Nuveen Multi-Strategy Income and Growth Fund

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-21293

 

Nuveen Multi-Strategy Income and Growth Fund


(Exact name of registrant as specified in charter)

 

333 West Wacker Drive, Chicago, Illinois 60606


(Address of principal executive offices) (Zip Code)

 

Gifford R. Zimmerman – Chief Administrative Officer


(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 312-917-7700

 

Date of fiscal year-end: December 31

 

Date of reporting period: June 30, 2011

 



Item 1. Proxy Voting Record


Nuveen Multi-Strategy Income and Growth Fund - Spectrum

Blackrock Credit Allocation Income Trust II

 

Ticker      Meeting Date      Country      Security ID      Meeting Type   
PSY      02-Sep-10      USA      09255H105      Annual   

 

          Mgmt Rec    Vote
Instruction

1.1

   Elect Director Richard E. Cavanagh    For    For

1.2

   Elect Director Richard S. Davis    For    For

1.3

   Elect Director Kathleen F. Feldstein    For    For

1.4

   Elect Director James T. Flynn    For    For

1.5

   Elect Director Henry Gabbay    For    For

1.6

   Elect Director Jerrold B. Harris    For    For

1.7

   Elect Director R. Glenn Hubbard    For    For

1.8

   Elect Director Karen P. Robards    For    For

John Hancock Preferred Income Fund III

 

Ticker      Meeting Date      Country      Security ID      Meeting Type   
HPS      21-Jan-11      USA      41021P103      Annual   

 

          Mgmt Rec    Vote
Instruction

1.1

   Elect Director James F. Carlin    For    For

1.2

   Elect Director William H. Cunningham    For    For

1.3

   Elect Director Gregory A. Russo    For    For

Flaherty & Crumrine/ClayMore Preferred Securities Income Fund, Inc.

 

Ticker      Meeting Date      Country      Security ID      Meeting Type   
FFC      15-Apr-11      USA      338478100      Annual   

 

          Mgmt Rec    Vote
Instruction

1.1

   Elect Director David Gale    For    For

Wachovia Preferred Funding Corp.

 

Ticker      Meeting Date      Country      Security ID      Meeting Type   
WNA.P      10-May-11      USA      92977V206      Annual   

 

          Mgmt Rec    Vote
Instruction

1.1

   Elect Director James E. Alward    For    For

1.2

   Elect Director Howard T. Hoover    For    For

1.3

   Elect Director Charles F. Jones    For    For

1.4

   Elect Director Mark C. Oman    For    For


Nuveen Multi-Strategy Income & Growth Fund - Symphony

 

Company Name

 

Ticker

 

Security ID

 

Meeting
Date

 

Meeting Type

 

Proponent

 

Item
Number

 

Proposal

 

Management
Recommendation

 

Vote
Instruction

Marvell Technology Group Ltd   MRVL   G5876H105   08-Jul-10   Annual   Management   1a   Elect Ta-lin Hsu as Director   For   For
          Management   1b   Elect John G. Kassakian as Director   For   For
          Management   2   Declassify the Board of Directors   For   For
          Management   3   Adopt Simple Majority Vote for Election of Directors   For   For
          Management   4   Approve Executive Incentive Bonus Plan   For   For
          Management   5   Amend Omnibus Stock Plan   For   For
          Management   6   Approve Auditors and Authorize Board to Fix Their Remuneration   For   For
McKesson Corporation   MCK   58155Q103   28-Jul-10   Annual   Management   1   Elect Director Andy D. Bryant   For   For
          Management   2   Elect Director Wayne A. Budd   For   For
          Management   3   Elect Director John H. Hammergren   For   For
          Management   4   Elect Director Alton F. Irby III   For   Against
          Management   5   Elect Director M. Christine Jacobs   For   Against
          Management   6   Elect Director Marie L. Knowles   For   For
          Management   7   Elect Director David M. Lawrence   For   Against
          Management   8   Elect Director Edward A. Mueller   For   Against
          Management   9   Elect Director Jane E. Shaw   For   For
          Management   10   Amend Omnibus Stock Plan   For   For
          Management   11   Amend Executive Incentive Bonus Plan   For   For
          Management   12   Ratify Auditors   For   For
          Share Holder   13   Stock Retention/Holding Period   Against   For
          Share Holder   14   Report on Pay Disparity   Against   Against
H. J. Heinz Company   HNZ   423074103   31-Aug-10   Annual   Management   1   Elect Director William R. Johnson   For   For
          Management   2   Elect Director Charles E. Bunch   For   For
          Management   3   Elect Director Leonard S. Coleman   For   For
          Management   4   Elect Director John G. Drosdick   For   For
          Management   5   Elect Director Edith E. Holiday   For   For
          Management   6   Elect Director Candace Kendle   For   For
          Management   7   Elect Director Dean R. O’Hare   For   For
          Management   8   Elect Director Nelson Peltz   For   For
          Management   9   Elect Director Dennis H. Reilley   For   For
          Management   10   Elect Director Lynn C. Swann   For   For
          Management   11   Elect Director Thomas J. Usher   For   For
          Management   12   Elect Director Michael F. Weinstein   For   For
          Management   13   Ratify Auditors   For   For
          Share Holder   14   Provide Right to Act by Written Consent   Against   For
MasterCard Incorporated   MA   57636Q104   21-Sep-10   Annual   Management   1   Declassify the Board of Directors   For   For
          Management   2   Reduce Supermajority Vote Requirement   For   For
          Management   3   Amend Board Qualifications   For   For
          Management   4   Amend Stock Ownership Limitations   For   For
          Management   5   Adjourn Meeting   For   For
          Management   6.1   Elect Director Nancy J. Karch   For   For
          Management   6.2   Elect Director Jose Octavio Reyes Lagunes   For   For
          Management   6.3   Elect Director Edward Suning Tian   For   For
          Management   6.4   Elect Director Silvio Barzi   For   For
          Management   7   Approve Executive Incentive Bonus Plan   For   For
          Management   8   Ratify Auditors   For   For
Global Payments, Inc.   GPN   37940X102   30-Sep-10   Annual   Management   1.1   Elect Director Edwin H. Burba, Jr.   For   For
          Management   1.2   Elect Director Raymond L. Killian   For   For
          Management   1.3   Elect Director Ruth Ann Marshall   For   For
          Management   2   Ratify Auditors   For   For
The Mosaic Company   MOS   61945A107   07-Oct-10   Annual   Management   1.1   Elect Director William R. Graber   For   For
          Management   1.2   Elect Director Emery N. Koenig   For   For
          Management   1.3   Elect Director Sergio Rial   For   For
          Management   1.4   Elect Director David T. Seaton   For   For
          Management   2   Ratify Auditors   For   For
Perrigo Company   PRGO   714290103   27-Oct-10   Annual   Management   1.1   Elect Director Laurie Brlas   For   For
          Management   1.2   Elect Director Michael J. Jandernoa   For   Withhold
          Management   1.3   Elect Director Joseph C. Papa   For   For
          Management   2   Ratify Auditors   For   For


