 2009 Mid-Yearl Report | For | For | Management | ||||||||
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Management | ||||||||
| 8 | Authorize Use of Financial Derivatives when Repurchasing Shares | For | For | Management | ||||||||
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 144 Million Pool of Capital to Guarantee Conversion Rights | For | For | Management | ||||||||
| 10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 144 Million Pool of Capital to Guarantee Conversion Rights | For | For | Management | ||||||||
| 11 | Amend Articles Re: Participation in the Annual Meeting; Chair of the Annual Meeting | For | For | Management | ||||||||
| 12 | Amend Articles Re: Designation of Proxy | For | For | Management | ||||||||
| 04/23/09 - A | Heineken NV *HINKY* | N39427211 | ||||||||||
| Annual Meeting | ||||||||||||
| 1a | Approve Financial Statements | For | For | Management | ||||||||
| 1b | Approve Allocation of Income and Dividends of EUR 0.62 per Share | For | For | Management | ||||||||
| 1c | Approve Discharge of Management Board | For | For | Management | ||||||||
| 1d | Approve Discharge of Supervisory Board | For | For | Management | ||||||||
| 2 | Amend Articles | For | For | Management | ||||||||
| 3a | Authorize Repurchase of Shares | For | For | Management | ||||||||
| 3b | Grant Board Authority to Issue Shares Up To Ten Percent of Issued Capital | For | For | Management | ||||||||
| 3c | Authorize Board to Exclude Preemptive Rights from Issuance under Item 3b | For | For | Management | ||||||||
| 4a | Withdrawn Item: Approve Remuneration Report Containing Remuneration Policy for Management Board Members | None | None | Management | ||||||||
| 4b | Withdrawn Item: Approve Long-Term Incentive Plan for Management Board Members | None | None | Management | ||||||||
| 5a | Reelect M. Das to Supervisory Board | For | For | Management | ||||||||
| 5b | Reelect J.M. Hessels to Supervisory Board | For | For | Management | ||||||||
| 5c | Elect Ch. Navarre to Supervisory Board | For | For | Management | ||||||||
| 04/23/09 - A | Nestle SA *NSRGY* | H57312649 | ||||||||||
| 1.1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 1.2 | Approve Remuneration Report | For | For | Management | ||||||||
| 2 | Approve Discharge of Board and Senior Management | For | For | Management | ||||||||
| 3 | Approve Allocation of Income and Dividends of CHF 1.40 per Share | For | For | Management | ||||||||
| 4 | Elect Directors | For | For | Management | ||||||||
| 4.2 | Ratify KPMG AG as Auditors | For | For | Management | ||||||||
| 5 | Approve CHF 180 million Reduction in Share Capital | For | For | Management | ||||||||
| 04/27/09 - A | ING Groep NV *ING* | N4578E413 | ||||||||||
| Annual Meeting | ||||||||||||
| 1 | Open Meeting and Receive Announcements | None | None | Management | ||||||||
| 2a | Receive Report of Management Board (Non-Voting) | None | None | Management | ||||||||
| 2b | Receive Report of Supervisory Board (Non-Voting) | None | None | Management | ||||||||
| 2c | Approve Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 3a | Receive Explanation on Company’s Reserves and Dividend Policy | None | None | Management | ||||||||
| 3b | Approve Dividends of EUR 0.74 Per Share | For | For | Management | ||||||||
| 4 | Discuss Remuneration Report | None | None | Management | ||||||||
| 5 | Discussion on Company’s Corporate Governance Structure | None | None | Management | ||||||||
| 6 | Receive Explanation on Company’s Corporate Responsibility Performance | None | None | Management | ||||||||
| 7a | Approve Discharge of Management Board | For | For | Management | ||||||||
| 7b | Approve Discharge of Supervisory Board | For | For | Management | ||||||||
| 8a | Elect Jan Hommen to Executive Board | For | For | Management | ||||||||
| 8b | Elect Patrick Flynn | For | For | Management | ||||||||
| 9a | Reelect Godfried van der Lugt to Supervisory Board | For | For | Management | ||||||||
| 9b | Elect Tineke Bahlmann to Supervisory Board | For | For | Management | ||||||||
| 9c | Elect Jeroen van der Veer to Supervisory Board | For | For | Management | ||||||||
| 9d | Elect Lodewijk de Waal to Supervisory Board | For | For | Management | ||||||||
| 10 | Grant Board Authority to Issue Shares and Restricting/Excluding Preemptive Rights | For | For | Management | ||||||||
| 11 | Authorize Repurchase of Shares | For | For | Management | ||||||||
| 12 | Any Other Businesss and Close Meeting | None | None | Management | ||||||||
| 04/27/09 - A | ING Groep NV *ING* | 456837103 | ||||||||||
| Meeting for ADR Holders | ||||||||||||
| 1 | Open Meeting and Receive Announcements | None | None | Management | ||||||||
| 2a | Receive Report of Management Board (Non-Voting) | None | None | Management | ||||||||
| 2b | Receive Report of Supervisory Board (Non-Voting) | None | None | Management | ||||||||
| 2c | Approve Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 3a | Receive Explanation on Company’s Reserves and Dividend Policy | None | None | Management | ||||||||
| 3b | Approve Dividends of EUR 0.74 Per Share | For | For | Management | ||||||||
| 4 | Discuss Remuneration Report | None | None | Management | ||||||||
| 5 | Discussion on Company’s Corporate Governance Structure | None | None | Management | ||||||||
| 6 | Receive Explanation on Company’s Corporate Responsibility Performance | None | None | Management | ||||||||
| 7a | Approve Discharge of Management Board | For | For | Management | ||||||||
| 7b | Approve Discharge of Supervisory Board | For | For | Management | ||||||||
| 8a | Elect Jan Hommen to Executive Board | For | For | Management | ||||||||
| 8b | Elect Patrick Flynn | For | For | Management | ||||||||
| 9a | Reelect Godfried van der Lugt to Supervisory Board | For | For | Management | ||||||||
| 9b | Elect Tineke Bahlmann to Supervisory Board | For | For | Management | ||||||||
| 9c | Elect Jeroen van der Veer to Supervisory Board | For | For | Management | ||||||||
| 9d | Elect Lodewijk de Waal to Supervisory Board | For | For | Management | ||||||||
| 10 | Grant Board Authority to Issue Shares and Restricting/Excluding Preemptive Rights | For | For | Management | ||||||||
| 11 | Authorize Repurchase of Shares | For | For | Management | ||||||||
| 12 | Any Other Businesss and Close Meeting | None | None | Management | ||||||||
| 04/28/09 - A | Ahold Kon Nv *AH* | N0139V142 | ||||||||||
| Annual Meeting | ||||||||||||
| 1 | Open Meeting | None | None | Management | ||||||||
| 2 | Receive Report of Management Board (Non-Voting) | None | None | Management | ||||||||
| 3 | Receive Explanation on Company’s Reserves and Dividend Policy | None | None | Management | ||||||||
| 4 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 5 | Approve Dividends of EUR 0.18 Per Share | For | For | Management | ||||||||
| 6 | Approve Discharge of Management Board | For | For | Management | ||||||||
| 7 | Approve Discharge of Supervisory Board | For | For | Management | ||||||||
| 8 | Elect L. Benjamin to Executive Board | For | For | Management | ||||||||
| 9 | Reelect S.M. Shern to Supervisory Board | For | For | Management | ||||||||
| 10 | Reelect D.C. Doijer to Supervisory Board | For | For | Management | ||||||||
| 11 | Elect B.J. Noteboom to Supervisory Board | For | For | Management | ||||||||
| 12 | Ratify Deloitte Accountants as Auditors | For | For | Management | ||||||||
| 13 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | For | For | Management | ||||||||