Archer-Daniels-Midland Company   ADM   039483102   04-Nov-10   Annual   Management   1   Elect Director George W. Buckley   For   For
          Management   2   Elect Director Mollie Hale Carter   For   For
          Management   3   Elect Director Pierre Dufour   For   For
          Management   4   Elect Director Donald E. Felsinger   For   For
          Management   5   Elect Director Victoria F. Haynes   For   For
          Management   6   Elect Director Antonio Maciel Neto   For   For
          Management   7   Elect Director Patrick J. Moore   For   For
          Management   8   Elect Director Thomas F. O’Neill   For   For
          Management   9   Elect Director Kelvin R. Westbrook   For   For
          Management   10   Elect Director Patricia A. Woertz   For   For
          Management   11   Ratify Auditors   For   For
          Share Holder   12   Adopt Policy to Prohibit Political Spending   Against   Against
          Share Holder   13   Report on Political Contributions   Against   For
Microsoft Corporation   MSFT   594918104   16-Nov-10   Annual   Management   1   Elect Director Steven A. Ballmer   For   For
          Management   2   Elect Director Dina Dublon   For   For
          Management   3   Elect Director William H. Gates III   For   For
          Management   4   Elect Director Raymond V. Gilmartin   For   For
          Management   5   Elect Director Reed Hastings   For   For
          Management   6   Elect Director Maria M. Klawe   For   For
          Management   7   Elect Director David F. Marquardt   For   For
          Management   8   Elect Director Charles H. Noski   For   For
          Management   9   Elect Director Helmut Panke   For   For
          Management   10   Ratify Auditors   For   For
          Share Holder   11   Amend Bylaws to Establish a Board Committee on Environmental Sustainability   Against   Against
Bally Technologies, Inc.   BYI   05874B107   07-Dec-10   Annual   Management   1.1   Elect Director Jacques André   For   For
          Management   1.2   Elect Director Richard Haddrill   For   For
          Management   2   Amend Omnibus Stock Plan   For   For
          Management   3   Ratify Auditors   For   For
Johnson Controls, Inc.   JCI   478366107   26-Jan-11   Annual   Management   1.1   Elect Director Natalie A. Black   For   For
          Management   1.2   Elect Director Robert A. Cornog   For   For
          Management   1.3   Elect Director William H. Lacy   For   For
          Management   1.4   Elect Director Stephen A. Roell   For   For
          Management   2   Ratify Auditors   For   For
          Management   3   Adopt Majority Voting for Uncontested Election of Directors   For   For
          Management   4   Amend Executive Incentive Bonus Plan   For   Against
          Management   5   Amend Executive Incentive Bonus Plan   For   Against
          Management   6   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against
          Management   7   Advisory Vote on Say on Pay Frequency   Three Years   One Year
Becton, Dickinson and Company   BDX   075887109   01-Feb-11   Annual   Management   1.1   Elect Director Basil L. Anderson   For   For
          Management   1.2   Elect Director Henry P. Becton, Jr.   For   For
          Management   1.3   Elect Director Edward F. Degraan   For   For
          Management   1.4   Elect Director C.M. Fraser-Liggett   For   For
          Management   1.5   Elect Director Christopher Jones   For   For
          Management   1.6   Elect Director Marshall O. Larsen   For   For
          Management   1.7   Elect Director Edward J. Ludwig   For   For
          Management   1.8   Elect Director Adel A.F. Mahmoud   For   For
          Management   1.9   Elect Director Gary A. Mecklenburg   For   For
          Management   1.10   Elect Director Cathy E. Minehan   For   Withhold
          Management   1.11   Elect Director James F. Orr   For   For
          Management   1.12   Elect Director Willard J. Overlock, Jr   For   For
          Management   1.13   Elect Director Bertram L. Scott   For   For
          Management   1.14   Elect Director Alfred Sommer   For   For
          Management   2   Ratify Auditors   For   For
          Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   4   Advisory Vote on Say on Pay Frequency   None   One Year
          Share Holder   5   Amend Articles/Bylaws/Charter — Call Special Meetings   Against   For
          Share Holder   6   Provide for Cumulative Voting   Against   For


Oshkosh Corporation   OSK   688239201   01-Feb-11   Annual   Management   1   Elect Director Richard M. Donnelly   For   For
          Management   2   Elect Director Michael W. Grebe   For   For
          Management   3   Elect Director John J. Hamre   For   For
          Management   4   Elect Director Kathleen J. Hempel   For   For
          Management   5   Elect Director Leslie F. Kenne   For   For
          Management   6   Elect Director Harvey N. Medvin   For   For
          Management   7   Elect Director J. Peter Mosling, Jr.   For   For
          Management   8   Elect Director Craig P. Omtvedt   For   For
          Management   9   Elect Director Richard G. Sim   For   For
          Management   10   Elect Director Charles L. Szews   For   For
          Management   11   Elect Director William S. Wallace   For   For
          Management   12   Ratify Auditors   For   For
          Management   13   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   14   Advisory Vote on Say on Pay Frequency   One Year   One Year
Accenture plc   CSA   G1151C101   03-Feb-11   Annual   Management   1   Accept Financial Statements and Statutory Reports   For   For
          Management   2   Reelect Charles H. Giancarlo as a Director   For   For
          Management   3   Reelect Dennis F. Hightower as a Director   For   For
          Management   4   Reelect Blythe J. McGarvie as a Director   For   For
          Management   5   Reelect Mark Moody-Stuart as a Director   For   For
          Management   6   Reelect Pierre Nanterme as a Director   For   For
          Management   7   Ratify Auditors   For   For
          Management   8   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   9   Advisory Vote on Say on Pay Frequency   Three Years   One Year
          Management   10   Authorize the Holding of the 2012 AGM at a Location Outside Ireland   For   For
          Management   11   Authorize Open-Market Purchases of Class A Ordinary Shares   For   For
          Management   12   Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock   For   For
AmerisourceBergen Corporation   ABC   03073E105   17-Feb-11   Annual   Management   1   Elect Director Charles H. Cotros   For   For
          Management   2   Elect Director Jane E. Henney   For   For
          Management   3   Elect Director R. David Yost   For   For
          Management   4   Ratify Auditors   For   For
          Management   5   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   6   Advisory Vote on Say on Pay Frequency   Three Years   One Year
          Management   7   Declassify the Board of Directors   For   For
          Management   8   Approve Qualified Employee Stock Purchase Plan   For   For
Apple Inc.   AAPL   037833100   23-Feb-11   Annual   Management   1.1   Elect Director William V. Campbell   For   For
          Management   1.2   Elect Director Millard S. Drexler   For   For
          Management   1.3   Elect Director Albert A. Gore, Jr.   For   For
          Management   1.4   Elect Director Steven P. Jobs   For   For
          Management   1.5   Elect Director Andrea Jung   For   For
          Management   1.6   Elect Director Arthur D. Levinson   For   For
          Management   1.7   Elect Director Ronald D. Sugar   For   For
          Management   2   Ratify Auditors   For   For
          Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   4   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Share Holder   5   Adopt Policy on Succession Planning   Against   For
          Share Holder   6   Require a Majority Vote for the Election of Directors   Against   For
Deere & Company   DE   244199105   23-Feb-11   Annual   Management   1   Elect Director Charles O. Holliday, Jr.   For   For
          Management   2   Elect Director Dipak C. Jain   For   For
          Management   3   Elect Director Joachim Milberg   For   For
          Management   4   Elect Director Richard B. Myers   For   For
          Management   5   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   6   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   7   Ratify Auditors   For   For


QUALCOMM Incorporated   QCOM   747525103   08-Mar-11   Annual   Management   1.1   Elect Director Barbara T. Alexander   For   For
          Management   1.2   Elect Director Stephen M. Bennett   For   For
          Management   1.3   Elect Director Donald G. Cruickshank   For   For
          Management   1.4   Elect Director Raymond V. Dittamore   For   For
          Management   1.5   Elect Director Thomas W. Horton   For   For
          Management   1.6   Elect Director Irwin Mark Jacobs   For   For
          Management   1.7   Elect Director Paul E. Jacobs   For   For
          Management   1.8   Elect Director Robert E. Kahn   For   For
          Management   1.9   Elect Director Sherry Lansing   For   For
          Management   1.10   Elect Director Duane A. Nelles   For   For
          Management   1.11   Elect Director Francisco Ros   For   For
          Management   1.12   Elect Director Brent Scowcroft   For   For
          Management   1.13   Elect Director Marc I. Stern   For   For
          Management   2   Amend Omnibus Stock Plan   For   For
          Management   3   Amend Qualified Employee Stock Purchase Plan   For   For
          Management   4   Ratify Auditors   For   For
          Management   5   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   6   Advisory Vote on Say on Pay Frequency   Three Years   One Year
          Share Holder   7   Require a Majority Vote for the Election of Directors   Against   For
Starbucks Corporation   SBUX   855244109   23-Mar-11   Annual   Management   1   Elect Director Howard Schultz   For   For
          Management   2   Elect Director William W. Bradley   For   For
          Management   3   Elect Director Mellody Hobson   For   For
          Management   4   Elect Director Kevin R. Johnson   For   For
          Management   5   Elect Director Olden Lee   For   For
          Management   6   Elect Director Sheryl Sandberg   For   For
          Management   7   Elect Director James G. Shennan, Jr.   For   For
          Management   8   Elect Director Javier G. Teruel   For   For
          Management   9   Elect Director Myron E. Ullman, III   For   For
          Management   10   Elect Director Craig E. Weatherup   For   For
          Management   11   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   12   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   13   Amend Omnibus Stock Plan   For   For
          Management   14   Amend Omnibus Stock Plan   For   For
          Management   15   Ratify Auditors   For   For
          Share Holder   16   Adopt Comprehensive Recycling Strategy for Beverage Containers   Against   Against
Schlumberger Limited   SLB   806857108   06-Apr-11   Annual   Management   1.1   Elect Director Philippe Camus   For   For
          Management   1.2   Elect Director Peter L.S. Currie   For   For
          Management   1.3   Elect Director Andrew Gould   For   For
          Management   1.4   Elect Director Tony Isaac   For   For
          Management   1.5   Elect Director K. Vaman Kamath   For   For
          Management   1.6   Elect Director Nikolay Kudryavtsev   For   For
          Management   1.7   Elect Director Adrian Lajous   For   For
          Management   1.8   Elect Director Michael E. Marks   For   For
          Management   1.9   Elect Director Elizabeth Moler   For   For
          Management   1.10   Elect Director Leo Rafael Reif   For   For
          Management   1.11   Elect Director Tore I. Sandvold   For   For
          Management   1.12   Elect Director Henri Seydoux   For   For
          Management   1.13   Elect Director Paal Kibsgaard   For   For
          Management   1.14   Elect Director Lubna S. Olayan   For   For
          Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   3   Advisory Vote on Say on Pay Frequency   Two Years   One Year
          Management   4   Increase Authorized Common Stock   For   For
          Management   5   Adopt Plurality Voting for Contested Election of Directors   For   For
          Management   6   Adopt and Approve Financials and Dividends   For   For
          Management   7   Ratify PricewaterhouseCoopers LLP as Auditors   For   For