| 14 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13 | For | For | Management | ||||||||
| 15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management | ||||||||
| 16 | Approve Reduction of Issued Capital by Cancelling Treasury Shares | For | For | Management | ||||||||
| 17 | Close Meeting | None | None | Management | ||||||||
| 04/29/09 - A | Finmeccanica Spa *FINMY* | T4502J151 | ||||||||||
| Ordinary Business | ||||||||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
| Appoint Internal Statutory Auditors and Approve Auditors’ Remuneration — Vote Only On One of the Following Lists | ||||||||||||
| 2.1 | Slate Submitted by the Italian Ministry o Economy and Finance | None | Do Not Vote | Management | ||||||||
| 2.2 | Slate Submitted by Mediobanca Spa | None | Do Not Vote | Management | ||||||||
| 2.3 | Slate Submitted by Institutional Investors | None | For | Management | ||||||||
| 3 | Appoint Chairman of the Internal Statutory Auditors | For | For | Management | ||||||||
| 4 | Approve Remuneration of Internal Statutory Auditors | For | For | Management | ||||||||
| 5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | Management | ||||||||
| 04/29/09 - A | Jardine Cycle & Carriage Ltd (formerly Cycle & Carriage Ltd) *JCYCF* | Y43703100 | ||||||||||
| 1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Management | ||||||||
| 2 | Declare Final Dividend of $0.36 Per Share | For | For | Management | ||||||||
| 3 | Approve Additional Directors’ Fees of SGD 15,000 for the Year Ended Dec. 31, 2008 and Directors’ Fees of Up to SGD 502,000 for the Year Ending Dec. 31, 2009 (2008: SGD 495,500) | For | For | Management | ||||||||
| 4a | Reelect James Watkins as Director | For | For | Management | ||||||||
| 4b | Reelect Datuk Azlan bin Mohd Zainol as Director | For | For | Management | ||||||||
| 4c | Reelect Cheah Kim Teck as Director | For | For | Management | ||||||||
| 4d | Reelect Mark Greenberg as Director | For | For | Management | ||||||||
| 5 | Reelect Boon Yoon Chiang as Director | For | For | Management | ||||||||
| 6 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||||||
| 7 | Other Business (Voting) | For | Against | Management | ||||||||
| 8a | Approve Issuance of Shares without Preemptive Rights | For | For | Management | ||||||||
| 8b | Authorize Share Repurchase Program | For | For | Management | ||||||||
| 8c | Approve Mandate for Transactions with Related Parties | For | For | Management | ||||||||
| 04/29/09 - S | United Overseas Bank Limited *UOVEY* | V96194127 | ||||||||||
| 1 | Authorize Share Repurchase Program | For | For | Management | ||||||||
| 04/29/09 - A | United Overseas Bank Limited *UOVEY* | V96194127 | ||||||||||
| 1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Management | ||||||||
| 2 | Declare Final Dividend of SGD 0.40 Per Share | For | For | Management | ||||||||
| 3 | Approve Directors’ Fees of SGD 912,500 for 2008 (2007: SGD 912,500) | For | For | Management | ||||||||
| 4 | Approve Payment SGD 2.5 Million as Fee to Wee Cho Yaw, Chairman of the Bank, for the Period from January 2008 to December 2008 | For | For | Management | ||||||||
| 5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||||||
| 6 | Reelect Wee Ee Cheong as Director | For | For | Management | ||||||||
| 7 | Reelect Wee Cho Yaw as Director | For | For | Management | ||||||||
| 8 | Reelect Lim Pin as Director | For | For | Management | ||||||||
| 9 | Reelect Ngiam Tong Dow as Director | For | For | Management | ||||||||
| 10 | Approve Issuance of Shares without Preemptive Rights | For | For | Management | ||||||||
| 11 | Approve Allotment and Issuance of Preference Shares | For | For | Management | ||||||||
| 04/29/09 - A | Wilmar International Ltd (frmly EZYHEALTH ASIA PACIFIC LTD) *WLMIF* | Y9586L109 | ||||||||||
| 1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Management | ||||||||
| 2 | Declare Final Dividend of SGD 0.045 Per Share | For | For | Management | ||||||||
| 3 | Approve Directors’ Fees of SGD 360,000 for the Year Ended Dec. 31, 2008 (2007: SGD 360,000) | For | For | Management | ||||||||
| 4 | Reelect Kuok Khoon Hong as Director | For | For | Management | ||||||||
| 5 | Reelect Yeo Teng Yang as Director | For | For | Management | ||||||||
| 6 | Reelect Tay Kah Chye as Director | For | For | Management | ||||||||
| 7 | Reelect Kwah Thiam Hock as Director | For | For | Management | ||||||||
| 8 | Reelect Kuok Khoon Ho as Director | For | For | Management | ||||||||
| 9 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||||||
| 10 | Approve Mandate for Transactions with Related Parties | For | For | Management | ||||||||
| 11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Management | ||||||||
| 12 | Approve Issuance of Shares and Grant Options Pursuant to the Wilmar Executives’ Share Option Scheme | For | Against | Management | ||||||||
| 13 | Authorize Placement of New Shares at a Discount Exceeding 10 Percent But Not More Than 20 Percent of the Weighted Average Price Per Share | For | For | Management | ||||||||
| 04/29/09 - S | Wilmar International Ltd (frmly EZYHEALTH ASIA PACIFIC LTD) *WLMIF* | Y9586L109 | ||||||||||
| Special Business | ||||||||||||
| 1 | Amend Memorandum of Association | For | For | Management | ||||||||
| 2 | Adopt New Articles of Association | For | For | Management | ||||||||
| 04/29/09 - S | Wilmar International Ltd (frmly EZYHEALTH ASIA PACIFIC LTD) *WLMIF* | Y9586L109 | ||||||||||
| 1 | Authorize Share Repurchase Program | For | For | Management | ||||||||
| 04/29/09 - S | Wilmar International Ltd (frmly EZYHEALTH ASIA PACIFIC LTD) *WLMIF* | Y9586L109 | ||||||||||
| 1 | Adopt Wilmar Executives Share Option Scheme 2009 (Option Scheme) | For | Against | Management | ||||||||
| 2 | Authorize Offer and Grant of Options at a Discount to the Market Price under the Option Scheme | For | Against | Management | ||||||||
| 3 | Approve Participation of Kuok Khoon Hong in the Option Scheme | For | Against | Management | ||||||||
| 4 | Approve Participation of Martha Sitorus in the Option Scheme | For | Against | Management | ||||||||
| 5 | Approve Grant of Option(s) to Kuok Khoon Hong, a Controlling Shareholder, under the Option Scheme | For | Against | Management | ||||||||
| 6 | Approve Grant of Option(s) to Martha Sitorus, a Controlling Shareholder, under the Option Scheme | For | Against | Management | ||||||||
| 04/30/09 - A | AstraZeneca plc *AZN* | G0593M107 | ||||||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2 | Confirm First Interim Dividend of USD 0.55 (27.8 Pence, 3.34 SEK) Per Ordinary Share; Confirm as Final Dividend the Second Interim Dividend of USD 1.50 (104.8 Pence, 12.02 SEK) Per Ordinary Share | For | For | Management | ||||||||
| 3 | Reappoint KPMG Audit plc as Auditors of the Company | For | For | Management | ||||||||
| 4 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||||||
| 5(a) | Re-elect Louis Schweitzer as Director | For | For | Management | ||||||||
| 5(b) | Re-elect David Brennan as Director | For | For | Management | ||||||||
| 5(c) | Re-elect Simon Lowth as Director | For | For | Management | ||||||||
| 5(d) | Re-elect Bo Angelin as Director | For | For | Management | ||||||||
| 5(e) | Re-elect John Buchanan as Director | For | For | Management | ||||||||
| 5(f) | Re-elect Jean-Philippe Courtois as Director | For | For | Management | ||||||||
| 5(g) | Re-elect Jane Henney as Director | For | For | Management | ||||||||
| 5(h) | Re-elect Michele Hooper as Director | For | For | Management | ||||||||
| 5(i) | Elect Rudy Markham as Director | For | For | Management | ||||||||
| 5(j) | Re-elect Dame Nancy Rothwell as Director | For | For | Management | ||||||||
| 5(k) | Re-elect John Varley as Director | For | For | Management | ||||||||
| 5(l) | Re-elect Marcus Wallenberg as Director | For | For | Management | ||||||||
| 6 | Approve Remuneration Report | For | For | Management | ||||||||
| 7 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, to Make EU Political Donations to Political Organisations Other Than Political Parties and to Incur EU Political Expenditure up to USD 250,000 | For | For | Management | ||||||||
| 8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 120,636,176 | For | For | Management | ||||||||
| 9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 18,095,426 | For | For | Management | ||||||||
| 10 | Authorise 144,763,412 Ordinary Shares for Market Purchase | For | For | Management | ||||||||
| 04/30/09 - A | British American Tobacco plc *BATS* | 110448107 | ||||||||||
| Meeting for ADR Holders | ||||||||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2 | Approve Remuneration Report | For | For | Management | ||||||||
| 3 | Approve Final Dividend of 61.6 Pence Per Ordinary Share | For | For | Management | ||||||||
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management | ||||||||
| 5 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||||||
| 6 (a) | Re-elect Paul Adams as Director | For | For | Management | ||||||||
| 6 (b) | Re-elect Jan du Plessis as Director | For | For | Management | ||||||||
| 6 (c) | Re-elect Robert Lerwill as Director | For | For | Management | ||||||||
| 6 (d) | Re-elect Sir Nicholas Scheele as Director | For | For | Management | ||||||||
| 7 | Elect Gerry Murphy as Director | For | For | Management | ||||||||
| 8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 166,359,108 | For | For | Management | ||||||||
| 9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 24,953,866 | For | For | Management | ||||||||
| 10 | Authorise 199,600,000 Ordinary Shares for Market Purchase | For | For | Management | ||||||||
| 11 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other than Political Parties and to Incur EU Political Expenditure up to GBP 1,000,000 | For | For | Management | ||||||||
| 12 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | For | For | Management | ||||||||
| 13 | Adopt New Articles of Association with Effect from 01 October 2009 | For | For | Management | ||||||||
| 04/30/09 - A/S | Intesa SanPaolo SPA *ISNPY* | T55067101 | ||||||||||
| Ordinary Business | ||||||||||||
| 1 | Approve Allocation of Income | For | For | Management | ||||||||
| 2 | Integrate Remuneration of External Auditors | For | For | Management | ||||||||
| Special Business | ||||||||||||
| 1 | Amend Company Bylaws to Comply with Bank of Italy’s Regulation | For | For | Management | ||||||||
| 05/01/09 - A | Woodside Petroleum Ltd. *WPL* | 980228100 | ||||||||||
| 1 | Receive Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2008 | None | None | Management | ||||||||
| 2(a) | Elect Michael Alfred Chaney as a Director | For | For | Management | ||||||||
| 2(b) | Elect Erich Fraunschiel as a Director | For | For | Management | ||||||||
| 2(c) | Elect Pierre Jean-Marie Henri Jungels as a Director | For | For | Management | ||||||||
| 2(d) | Elect David Ian McEvoy as a Director | For | For | Management | ||||||||
| 2(e) | Elect Melinda Ann Cilento as a Director | For | For | Management | ||||||||
| 2(f) | Elect Ian Robertson as a Director | For | For | Management | ||||||||
| 3 | Approve Remuneration Report for the Financial Year Ended Dec. 31, 2008 | For | For | Management | ||||||||
| 05/05/09 - A | ABB Ltd. *ABB* | H0010V101 | ||||||||||
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | None | None | Management | ||||||||
| 2.1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2.2 | Approve Remuneration Report | For | For | Management | ||||||||
| 3 | Approve Discharge of Board and Senior Management | For | For | Management | ||||||||
| 4 | Approve Allocation of Income and Omission of Dividends | For | For | Management | ||||||||
| 5 | Approve Creation of CHF 404 Million Pool of Capital without Preemptive Rights | For | For | Management | ||||||||
| 6 | Approve CHF 1.1 Billion Reduction in Share Capital and Capital Repayment of CHF 0.48 per Registered Share | For | For | Management | ||||||||
| 7 | Amend Shareholding Threshold for Proposing Resolutions at Shareholder Meetings | For | For | Management | ||||||||
| 8 | Elect Directors | For | For | Management | ||||||||
| 9 | Ratify Ernst & Young AG as Auditors | For | For | Management | ||||||||
| 05/05/09 - A | ABB Ltd. *ABB* | 000375204 | ||||||||||
| Meeting for ADR Holders | ||||||||||||
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | None | None | Management | ||||||||
| 2.1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2.2 | Approve Remuneration Report | For | For | Management | ||||||||
| 3 | Approve Discharge of Board and Senior Management | For | For | Management | ||||||||
| 4 | Approve Allocation of Income and Omission of Dividends | For | For | Management | ||||||||
| 5 | Approve Creation of CHF 404 Million Pool of Capital without Preemptive Rights | For | For | Management | ||||||||
| 6 | Approve CHF 1.1 Billion Reduction in Share Capital and Capital Repayment of CHF 0.48 per Registered Share | For | For | Management | ||||||||
| 7 | Amend Shareholding Threshold for Proposing Resolutions at Shareholder Meetings | For | For | Management | ||||||||
| 8 | Elect Directors | For | For | Management | ||||||||
| 9 | Ratify Ernst & Young AG as Auditors | For | For | Management | ||||||||
| 05/06/09 - A | BAE Systems plc *BA/* | G06940103 | ||||||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2 | Approve Remuneration Report | For | For | Management | ||||||||
| 3 | Approve Final Dividend of 8.7 Pence Per Ordinary Share | For | For | Management | ||||||||
| 4 | Re-elect Philip Carroll as Director | For | For | Management | ||||||||
| 5 | Re-elect Ian King as Director | For | For | Management | ||||||||
| 6 | Re-elect Roberto Quarta as Director | For | For | Management | ||||||||
| 7 | Re-elect George Rose as Director | For | For | Management | ||||||||
| 8 | Elect Carl Symon as Director | For | For | Management | ||||||||
| 9 | Reappoint KPMG Audt plc as Auditors of the Company | For | For | Management | ||||||||
| 10 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||||||
| 11 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties and/ or Independent Election Candidates, to Political Organisations Other than Political Parties and to Incur EU Political Expenditure up to GBP 100,000 | For | For | Management | ||||||||
| 12 | Approve Increase in Authorised Ordinary Share Capital from GBP 188,750,001 to GBP 218,750,001 | For | For | Management | ||||||||
| 13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 29,396,313 and an Additional Amount Pursuant to a Rights Issue of up to GBP 29,396,313 | For | For | Management | ||||||||
| 14 | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,409,888 | For | For | Management | ||||||||
| 15 | Authorise 352,791,045 Ordinary Shares for Market Purchase | For | For | Management | ||||||||
| 16 | Amend Articles of Association by Deleting All the Provisions of the Company’s Memorandum of Association which, by Virtue of Section 28 of the Companies Act of 2006, are to be Treated as Provisions of the Company’s Articles of Association | For | For | Management | ||||||||