T. Rowe Price Group, Inc.   TROW   74144T108   14-Apr-11   Annual   Management   1   Elect Director Edward C. Bernard   For   For
          Management   2   Elect Director James T. Brady   For   For
          Management   3   Elect Director J. Alfred Broaddus, Jr.   For   For
          Management   4   Elect Director Donald B. Hebb, Jr.   For   For
          Management   5   Elect Director James A.C. Kennedy   For   For
          Management   6   Elect Director Robert F. MacLellan   For   For
          Management   7   Elect Director Brian C. Rogers   For   For
          Management   8   Elect Director Alfred Sommer   For   For
          Management   9   Elect Director Dwight S. Taylor   For   For
          Management   10   Elect Director Anne Marie Whittemore   For   For
          Management   11   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   12   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   13   Ratify Auditors   For   For
Walter Energy, Inc.   WLT   93317Q105   20-Apr-11   Annual   Management   1.1   Elect Director Howard L. Clark, Jr.   For   For
          Management   1.2   Elect Director Jerry W. Kolb   For   For
          Management   1.3   Elect Director Patrick A. Kriegshauser   For   For
          Management   1.4   Elect Director Joseph B. Leonard   For   For
          Management   1.5   Elect Director Bernard G. Rethore   For   For
          Management   1.6   Elect Director Michael T. Tokarz   For   For
          Management   1.7   Elect Director A.J. Wagner   For   For
          Management   1.8   Elect Director David R. Beatty   For   For
          Management   1.9   Elect Director Keith Calder   For   For
          Management   1.10   Elect Director Graham Mascall   For   Withhold
          Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   3   Advisory Vote on Say on Pay Frequency   Three Years   One Year
          Management   4   Ratify Auditors   For   For
Celanese Corporation   CE   150870103   21-Apr-11   Annual   Management   1   Elect Director Martin G. McGuinn   For   For
          Management   2   Elect Director Daniel S. Sanders   For   For
          Management   3   Elect Director John K. Wulff   For   For
          Management   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   5   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   6   Ratify Auditors   For   For
Honeywell International Inc.   HON   438516106   25-Apr-11   Annual   Management   1   Elect Director Gordon M. Bethune   For   For
          Management   2   Elect Director Kevin Burke   For   For
          Management   3   Elect Director Jaime Chico Pardo   For   For
          Management   4   Elect Director David M. Cote   For   For
          Management   5   Elect Director D. Scott Davis   For   For
          Management   6   Elect Director Linnet F. Deily   For   For
          Management   7   Elect Director Judd Gregg   For   For
          Management   8   Elect Director Clive R. Hollick   For   For
          Management   9   Elect Director George Paz   For   For
          Management   10   Elect Director Bradley T. Sheares   For   For
          Management   11   Ratify Auditors   For   For
          Management   12   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   13   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   14   Approve Omnibus Stock Plan   For   For
          Management   15   Amend Executive Incentive Bonus Plan   For   For
          Share Holder   16   Provide Right to Act by Written Consent   Against   For
          Share Holder   17   Amend Articles/Bylaws/Charter — Call Special Meetings   Against   For
International Business Machines Corporation   IBM   459200101   26-Apr-11   Annual   Management   1   Elect Director A. J. P. Belda   For   For
          Management   2   Elect Director W. R. Brody   For   For
          Management   3   Elect Director K. I. Chenault   For   For
          Management   4   Elect Director M. L. Eskew   For   For
          Management   5   Elect Director S. A. Jackson   For   For
          Management   6   Elect Director A. N. Liveris   For   For
          Management   7   Elect Director W. J. McNerney, Jr.   For   For
          Management   8   Elect Director J. W. Owens   For   For
          Management   9   Elect Director S. J. Palmisano   For   For
          Management   10   Elect Director J. E. Spero   For   For
          Management   11   Elect Director S. Taurel   For   For
          Management   12   Elect Director L. H. Zambrano   For   For
          Management   13   Ratify Auditors   For   For
          Management   14   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   15   Advisory Vote on Say on Pay Frequency   Three Years   One Year
          Share Holder   16   Provide for Cumulative Voting   Against   For
          Share Holder   17   Report on Political Contributions   Against   For
          Share Holder   18   Report on Lobbying Expenses   Against   For


Mead Johnson Nutrition Company   MJN   582839106   26-Apr-11   Annual   Management   1.1   Elect Director Stephen W. Golsby   For   For
          Management   1.2   Elect Director Steven M. Altschuler   For   For
          Management   1.3   Elect Director Howard B. Bernick   For   For
          Management   1.4   Elect Director Kimberly A. Casiano   For   For
          Management   1.5   Elect Director Anna C. Catalano   For   For
          Management   1.6   Elect Director Celeste A. Clark   For   For
          Management   1.7   Elect Director James M. Cornelius   For   For
          Management   1.8   Elect Director Peter G. Ratcliffe   For   For
          Management   1.9   Elect Director Elliott Sigal   For   For
          Management   1.10   Elect Director Robert S. Singer   For   For
          Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   3   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   4   Ratify Auditors   For   For
Eaton Corporation   ETN   278058102   27-Apr-11   Annual   Management   1   Elect Director George S. Barrett   For   For
          Management   2   Elect Director Todd M. Bluedorn   For   For
          Management   3   Elect Director Ned C. Lautenbach   For   For
          Management   4   Elect Director Gregory R. Page   For   For
          Management   5   Declassify the Board of Directors   For   For
          Management   6   Eliminate Cumulative Voting   For   For
          Management   7   Ratify Auditors   For   For
          Management   8   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   9   Advisory Vote on Say on Pay Frequency   One Year   One Year
The Coca-Cola Company   KO   191216100   27-Apr-11   Annual   Management   1   Elect Director Herbert A. Allen   For   For
          Management   2   Elect Director Ronald W. Allen   For   For
          Management   3   Elect Director Howard G. Buffett   For   For
          Management   4   Elect Director Barry Diller   For   For
          Management   5   Elect Director Evan G. Greenberg   For   For
          Management   6   Elect Director Alexis M. Herman   For   For
          Management   7   Elect Director Muhtar Kent   For   For
          Management   8   Elect Director Donald R. Keough   For   For
          Management   9   Elect Director Maria Elena Lagomasino   For   For
          Management   10   Elect Director Donald F. McHenry   For   For
          Management   11   Elect Director Sam Nunn   For   For
          Management   12   Elect Director James D. Robinson III   For   For
          Management   13   Elect Director Peter V. Ueberroth   For   For
          Management   14   Elect Director Jacob Wallenberg   For   For
          Management   15   Elect Director James B. Williams   For   For
          Management   16   Ratify Auditors   For   For
          Management   17   Amend Executive Incentive Bonus Plan   For   For
          Management   18   Amend Restricted Stock Plan   For   For
          Management   19   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   20   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Share Holder   21   Publish Report on Chemical Bisphenol-A (BPA)   Against   For
DIRECTV   DTV   25490A101   28-Apr-11   Annual   Management   1.1   Elect Director David B. Dillon   For   For
          Management   1.2   Elect Director Samuel A. DiPiazza, Jr.   For   For
          Management   1.3   Elect Director Lorrie M. Norrington   For   For
          Management   2   Ratify Auditors   For   For
          Management   3   Reduce Authorized Class B Shares, Eliminate Class C Common Stock and Deletion of Rights to Call Special Meetings to Certain Stockholders   For   For
          Management   4   Declassify the Board of Directors   For   For
          Management   5   Adopt Majority Voting for Uncontested Election of Directors   For   For
          Management   6   Provide Right to Call Special Meeting   For   For
          Management   7   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   For   Against
          Management   8   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   9   Advisory Vote on Say on Pay Frequency   One Year   One Year