| 17 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | For | For | Management | ||||||||
| 05/06/09 - A | E.ON AG (formerly Veba AG) *EOAN* | D24914133 | ||||||||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | None | None | Management | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | For | For | Management | ||||||||
| 3 | Approve Discharge of Management Board for Fiscal 2008 | For | For | Management | ||||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2008 | For | For | Management | ||||||||
| 5 | Elect Jens Heyerdahl to the Supervisory Board | For | For | Management | ||||||||
| 6a | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | For | For | Management | ||||||||
| 6b | Ratify PricewaterhouseCoopers AG as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2009 | For | For | Management | ||||||||
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares | For | For | Management | ||||||||
| 8 | Approve Creation of EUR 460 Million Pool of Capital without Preemptive Rights | For | For | Management | ||||||||
| 9a | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion Rights | For | For | Management | ||||||||
| 9b | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion Rights | For | For | Management | ||||||||
| 10 | Amend Corporate Purpose | For | For | Management | ||||||||
| 11a | Amend Articles Re: Audio and Video Transmission at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders’ Rights Directive) | For | For | Management | ||||||||
| 11b | Amend Articles Re: Voting Rights Representation at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders’ Rights Directive) | For | For | Management | ||||||||
| 11c | Amend Articles Re: Convocation of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders’ Rights Directive) | For | For | Management | ||||||||
| 12 | Approve Affiliation Agreement with E.ON Einundzwanzigste Verwaltungs GmbH | For | For | Management | ||||||||
| 13 | Approve Affiliation Agreement with E.ON Zweiundzwanzigste Verwaltungs GmbH | For | For | Management | ||||||||
| 05/06/09 - A | E.ON AG (formerly Veba AG) *EOAN* | 268780103 | ||||||||||
| Meeting for ADR Holders | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2008 (NON-VOTING) | None | None | Management | ||||||||
| 2 | APPROPRIATION OF BALANCE SHEET PROFITS FROM THE 2008 FINANCIAL YEAR | For | For | Management | ||||||||
| 3 | DISCHARGE OF THE BOARD OF MANAGEMENT FOR THE 2008 FINANCIAL YEAR | For | For | Management | ||||||||
| 4 | DISCHARGE OF THE SUPERVISORY BOARD FOR THE 2008 FINANCIAL YEAR | For | For | Management | ||||||||
| 5 | ELECTION OF JENS P. HEYERDAHL AS A MEMBER OF THE SUPERVISORY BOARD | For | For | Management | ||||||||
| 6 | ELECTION OF PRICEWATERHOUSECOOPERS AKTIENGESELLSCHAFT AS THE AUDITOR FOR THE ANNUAL AS WELL AS THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2009 FINANCIAL YEAR | For | For | Management | ||||||||
| 7 | ELECTION OF PRICEWATERHOUSECOOPERS AKTIENGESELLSCHAFT AS THE AUDITOR FOR THE INSPECTION OF THE ABBREVIATED FINANCIAL STATEMENTS AND THE INTERIM MANAGEMENT REPORT FOR THE FIRST HALF OF THE 2009 FINANCIAL YEAR | For | For | Management | ||||||||
| 8 | AUTHORIZATION FOR THE ACQUISITION AND USE OF TREASURY SHARES | For | For | Management | ||||||||
| 9 | CREATION OF A NEW AUTHORIZED CAPITAL AND RELATED AMENDMENTS TO THE ARTICLES OF ASSOCIATION | For | For | Management | ||||||||
| 10 | AUTHORIZATION I FOR THE ISSUE OF OPTION OR CONVERTIBLE BONDS, PROFIT PARTICIPATION RIGHTS OR PARTICIPATING BONDS AND THE EXCLUSION OF THE SHAREHOLDERS SUBSCRIPTION RIGHT; CREATION OF A CONDITIONAL CAPITAL I | For | For | Management | ||||||||
| 11 | AUTHORIZATION II FOR THE ISSUE OF OPTION OR CONVERTIBLE BONDS, PROFIT PARTICIPATION RIGHTS OR PARTICIPATING BONDS AND THE EXCLUSION OF THE SHAREHOLDERS SUBSCRIPTION RIGHT; CREATION OF A CONDITIONAL CAPITAL II | For | For | Management | ||||||||
| 12 | ALTERATION OF THE CORPORATE PURPOSE (AMENDMENT TO THE ARTICLES OF ASSOCIATION) | For | For | Management | ||||||||
| 13 | AMENDMENT OF SECTION 19 PARA. 2 SENT. 2 OF THE ARTICLES OF ASSOCIATION (AUTHORIZATION TO PERMIT THE BROADCASTING OF VIDEO AND AUDIO MATERIAL) | For | For | Management | ||||||||
| 14 | AMENDMENT OF SECTION 20 PARA. 1 OF THE ARTICLES OF ASSOCIATION (EXERCISING OF THE VOTING RIGHT THROUGH PROXIES) | For | For | Management | ||||||||
| 15 | AMENDMENT OF SECTION 18 PARA. 2 OF THE ARTICLES OF ASSOCIATION (DATE OF THE REGISTRATION FOR PARTICIPATION IN GENERAL MEETINGS) | For | For | Management | ||||||||
| 16 | APPROVAL OF THE CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN THE COMPANY AND E.ON EINUNDZWANZIGSTE VERWALTUNGS GMBH | For | For | Management | ||||||||
| 17 | APPROVAL OF THE CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN THE COMPANY AND E.ON ZWEIUNDZWANZIGSTE VERWALTUNGS GMBH | For | For | Management | ||||||||
| 05/06/09 - A | Hang Seng Bank *HSNGY* | Y30327103 | ||||||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2a | Reelect Margaret K M Y Leung as Director | For | For | Management | ||||||||
| 2b | Reelect Patrick K W Chan as Director | For | For | Management | ||||||||
| 2c | Reelect Peter T C Lee as Director | For | For | Management | ||||||||
| 2d | Reelect Richard Y S Tang as Director | For | For | Management | ||||||||
| 2e | Reelect Peter T S Wong as Director | For | For | Management | ||||||||
| 3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||||||
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||||||
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||||||
| 05/07/09 - A | Fresenius Medical Care AG & Co. KGaA *FMS* | D2734Z107 | ||||||||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2008; Accept Financial Statements and Statutory Reports for Fiscal 2008 | For | For | Management | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 0.58 per Common Share and EUR 0.60 per Preference Share | For | For | Management | ||||||||
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2008 | For | For | Management | ||||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2008 | For | For | Management | ||||||||
| 5 | Ratify KPMG AG as Auditors for Fiscal 2009 | For | For | Management | ||||||||
| 05/07/09 - A/S | Potash Corporation of Saskatchewan Inc. *POT* | 73755L107 | ||||||||||
| 1 | Elect Directors | For | For | Management | ||||||||
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||||||
| 3 | Approve 2009 Performance Option Plan | For | For | Management | ||||||||
| Shareholder Proposals | ||||||||||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
| 05/07/09 - A | Reckitt Benckiser Group plc *RBGPY* | G74079107 | ||||||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2 | Approve Remuneration Report | For | For | Management | ||||||||
| 3 | Approve Final Dividend of 48 Pence Per Ordinary Share | For | For | Management | ||||||||
| 4 | Re-elect Adrian Bellamy as Director | For | Abstain | Management | ||||||||
| 5 | Re-elect Dr Peter Harf as Director | For | Abstain | Management | ||||||||
| 6 | Elect Andre Lacroix as Director | For | For | Management | ||||||||
| 7 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management | ||||||||
| 8 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||||||
| 9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 23,662,000 | For | For | Management | ||||||||
| 10 | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,611,000 | For | For | Management | ||||||||
| 11 | Authorise 72,000,000 Ordinary Shares for Market Purchase | For | For | Management | ||||||||
| 12 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | For | For | Management | ||||||||
| 05/07/09 - A | Standard Chartered plc *SCBFF* | G84228157 | ||||||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2 | Approve Final Dividend of 42.32 US Cents Per Ordinary Share | For | For | Management | ||||||||
| 3 | Approve Remuneration Report | For | For | Management | ||||||||
| 4 | Re-elect Jamie Dundas as Director | For | For | Management | ||||||||
| 5 | Re-elect Rudolph Markham as Director | For | For | Management | ||||||||
| 6 | Re-elect Ruth Markland as Director | For | For | Management | ||||||||
| 7 | Re-elect Richard Meddings as Director | For | For | Management | ||||||||
| 8 | Re-elect John Peace as Director | For | For | Management | ||||||||
| 9 | Elect Steve Bertamini as Director | For | For | Management | ||||||||
| 10 | Elect John Paynter as Director | For | For | Management | ||||||||
| 11 | Reappoint KPMG Audit plc as Auditors of the Company | For | For | Management | ||||||||
| 12 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||||||
| 13 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other than Political Parties and Incur EU Political Expenditure up to GBP 100,000 | For | For | Management | ||||||||
| 14 | Increase Auth. Share Capital from USD 2,816,000,000, GBP 500,000,000 and EUR 1,000,000,000 to USD 3,316,000,000, GBP 500,000,000, EUR 1,000,000,000, AED 100,000,000, HKD 100,000,000, INR 1,000,000,000, KRW 500,000,000,000 and SGD 100,000,000 | For | For | Management | ||||||||
| 15 | Issue Equity with Rights up to USD 316,162,105.50 (Relevant Authorities and Share Dividend Scheme) and Additional Amount of USD 632,324,211 (Rights Issue) After Deducting Any Securities Issued Under the Relevant Authorities and Share Dividend Scheme | For | For | Management | ||||||||
| 16 | Extend Directors’ Authority to Issue Equity with Pre-emptive Rights up to Aggregate Nominal Amount of USD 189,697,263 Pursuant to Paragraph A of Resolution 15 to Include the Shares Repurchased by the Company Under Authority Granted by Resolution 18 | For | For | Management | ||||||||
| 17 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 47,424,315.50 | For | For | Management | ||||||||
| 18 | Authorise 189,697,263 Ordinary Shares for Market Purchase | For | For | Management | ||||||||
| 19 | Authorise Market Purchase of 477,500 Preference Shares of USD 5.00 and 195,285,000 Preference Shares of GBP 1.00 | For | For | Management | ||||||||
| 20 | Adopt New Articles of Association | For | For | Management | ||||||||
| 21 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | For | For | Management | ||||||||
| 05/08/09 - A | Wacker Chemie AG *WKCMF* | D9540Z106 | ||||||||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | None | None | Management | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 1.80 per Share | For | For | Management | ||||||||
| 3 | Approve Discharge of Management Board for Fiscal 2008 | For | For | Management | ||||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2008 | For | For | Management | ||||||||
| 5 | Ratify KPMG AG as Auditors for Fiscal 2009 | For | For | Management | ||||||||
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Management | ||||||||
| 05/12/09 - A | Bayer AG *BAY* | D07112119 | ||||||||||
| 1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2008 | For | For | Management | ||||||||
| 2 | Approve Discharge of Management Board for Fiscal 2008 | For | For | Management | ||||||||
| 3 | Approve Discharge of Supervisory Board for Fiscal 2008 | For | For | Management | ||||||||
| 4 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Management | ||||||||
| 5 | Approve Conversion of Bearer Shares into Registered Shares | For | For | Management | ||||||||
| 6 | Amend Articles Re: Allow Electronic Distribution of Company Communications | For | For | Management | ||||||||
| 7 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | For | For | Management | ||||||||
| 05/13/09 - A | AMEC plc *AMEC* | G02604117 | ||||||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2 | Approve Final Dividend of 10.1 Pence Per Ordinary Share | For | For | Management | ||||||||
| 3 | Approve Remuneration Report | For | Against | Management | ||||||||
| 4 | Approve Remuneration Policy Set Out in the Directors’ Remuneration Report | For | For | Management | ||||||||
| 5 | Elect Ian McHoul as Director | For | For | Management | ||||||||
| 6 | Elect Simon Thompson as Director | For | For | Management | ||||||||
| 7 | Elect Neil Bruce as Director | For | For | Management | ||||||||
| 8 | Re-appoint KPMG Audit plc as Auditors of the Company | For | For | Management | ||||||||
| 9 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||||||
| 10 | Authorise 33,259,712 Shares for Market Purchase | For | For | Management | ||||||||
| 11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount GBP 55,432,854 | For | For | Management | ||||||||
| 12 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount GBP 8,314,928 | For | For | Management | ||||||||
| 13 | Adopt New Articles of Association | For | For | Management | ||||||||
| 14 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | For | For | Management | ||||||||
| 05/13/09 - A | Unilever plc *UN* | G92087165 | ||||||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2 | Approve Remuneration Report | For | For | Management | ||||||||
| 3 | Approve Final Dividend of 40.19 Pence Per Ordinary Share | For | For | Management | ||||||||
| 4 | Re-elect James Lawrence as Director | For | For | Management | ||||||||
| 5 | Re-elect Paul Polman as Director | For | For | Management | ||||||||
| 6 | Re-elect The Lord Brittan of Spennithorne as Director | For | For | Management | ||||||||
| 7 | Re-elect Wim Dik as Director | For | For | Management | ||||||||
| 8 | Re-elect Charles Golden as Director | For | For | Management | ||||||||
| 9 | Re-elect Byron Grote as Director | For | For | Management | ||||||||
| 10 | Re-elect Narayana Murthy as Director | For | For | Management | ||||||||
| 11 | Re-elect Hixonia Nyasulu as Director | For | For | Management | ||||||||
| 12 | Re-elect Kees Storm as Director | For | For | Management | ||||||||
| 13 | Re-elect Michael Treschow as Director | For | For | Management | ||||||||
| 14 | Re-elect Jeroen van der Veer as Director | For | For | Management | ||||||||
| 15 | Elect Louise Fresco as Director | For | For | Management | ||||||||
| 16 | Elect Ann Fudge as Director | For | For | Management | ||||||||
| 17 | Elect Paul Walsh as Director | For | For | Management | ||||||||
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management | ||||||||
| 19 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||||||
| 20 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,290,000 | For | For | Management | ||||||||
| 21 | Subject to the Passing of the Previous Resolution, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,000,000 | For | For | Management | ||||||||
| 22 | Authorise 131,000,000 Ordinary Shares for Market Purchase | For | For | Management | ||||||||
| 23 | Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties and Independent Election Candidates up to GBP 0.1M, to Political Org. Other Than Political Parties up to GBP 0.1M and to Incur EU Political Expenditure up to GBP 0.1M | For | For | Management | ||||||||
| 24 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Days’ Clear Notice | For | For | Management | ||||||||