Life Technologies Corporation   LIFE   53217V109   28-Apr-11   Annual   Management   1   Elect Director Balakrishnan S. Iyer   For   For
          Management   2   Elect Director Gregory T. Lucier   For   For
          Management   3   EleElect Director Ronald A. Matricaria   For   For
          Management   4   Elect Director David C. U Prichard   For   For
          Management   5   Elect Director William H. Longfield   For   For
          Management   6   Elect Director Ora H. Pescovitz   For   For
          Management   7   Ratify Auditors   For   For
          Management   8   Amend Certificate of Incorporation   For   For
          Management   9   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   10   Advisory Vote on Say on Pay Frequency   Two Years   One Year
The Hershey Company   HSY   427866108   28-Apr-11   Annual   Management   1.1   Elect Director P.M. Arway   For   For
          Management   1.2   Elect Director R.F. Cavanaugh   For   For
          Management   1.3   Elect Director C.A. Davis   For   For
          Management   1.4   Elect Director J.M. Mead   For   For
          Management   1.5   Elect Director J.E. Nevels   For   For
          Management   1.6   Elect Director A.J. Palmer   For   For
          Management   1.7   Elect Director T.J. Ridge   For   For
          Management   1.8   Elect Director D.L. Shedlarz   For   For
          Management   1.9   Elect Director D.J. West   For   For
          Management   2   Ratify Auditors   For   For
          Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   4   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   5   Amend Omnibus Stock Plan   For   For
Tractor Supply Company   TSCO   892356106   28-Apr-11   Annual   Management   1.1   Elect Director James F. Wright   For   For
          Management   1.2   Elect Director Johnston C. Adams   For   For
          Management   1.3   Elect Director William Bass   For   For
          Management   1.4   Elect Director Peter D. Bewley   For   For
          Management   1.5   Elect Director Jack C. Bingleman   For   For
          Management   1.6   Elect Director Richard W. Frost   For   For
          Management   1.7   Elect Director Cynthia T. Jamison   For   For
          Management   1.8   Elect Director George MacKenzie   For   For
          Management   1.9   Elect Director Edna K. Morris   For   For
          Management   2   Increase Authorized Common Stock   For   For
          Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   4   Advisory Vote on Say on Pay Frequency   One Year   One Year
Aflac Incorporated   AFL   001055102   02-May-11   Annual   Management   1   Elect Director Daniel P. Amos   For   For
          Management   2   Elect Director John Shelby Amos II   For   For
          Management   3   Elect Director Paul S. Amos II   For   For
          Management   4   Elect Director Michael H. Armacost   For   For
          Management   5   Elect Director Kriss Cloninger III   For   For
          Management   6   Elect Director Elizabeth J. Hudson   For   For
          Management   7   Elect Director Douglas W. Johnson   For   For
          Management   8   Elect Director Robert B. Johnson   For   For
          Management   9   Elect Director Charles B. Knapp   For   For
          Management   10   Elect Director E. Stephen Purdom   For   For
          Management   11   Elect Director Barbara K. Rimer   For   For
          Management   12   Elect Director Marvin R. Schuster   For   For
          Management   13   Elect Director David Gary Thompson   For   For
          Management   14   Elect Director Robert L. Wright   For   For
          Management   15   Elect Director Takuro Yoshida   For   For
          Management   16   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   17   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   18   Ratify Auditors   For   For