| 25 | Authorise Directors to Agree to Modify the Agreement Dated 28 June, 1946 (as Amended by Supplemental Agreements Dated 20 July, 1951, 21 December, 1981 and 15 May, 2006) with Unilever N.V. of the Netherlands known as the Equalisation Agreement | For | For | Management | ||||||||
| 05/13/09 - A/S | Unilever plc *UN* | 904767704 | ||||||||||
| Meeting for ADR Holders | ||||||||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2 | Approve Remuneration Report | For | For | Management | ||||||||
| 3 | Approve Final Dividend of 40.19 Pence Per Ordinary Share | For | For | Management | ||||||||
| 4 | Re-elect James Lawrence as Director | For | For | Management | ||||||||
| 5 | Re-elect Paul Polman as Director | For | For | Management | ||||||||
| 6 | Re-elect The Lord Brittan of Spennithorne as Director | For | For | Management | ||||||||
| 7 | Re-elect Wim Dik as Director | For | For | Management | ||||||||
| 8 | Re-elect Charles Golden as Director | For | For | Management | ||||||||
| 9 | Re-elect Byron Grote as Director | For | For | Management | ||||||||
| 10 | Re-elect Narayana Murthy as Director | For | For | Management | ||||||||
| 11 | Re-elect Hixonia Nyasulu as Director | For | For | Management | ||||||||
| 12 | Re-elect Kees Storm as Director | For | For | Management | ||||||||
| 13 | Re-elect Michael Treschow as Director | For | For | Management | ||||||||
| 14 | Re-elect Jeroen van der Veer as Director | For | For | Management | ||||||||
| 15 | Elect Louise Fresco as Director | For | For | Management | ||||||||
| 16 | Elect Ann Fudge as Director | For | For | Management | ||||||||
| 17 | Elect Paul Walsh as Director | For | For | Management | ||||||||
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management | ||||||||
| 19 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||||||
| 20 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,290,000 | For | For | Management | ||||||||
| 21 | Subject to the Passing of the Previous Resolution, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,000,000 | For | For | Management | ||||||||
| 22 | Authorise 131,000,000 Ordinary Shares for Market Purchase | For | For | Management | ||||||||
| 23 | Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties and Independent Election Candidates up to GBP 0.1M, to Political Org. Other Than Political Parties up to GBP 0.1M and to Incur EU Political Expenditure up to GBP 0.1M | For | For | Management | ||||||||
| 24 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Days’ Clear Notice | For | For | Management | ||||||||
| 25 | Authorise Directors to Agree to Modify the Agreement Dated 28 June, 1946 (as Amended by Supplemental Agreements Dated 20 July, 1951, 21 December, 1981 and 15 May, 2006) with Unilever N.V. of the Netherlands known as the Equalisation Agreement | For | For | Management | ||||||||
| 26 | Amend Unilever plc Equalisation Agreement | For | For | Management | ||||||||
| 05/13/09 - S | Unilever plc *UN* | G92087165 | ||||||||||
| 1 | Amend Unilever plc Equalisation Agreement | For | For | Management | ||||||||
| 05/14/09 - A | Repsol YPF S.A *REP* | 76026T205 | ||||||||||
| Meeting for ADR Holders | ||||||||||||
| 1 | Approve Individual and Consolidated Financial Statements, Allocation of Income, and Discharge Directors | For | For | Management | ||||||||
| 2 | Elect Directors | For | For | Management | ||||||||
| 3 | Elect External Auditors | For | For | Management | ||||||||
| 4 | Authorize Repurchase of Shares | For | For | Management | ||||||||
| 5 | Authorize Issuance of Bonds/Debentures | For | For | Management | ||||||||
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management | ||||||||
| 7 | Other Business (Voting) | For | Against | Management | ||||||||
| 05/15/09 - A/S | Total SA *TOT* | F92124100 | ||||||||||
| Ordinary Business | ||||||||||||
| 1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | For | For | Management | ||||||||
| 4 | Approve Special Auditors’ Report Presenting Ongoing Related-Party Transactions | For | For | Management | ||||||||
| 5 | Approve Transaction with Thierry Desmarest | For | For | Management | ||||||||
| 6 | Approve Transaction with Christophe de Margerie | For | Against | Management | ||||||||
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||||||
| 8 | Reelect Anne Lauvergeon as Director | For | Against | Management | ||||||||
| 9 | Reelect Daniel Bouton as Director | For | Against | Management | ||||||||
| 10 | Reelect Bertrand Collomb as Director | For | For | Management | ||||||||
| 11 | Reelect Christophe de Margerie as Director | For | For | Management | ||||||||
| 12 | Reelect Michel Pebereau as Director | For | Against | Management | ||||||||
| 13 | Electe Patrick Artus as Director | For | For | Management | ||||||||
| Special Business | ||||||||||||
| 14 | Amend Article 12 of Bylaws Re: Age Limit for Chairman | For | For | Management | ||||||||
| Shareholder Proposals | ||||||||||||
| A | Amend Article 19 of Bylaws Re: Disclosure of Individual Stock Plans | Against | Against | Shareholder | ||||||||
| B | Amend Article 11 of Bylaws Re: Nomination of Employees Shareholders Representative to the Board of Directors | Against | Against | Shareholder | ||||||||
| C | Approve Restricted Stock Plan to All Employees | Against | Against | Shareholder | ||||||||
| 05/15/09 - A/S | Total SA *TOT* | 89151E109 | ||||||||||
| Meeting for ADR Holders | ||||||||||||
| Ordinary Business | ||||||||||||
| 1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | For | For | Management | ||||||||
| 4 | Approve Special Auditors’ Report Presenting Ongoing Related-Party Transactions | For | For | Management | ||||||||
| 5 | Approve Transaction with Thierry Desmarest | For | For | Management | ||||||||
| 6 | Approve Transaction with Christophe de Margerie | For | Against | Management | ||||||||
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||||||
| 8 | Reelect Anne Lauvergeon as Director | For | Against | Management | ||||||||
| 9 | Reelect Daniel Bouton as Director | For | Against | Management | ||||||||
| 10 | Reelect Bertrand Collomb as Director | For | For | Management | ||||||||
| 11 | Reelect Christophe de Margerie as Director | For | For | Management | ||||||||
| 12 | Reelect Michel Pebereau as Director | For | Against | Management | ||||||||
| 13 | Electe Patrick Artus as Director | For | For | Management | ||||||||
| Special Business | ||||||||||||
| 14 | Amend Article 12 of Bylaws Re: Age Limit for Chairman | For | For | Management | ||||||||
| Shareholder Proposals | ||||||||||||
| A | Amend Article 19 of Bylaws Re: Disclosure of Individual Stock Option Plans | Against | Against | Shareholder | ||||||||
| B | Amend Article 11 of Bylaws Re: Nomination of Employee’s Shareholder Representative to the Board of Directors | Against | Against | Shareholder | ||||||||
| C | Approve Restricted Stock Plan for Employee | Against | Against | Shareholder | ||||||||
| 05/18/09 - A | BG Group plc *BG/* | G1245Z108 | ||||||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2 | Approve Remuneration Report | For | For | Management | ||||||||
| 3 | Approve Final Dividend of 6.55 Pence Per Ordinary Share | For | For | Management | ||||||||
| 4 | Elect Sir David Manning as Director | For | For | Management | ||||||||
| 5 | Elect Martin Houston as Director | For | For | Management | ||||||||
| 6 | Re-elect Sir Robert Wilson as Director | For | For | Management | ||||||||
| 7 | Re-elect Frank Chapman as Director | For | For | Management | ||||||||
| 8 | Re-elect Ashley Almanza as Director | For | For | Management | ||||||||
| 9 | Re-elect Jurgen Dormann as Director | For | For | Management | ||||||||
| 10 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management | ||||||||
| 11 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||||||
| 12 | Authorise the Company to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 15,000, to Political Organisations Other Than Political Parties up to GBP 15,000 and Incur EU Political Expenditure up to GBP 20,000 | For | For | Management | ||||||||
| 13 | Approve Increase in Authorised Ordinary Share Capital from GBP 500,000,001 to GBP 600,000,001 | For | For | Management | ||||||||
| 14 | Issue of Equity with Pre-emptive Rights Under General Authority up to Aggregate Nominal Amount of GBP 116,481,140 and Additional Amount Pursuant to a Rights Issue of up to GBP 111,926,886 | For | For | Management | ||||||||
| 15 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount GBP 16,789,033 | For | For | Management | ||||||||
| 16 | Authorise 335,780,660 Ordinary Shares for Market Purchase | For | For | Management | ||||||||
| 17 | Amend Articles of Association Re: Form of the Company’s Share Capital | For | For | Management | ||||||||
| 18 | Adopt New Articles of Association | For | For | Management | ||||||||
| 19 | Approve That a General Meeting, Other Than an Annual General Meeting, May Be Called on Not Less Than 14 Clear Days’ Notice | For | For | Management | ||||||||
| 05/19/09 - A/S | Casino Guichard Perrachon *COFP* | F14133106 | ||||||||||
| Ordinary Business | ||||||||||||
| 1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 3 | Approve Allocation of Income and Dividends of EUR 2.53 per Ordinary Share and EUR 2.57 per Special Share, and Potential Dividends in Mercialys Shares | For | For | Management | ||||||||
| 4 | Approve Auditors’ Special Report Regarding Related-Party Transactions | For | For | Management | ||||||||
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | Against | Management | ||||||||
| 6 | Ratify Appointment of Pierre Giacometti as Director | For | For | Management | ||||||||
| 7 | Reelect Abilio Dos Santos Diniz as Director | For | For | Management | ||||||||
| 8 | Reelect Pierre Giacometti as Director | For | For | Management | ||||||||
| 9 | Reelect Henri Giscard d’Estaing as Director | For | For | Management | ||||||||
| 10 | Reelect Philippe Houze as Director | For | For | Management | ||||||||
| 11 | Reelect Marc Ladreit de Lacharriere as Director | For | For | Management | ||||||||
| 12 | Reelect Jean-Charles Naouri as Director | For | For | Management | ||||||||
| 13 | Reelect Gilles Pinoncely as Director | For | For | Management | ||||||||
| 14 | Reelect Gerald de Roquemaurel as Director | For | For | Management | ||||||||
| 15 | Reelect David de Rothschild as Director | For | For | Management | ||||||||
| 16 | Reelect Frederic Saint-Geours as Director | For | For | Management | ||||||||
| 17 | Reelect Euris as Director | For | For | Management | ||||||||
| 18 | Reelect Finatis as Director | For | For | Management | ||||||||
| 19 | Reelect Matignon-Diderot as Director | For | For | Management | ||||||||
| 20 | Reelect Omnium de Commerce et de Participation as Director | For | For | Management | ||||||||
| 21 | Elect Jean-Dominique Comolli as Director | For | For | Management | ||||||||
| 22 | Elect Rose-Marie Van Lerberghe as Director | For | For | Management | ||||||||
| 23 | Approve Remuneration of Directors in the Aggregate Amount of EUR 650,000 | For | For | Management | ||||||||
| 24 | Ratify Maire-Paule Degeilh as Alternate Auditor | For | For | Management | ||||||||
| Special Business | ||||||||||||
| 25 | Approve Conversion of Preference Shares without Voting Rights into Ordinary Shares | For | For | Management | ||||||||
| 26 | Amend Bylaws Pursuant to Item 25 | For | For | Management | ||||||||
| 27 | Delegation of Powers to the Chairman and CEO to Execute all Formalities Pursuant to Operation Under Item 25 Above | For | For | Management | ||||||||
| 28 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | For | Against | Management | ||||||||
| 29 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | For | Against | Management | ||||||||
| 30 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | For | Against | Management | ||||||||
| 31 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | Against | Management | ||||||||
| 32 | Authorize Capitalization of Reserves of Up to EUR 150 Million for Bonus Issue or Increase in Par Value | For | For | Management | ||||||||
| 33 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Management | ||||||||
| 34 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 150 Million | For | Against | Management | ||||||||
| 35 | Authorize Capital Increase of Up to EUR 150 Million for Future Exchange Offers | For | Against | Management | ||||||||
| 36 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | For | Against | Management | ||||||||
| 37 | Authorize Issuance of Equity or Equity-Linked Instruments by Companies Owning over 50 Percent of the Company Share Capital | For | Against | Management | ||||||||
| 38 | Approve Employee Stock Purchase Plan | For | For | Management | ||||||||
| 39 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||||||
| 05/19/09 - A/S | Credit Agricole SA *ACAFP* | F22797108 | ||||||||||
| Ordinary Business | ||||||||||||
| 1 | Approve Financial Statements and Discharge Directors | For | For | Management | ||||||||
| 2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 3 | Approve Allocation of Income and Dividends of EUR 0.45 per Share | For | For | Management | ||||||||
| 4 | Approve Stock Dividend Program (Cash or Shares) | For | For | Management | ||||||||
| 5 | Approve Auditors’ Special Report Regarding Related-Party Transactions | For | For | Management | ||||||||
| 6 | Approve Transaction with Georges Pauget Re: Pension Benefits | For | For | Management | ||||||||
| 7 | Approve Transaction with Jean-Yves Rocher Re: Pension Benefits | For | For | Management | ||||||||
| 8 | Approve Transaction with Jacques Lenormand Re: Pension Benefits | For | For | Management | ||||||||
| 9 | Approve Transaction with Jean-Frederic de Leusse Re: Pension Benefits | For | For | Management | ||||||||
| 10 | Reelect SAS Rue La Boetie as Director | For | Against | Management | ||||||||
| 11 | Reelect Gerard Cazals as Director | For | Against | Management | ||||||||
| 12 | Reelect Noel Dupuy as Director | For | Against | Management | ||||||||
| 13 | Reelect Carole Giraud as Director | For | Against | Management | ||||||||
| 14 | Reelect Dominique Lefebvre as Director | For | Against | Management | ||||||||
| 15 | Ratify Appointment of Patrick Clavelou as Director | For | Against | Management | ||||||||
| 16 | Reelect Patrick Clavelou as Director | For | Against | Management | ||||||||
| 17 | Elect Laurence Dors Meary as Director | For | For | Management | ||||||||
| 18 | Approve Remuneration of Directors in the Aggregate Amount of EUR 950,000 | For | For | Management | ||||||||
| 19 | Authorize Repurchase of Up to 10 Percent of Ordinary Share Capital | For | For | Management | ||||||||
| 20 | Authorize Repurchase of Up to 10 Percent of Preference Share Capital, Subject to Approval of Item 23, 24, 36, or 37 | For | Against | Management | ||||||||
| Special Business | ||||||||||||
| 21 | Amend Article 10.2 of Bylaws Re: Maximum Number of Terms for Directors | For | For | Management | ||||||||
| 22 | Authorize New Class of Preferred Stock and Amend Bylaws Accordingly, Subject to Approval of Item 23, 24, 36, or 37 | For | Against | Management | ||||||||