The Boeing Company   BA   097023105   02-May-11   Annual   Management   1   Elect Director John E. Bryson   For   For
          Management   2   Elect Director David L. Calhoun   For   For
          Management   3   Elect Director Arthur D. Collins, Jr.   For   For
          Management   4   Elect Director Linda Z. Cook   For   For
          Management   5   Elect Director Kenneth M. Duberstein   For   For
          Management   6   Elect Director Edmund P. Giambastiani, Jr.   For   For
          Management   7   Elect Director Edward M. Liddy   For   For
          Management   8   Elect Director John F. McDonnell   For   For
          Management   9   Elect Director W. James McNerney, Jr.   For   For
          Management   10   Elect Director Susan C. Schwab   For   For
          Management   11   Elect Director Ronald A. Williams   For   For
          Management   12   Elect Director Mike S. Zafirovski   For   For
          Management   13   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   14   Advisory Vote on Say on Pay Frequency   Three Years   One Year
          Management   15   Ratify Auditors   For   For
          Share Holder   16   Implement Third-Party Supply Chain Monitoring   Against   Against
          Share Holder   17   Report on Political Contributions   Against   For
          Share Holder   18   Provide Right to Act by Written Consent   Against   For
          Share Holder   19   Amend Articles/Bylaws/Charter — Call Special Meetings   Against   For
          Share Holder   20   Require Independent Board Chairman   Against   For
Baxter International Inc.   BAX   071813109   03-May-11   Annual   Management   1   Elect Director Wayne T. Hockmeyer   For   For
          Management   2   Elect Director Robert L. Parkinson, Jr.   For   For
          Management   3   Elect Director Thomas T. Stallkamp   For   For
          Management   4   Elect Director Albert P.L. Stroucken   For   For
          Management   5   Ratify Auditors   For   For
          Management   6   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   7   Advisory Vote on Say on Pay Frequency   Three Years   One Year
          Management   8   Approve Qualified Employee Stock Purchase Plan   For   For
          Management   9   Approve Omnibus Stock Plan   For   For
          Management   10   Amend Certificate of Incorporation to Declassify the Board and Reduce Supermajority Voting Requirement   For   For
Cameron International Corporation   CAM   13342B105   03-May-11   Annual   Management   1   Elect Director Peter J. Fluor   For   For
          Management   2   Elect Director Jack B. Moore   For   For
          Management   3   Elect Director David Ross   For   For
          Management   4   Ratify Auditors   For   For
          Management   5   Approve Executive Incentive Bonus Plan   For   For
          Management   6   Amend Omnibus Stock Plan   For   For
          Management   7   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   8   Advisory Vote on Say on Pay Frequency   None   One Year
EMC Corporation   EMC   268648102   04-May-11   Annual   Management   1   Elect Director Michael W. Brown   For   For
          Management   2   Elect Director Randolph L. Cowen   For   For
          Management   3   Elect Director Michael J. Cronin   For   For
          Management   4   Elect Director Gail Deegan   For   For
          Management   5   Elect Director James S. DiStasio   For   For
          Management   6   Elect Director John R. Egan   For   For
          Management   7   Elect Director Edmund F. Kelly   For   For
          Management   8   Elect Director Windle B. Priem   For   For
          Management   9   Elect Director Paul Sagan   For   For
          Management   10   Elect Director David N. Strohm   For   For
          Management   11   Elect Director Joseph M. Tucci   For   For
          Management   12   Ratify Auditors   For   For
          Management   13   Amend Omnibus Stock Plan   For   For
          Management   14   Provide Right to Call Special Meeting   For   For
          Management   15   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   16   Advisory Vote on Say on Pay Frequency   One Year   One Year


Kansas City Southern   KSU   485170302   05-May-11   Annual   Management   1.1   Elect Director Henry R. Davis   For   For
          Management   1.2   Elect Director Robert J. Druten   For   For
          Management   1.3   Elect Director Rodney E. Slater   For   For
          Management   2   Ratify Auditors   For   For
          Management   3   Approve Executive Incentive Bonus Plan   For   For
          Management   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   5   Advisory Vote on Say on Pay Frequency   Three Years   One Year
FMC Technologies, Inc.   FTI   30249U101   06-May-11   Annual   Management   1   Elect Director C. Maury Devine   For   For
          Management   2   Elect Director John T. Gremp   For   For
          Management   3   Elect Director Thomas M. Hamilton   For   For
          Management   4   Elect Director Richard A. Pattarozzi   For   For
          Management   5   Ratify Auditors   For   For
          Management   6   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   7   Advisory Vote on Say on Pay Frequency   Three Years   One Year
          Management   8   Increase Authorized Common Stock   For   For
Cummins Inc.   CMI   231021106   10-May-11   Annual   Management   1   Elect Director Theodore M. Solso   For   For
          Management   2   Elect Director N. Thomas Linebarger   For   For
          Management   3   Elect Director William I. Miller   For   For
          Management   4   Elect Director Alexis M. Herman   For   For
          Management   5   Elect Director Georgia R. Nelson   For   For
          Management   6   Elect Director Carl Ware   For   For
          Management   7   Elect Director Robert K. Herdman   For   For
          Management   8   Elect Director Robert J. Bernhard   For   For
          Management   9   Elect Director Franklin R. Chang-Diaz   For   For
          Management   10   Elect Director Stephen B. Dobbs   For   For
          Management   11   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   12   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   13   Ratify Auditors   For   For
Novellus Systems, Inc.   NVLS   670008101   10-May-11   Annual   Management   1.1   Elect Director Richard S. Hill   For   For
          Management   1.2   Elect Director Neil R. Bonke   For   For
          Management   1.3   Elect Director Youssef A. El-Mansy   For   For
          Management   1.4   Elect Director Glen G. Possley   For   For
          Management   1.5   Elect Director Ann D. Rhoads   For   For
          Management   1.6   Elect Director Krishna Saraswat   For   For
          Management   1.7   Elect Director William R. Spivey   For   For
          Management   1.8   Elect Director Delbert A. Whitaker   For   For
          Management   2   Ratify Auditors   For   For
          Management   3   Amend Omnibus Stock Plan   For   For
          Management   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   5   Advisory Vote on Say on Pay Frequency   Three Years   One Year
The Timken Company   TKR   887389104   10-May-11   Annual   Management   1.1   Elect Director John M. Ballbach   For   For
          Management   1.2   Elect Director Phillip R. Cox   For   For
          Management   1.3   Elect Director Ward J. Timken, Jr   For   For
          Management   2   Ratify Auditors   For   For
          Management   3   Approve Omnibus Stock Plan   For   For
          Management   4   Advisory Vote on Say on Pay Frequency   Three Years   One Year
          Management   5   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For