| 23 | Authorize Issuance of Preferred Stock with Preemptive Rights for Up to Aggregate Nominal Amount of EUR 2,226,342,496, Subject to Approval of Item 22 | For | Against | Management | ||||||||
| 24 | Authorize Issuance of Preferred Stock without Preemptive Rights for Up to Aggregate Nominal Amount of EUR 2,226,342,496, Subject to Approval of Item 22 | For | Against | Management | ||||||||
| 25 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | Against | Management | ||||||||
| 26 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 3.3 Billion | For | For | Management | ||||||||
| 27 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | For | For | Management | ||||||||
| 28 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | Management | ||||||||
| 29 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Management | ||||||||
| 30 | Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issuance Authority without Preemptive Rights | For | Against | Management | ||||||||
| 31 | Set Global Limit for Capital Increase to Result from Issuance Requests under Items 23 through 30 at EUR 5.5 Billion | For | Against | Management | ||||||||
| 32 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 5 Billion | For | For | Management | ||||||||
| 33 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | For | For | Management | ||||||||
| 34 | Approve Employee Stock Purchase Plan | For | For | Management | ||||||||
| 35 | Approve Stock Purchase Plan Reserved for International Employees | For | For | Management | ||||||||
| 36 | Approve Employee Preferred Stock Purchase Plan, Subject to Approval of Item 22 | For | Against | Management | ||||||||
| 37 | Approve Employee Preferred Stock Purchase Plan for International Employees, Subject to Approval of Item 22 | For | Against | Management | ||||||||
| 38 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||||||
| 39 | Approve Reduction in Share Capital via Cancellation of Repurchased Preference Shares | For | Against | Management | ||||||||
| 40 | Authorize Filing of Required Documents/Other Formalities | For | For | Management | ||||||||
| 05/19/09 - A | Next plc *NXGPF* | G6500M106 | ||||||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2 | Approve Remuneration Report | For | For | Management | ||||||||
| 3 | Approve Final Dividend of 37 Pence Per Ordinary Share | For | For | Management | ||||||||
| 4 | Re-elect Christos Angelides as Director | For | For | Management | ||||||||
| 5 | Re-elect John Barton as Director | For | For | Management | ||||||||
| 6 | Reappoint Ernst & Young LLP as Auditors and Authorise Board to Fix Their Remuneration | For | For | Management | ||||||||
| 7 | Approve Next 2009 Sharesave Plan | For | For | Management | ||||||||
| 8 | Approve Next Risk/Reward Investment Plan | For | For | Management | ||||||||
| 9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 6,569,889 and an Additional Amount Pursuant to a Rights Issue of up to GBP 6,569,889 | For | For | Management | ||||||||
| 10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 985,000 | For | For | Management | ||||||||
| 11 | Authorise 29,500,000 Ordinary Shares for Market Purchase | For | For | Management | ||||||||
| 12 | Approve the Proposed Programme Agreements to be Entered Into Between the Company and Each of Goldman Sachs International, UBS AG, Deutsche Bank AG and Barclays Bank plc | For | For | Management | ||||||||
| 13 | Approve That a General Meeting (Other Than an Annual General Meeting) May Be Called on Not Less Than 14 Clear Days’ Notice | For | For | Management | ||||||||
| 05/19/09 - A | StatoilHydro ASA (formerly Statoil ASA) *STO* | 85771P102 | ||||||||||
| Meeting for ADR Holders | ||||||||||||
| 1 | Open Meeting | None | None | Management | ||||||||
| 2 | Elect Olaug Svarva as Chairman of Meeting | For | For | Management | ||||||||
| 3 | Approve Notice of Meeting and Agenda | For | For | Management | ||||||||
| 4 | Registration of Attending Shareholders and Proxies | None | None | Management | ||||||||
| 5 | Designate Inspectors of Minutes of Meeting | For | For | Management | ||||||||
| 6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.25 per Share (NOK 4.40 as Ordinary Dividend and NOK 2.85 as Special Dividend) | For | For | Management | ||||||||
| 7 | Approve Remuneration of Auditors | For | For | Management | ||||||||
| 8 | Elect One Deputy Member of Corporate Assembly | For | Against | Management | ||||||||
| 9 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | Against | Management | ||||||||
| 10 | Authorize Repurchase and Reissuance of Shares up to NOK 15 Million Aggregate Par Value for Share Saving Scheme for Employees | For | Against | Management | ||||||||
| 11 | Change Company Name to Statoil ASA; Amend Corporate Purpose: Include Other Forms of Energy | For | For | Management | ||||||||
| Shareholder Proposals | ||||||||||||
| 12 | Withdraw Company From Tar Sands Activities in Canada | Against | Against | Shareholder | ||||||||
| 05/20/09 - A | Deutsche Boerse AG *DBOEY* | D1882G119 | ||||||||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | None | None | Management | ||||||||
| 2 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | For | For | Management | ||||||||
| 3 | Approve Discharge of Management Board for Fiscal 2008 | For | For | Management | ||||||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2008 | For | For | Management | ||||||||
| 5a | Elect Richard Berliand to the Supervisory Board | For | For | Management | ||||||||
| 5b | Elect Joachim Faber to the Supervisory Board | For | For | Management | ||||||||
| 5c | Elect Manfred Gentz to the Supervisory Board | For | For | Management | ||||||||
| 5d | Elect Richard Hayden to the Supervisory Board | For | For | Management | ||||||||
| 5e | Elect Craig Heimark to the Supervisory Board | For | For | Management | ||||||||
| 5f | Elect Konrad Hummler to the Supervisory Board | For | For | Management | ||||||||
| 5g | Elect David Krell to the Supervisory Board | For | For | Management | ||||||||
| 5h | Elect Hermann-Josef Lamberti to the Supervisory Board | For | For | Management | ||||||||
| 5i | Elect Friedrich Merz to the Supervisory Board | For | For | Management | ||||||||
| 5j | Elect Thomas Neisse to the Supervisory Board | For | For | Management | ||||||||
| 5k | Elect Gerhard Roggemann to the Supervisory Board | For | For | Management | ||||||||
| 5l | Elect Erhard Schipporeit to the Supervisory Board | For | For | Management | ||||||||
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares | For | For | Management | ||||||||
| 7a | Amend Articles Re: Terms of Convocation of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders’ Rights Directive) | For | For | Management | ||||||||
| 7b | Amend Articles Re: Voting Rights Representation at the Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders’ Rights Directive) | For | For | Management | ||||||||
| 7c | Amend Articles Re: Audio and Video Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders’ Rights Directive) | For | For | Management | ||||||||
| 8 | Ratify KPMG AG as Auditors for Fiscal 2009 | For | For | Management | ||||||||
| 05/20/09 - A | GlaxoSmithKline plc *GSK* | G3910J112 | ||||||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
| 2 | Approve Remuneration Report | For | For | Management | ||||||||
| 3 | Elect James Murdoch as Director | For | For | Management | ||||||||
| 4 | Re-elect Larry Culp as Director | |||||||||||