Waters Corporation   WAT   941848103   10-May-11   Annual   Management   1.1   Elect Director Joshua Bekenstein   For   For
          Management   1.2   Elect Director Michael J. Berendt   For   For
          Management   1.3   Elect Director Douglas A. Berthiaume   For   For
          Management   1.4   Elect Director Edward Conard   For   For
          Management   1.5   Elect Director Laurie H. Glimcher   For   For
          Management   1.6   Elect Director Christopher A. Kuebler   For   For
          Management   1.7   Elect Director William J. Miller   For   For
          Management   1.8   Elect Director Joann A. Reed   For   For
          Management   1.9   Elect Director Thomas P. Salice   For   For
          Management   2   Ratify Auditors   For   For
          Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   4   Advisory Vote on Say on Pay Frequency   Three Years   One Year
ANSYS, Inc.   ANSS   03662Q105   11-May-11   Annual   Management   1.1   Elect Director James E. Cashman III   For   For
          Management   1.2   Elect Director William R. McDermott   For   For
          Management   1.3   Elect Director Ajei S. Gopal   For   For
          Management   2   Increase Authorized Common Stock   For   For
          Management   3   Amend Omnibus Stock Plan   For   For
          Management   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   5   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   6   Ratify Auditors   For   For
ConocoPhillips   COP   20825C104   11-May-11   Annual   Management   1   Elect Director Richard L. Armitage   For   For
          Management   2   Elect Director Richard H. Auchinleck   For   For
          Management   3   Elect Director James E. Copeland, Jr.   For   For
          Management   4   Elect Director Kenneth M. Duberstein   For   For
          Management   5   Elect Director Ruth R. Harkin   For   For
          Management   6   Elect Director Harold W. McGraw III   For   For
          Management   7   Elect Director James J. Mulva   For   For
          Management   8   Elect Director Robert A. Niblock   For   For
          Management   9   Elect Director Harald J. Norvik   For   For
          Management   10   Elect Director William K. Reilly   For   For
          Management   11   Elect Director Victoria J. Tschinkel   For   For
          Management   12   Elect Director Kathryn C. Turner   For   For
          Management   13   Elect Director William E. Wade, Jr.   For   For
          Management   14   Ratify Auditors   For   For
          Management   15   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against
          Management   16   Advisory Vote on Say on Pay Frequency   None   One Year
          Management   17   Approve Omnibus Stock Plan   For   For
          Share Holder   18   Amend EEO Policy to Prohibit Discrimination based on Gender Identity   Against   For
          Share Holder   19   Report on Political Contributions   Against   For
          Share Holder   20   Report on Lobbying Expenses   Against   For
          Share Holder   21   Report on Accident Risk Reduction Efforts   Against   Against
          Share Holder   22   Adopt Policy to Address Coastal Louisiana Environmental Impacts   Against   Against
          Share Holder   23   Adopt Quantitative GHG Goals for Products and Operations   Against   For
          Share Holder   24   Report on Financial Risks of Climate Change   Against   Against
          Share Holder   25   Report on Environmental Impact of Oil Sands Operations in Canada   Against   For
Murphy Oil Corporation   MUR   626717102   11-May-11   Annual   Management   1   Elect Director F.W. Blue   For   For
          Management   2   Elect Director C.P. Deming   For   For
          Management   3   Elect Director R.A. Hermes   For   For
          Management   4   Elect Director J.V. Kelley   For   For
          Management   5   Elect Director R.M. Murphy   For   For
          Management   6   Elect Director W.C. Nolan, Jr.   For   For
          Management   7   Elect Director N.E. Schmale   For   For
          Management   8   Elect Director D.J.H. Smith   For   For
          Management   9   Elect Director C.G. Theus   For   For
          Management   10   Elect Director D.M. Wood   For   For
          Management   11   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   12   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   13   Ratify Auditors   For   For


Philip Morris International Inc.   PM   718172109   11-May-11   Annual   Management   1   Elect Director Harold Brown   For   For
          Management   2   Elect Director Mathis Cabiallavetta   For   For
          Management   3   Elect Director Louis C. Camilleri   For   For
          Management   4   Elect Director J. Dudley Fishburn   For   For
          Management   5   Elect Director Jennifer Li   For   For
          Management   6   Elect Director Graham Mackay   For   For
          Management   7   Elect Director Sergio Marchionne   For   Against
          Management   8   Elect Director Lucio A. Noto   For   For
          Management   9   Elect Director Carlos Slim Helu   For   For
          Management   10   Elect Director Stephen M. Wolf   For   For
          Management   11   Ratify Auditors   For   For
          Management   12   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   13   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Share Holder   14   Report on Effect of Marketing Practices on the Poor   Against   Against
          Share Holder   15   Require Independent Board Chairman   Against   Against
The Mosaic Company   MOS   61945A107   11-May-11   Special   Management   1   Approve Merger Agreement   For   For
          Management   2   Adjourn Meeting   For   For
Republic Services, Inc.   RSG   760759100   12-May-11   Annual   Management   1   Elect Director James W. Crownover   For   For
          Management   2   Elect Director John W. Croghan   For   For
          Management   3   Elect Director William J. Flynn   For   For
          Management   4   Elect Director Michael Larson   For   For
          Management   5   Elect Director Nolan Lehmann   For   For
          Management   6   Elect Director W. Lee Nutter   For   For
          Management   7   Elect Director Ramon A. Rodriguez   For   For
          Management   8   Elect Director Donald W. Slager   For   For
          Management   9   Elect Director Allan C. Sorensen   For   For
          Management   10   Elect Director John M. Trani   For   For
          Management   11   Elect Director Michael W. Wickham   For   For
          Management   12   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against
          Management   13   Advisory Vote on Say on Pay Frequency   Three Years   One Year
          Management   14   Amend Omnibus Stock Plan   For   For
          Management   15   Ratify Auditors   For   For
          Share Holder   16   Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives   Against   For
Cypress Semiconductor Corporation   CY   232806109   13-May-11   Annual   Management   1.1   Elect Director T.J. Rodgers   For   For
          Management   1.2   Elect Director W. Steve Albrecht   For   For
          Management   1.3   Elect Director Eric A. Benhamou   For   For
          Management   1.4   Elect Director Lloyd Carney   For   For
          Management   1.5   Elect Director James R. Long   For   For
          Management   1.6   Elect Director J. Daniel McCranie   For   For
          Management   1.7   Elect Director J. Donald Sherman   For   For
          Management   1.8   Elect Director Wilbert Van Den Hoek   For   For
          Management   2   Ratify Auditors   For   For
          Management   3   Amend Omnibus Stock Plan   For   Against
          Management   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   5   Advisory Vote on Say on Pay Frequency   One Year   One Year
Advance Auto Parts, Inc.   AAP   00751Y106   17-May-11   Annual   Management   1.1   Elect Director John F. Bergstrom   For   For
          Management   1.2   Elect Director John C. Brouillard   For   For
          Management   1.3   Elect Director Fiona P. Dias   For   For
          Management   1.4   Elect Director Frances X. Frei   For   For
          Management   1.5   Elect Director Darren R. Jackson   For   For
          Management   1.6   Elect Director William S. Oglesby   For   For
          Management   1.7   Elect Director J. Paul Raines   For   For
          Management   1.8   Elect Director Gilbert T. Ray   For   For
          Management   1.9   Elect Director Carlos A. Saladrigas   For   For
          Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   3   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   4   Ratify Auditors   For   For


Oil States International, Inc.   OIS   678026105   17-May-11   Annual   Management   1.1   Elect Director Christopher T. Seaver   For   For
          Management   1.2   Elect Director Douglas E. Swanson   For   Withhold
          Management   1.3   Elect Director Cindy B. Taylor   For   For
          Management   2   Ratify Auditors   For   For
          Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   4   Advisory Vote on Say on Pay Frequency   One Year   One Year
Cimarex Energy Co.   XEC   171798101   18-May-11   Annual   Management   1   Elect Director David A. Hentschel   For   For
          Management   2   Elect Director F.H. Merelli   For   For
          Management   3   Elect Director L. Paul Teague   For   For
          Management   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   5   Advisory Vote on Say on Pay Frequency   Three Years   One Year
          Management   6   Approve Omnibus Stock Plan   For   For
          Management   7   Ratify Auditors   For   For
Petrohawk Energy Corporation   HK   716495106   18-May-11   Annual   Management   1.1   Elect Director Floyd C. Wilson   For   For
          Management   1.2   Elect Director Gary A. Merriman   For   For
          Management   1.3   Elect Director Robert C. Stone, Jr.   For   For
          Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against
          Management   3   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   4   Amend Omnibus Stock Plan   For   For
          Management   5   Ratify Auditors   For   For
Scripps Networks Interactive, Inc.   SNI   811065101   18-May-11   Annual   Management   1.1   Elect Director David A. Galloway   For   For
          Management   1.2   Elect Director Dale Pond   For   For
          Management   1.3   Elect Director Ronald W. Tysoe   For   For
TRW Automotive Holdings Corp.   TRW   87264S106   18-May-11   Annual   Management   1.1   Elect Director Francois J. Castaing   For   For
          Management   1.2   Elect Director Michael R. Gambrell   For   For
          Management   1.3   Elect Director Paul H. O’neill   For   For
          Management   2   Ratify Auditors   For   For
          Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   4   Advisory Vote on Say on Pay Frequency   Three Years   One Year
Intel Corporation   INTC   458140100   19-May-11   Annual   Management   1   Elect Director Charlene Barshefsky   For   For
          Management   2   Elect Director Susan L. Decker   For   For
          Management   3   Elect Director John J. Donahoe   For   For
          Management   4   Elect Director Reed E. Hundt   For   For
          Management   5   Elect Director Paul S. Otellini   For   For
          Management   6   Elect Director James D. Plummer   For   For
          Management   7   Elect Director David S. Pottruck   For   For
          Management   8   Elect Director Jane E. Shaw   For   For
          Management   9   Elect Director Frank D. Yeary   For   For
          Management   10   Elect Director David B. Yoffie   For   For
          Management   11   Ratify Auditors   For   For
          Management   12   Amend Omnibus Stock Plan   For   For
          Management   13   Amend Qualified Employee Stock Purchase Plan   For   For
          Management   14   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   15   Advisory Vote on Say on Pay Frequency   None   One Year
Rayonier Inc.   RYN   754907103   19-May-11   Annual   Management   1   Elect Director Paul G. Boynton   For   For
          Management   2   Elect Director Mark E. Gaumond   For   For
          Management   3   Elect Director David W. Oskin   For   For
          Management   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   5   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   6   Ratify Auditors   For   For
          Share Holder   7   Declassify the Board of Directors   Against   For


Simon Property Group, Inc.   SPG   828806109   19-May-11   Annual   Management   1   Elect Director Melvyn E. Bergstein   For   For
          Management   2   Elect Director Linda Walker Bynoe   For   For
          Management   3   Elect Director Larry C. Glasscock   For   For
          Management   4   Elect Director Karen N. Horn   For   For
          Management   5   Elect Director Allan Hubbard   For   For
          Management   6   Elect Director Reuben S. Leibowitz   For   For
          Management   7   Elect Director Daniel C. Smith   For   For
          Management   8   Elect Director J. Albert Smith, Jr.   For   For
          Management   9   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   10   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   11   Ratify Auditors   For   For
YUM! Brands, Inc.   YUM   988498101   19-May-11   Annual   Management   1   Elect Director David W. Dorman   For   For
          Management   2   Elect Director Massimo Ferragamo   For   For
          Management   3   Elect Director J. David Grissom   For   For
          Management   4   Elect Director Bonnie G. Hill   For   For
          Management   5   Elect Director Robert Holland, Jr.   For   For
          Management   6   Elect Director Kenneth G. Langone   For   For
          Management   7   Elect Director Jonathan S. Linen   For   For
          Management   8   Elect Director Thomas C. Nelson   For   For
          Management   9   Elect Director David C. Novak   For   For
          Management   10   Elect Director Thomas M. Ryan   For   For
          Management   11   Elect Director Jing-Shyh S. Su   For   For
          Management   12   Elect Director Robert D. Walter   For   For
          Management   13   Ratify Auditors   For   For
          Management   14   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   15   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   16   Provide Right to Call Special Meeting   For   For
Amgen Inc.   AMGN   031162100   20-May-11   Annual   Management   1   Elect Director David Baltimore   For   For
          Management   2   Elect Director Frank J. Biondi, Jr.   For   For
          Management   3   Elect Director Francois De Carbonnel   For   For
          Management   4   Elect Director Vance D. Coffman   For   For
          Management   5   Elect Director Rebecca M. Henderson   For   For
          Management   6   Elect Director Frank C. Herringer   For   For
          Management   7   Elect Director Gilbert S. Omenn   For   For
          Management   8   Elect Director Judith C. Pelham   For   For
          Management   9   Elect Director J. Paul Reason   For   For
          Management   10   Elect Director Leonard D. Schaeffer   For   For
          Management   11   Elect Director Kevin W. Sharer   For   For
          Management   12   Elect Director Ronald D. Sugar   For   For
          Management   13   Ratify Auditors   For   For
          Management   14   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against
          Management   15   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Share Holder   16   Provide Right to Act by Written Consent   Against   For
Rovi Corporation   ROVI   779376102   24-May-11   Annual   Management   1.1   Elect Director Alfred J. Amoroso   For   For
          Management   1.2   Elect Director Alan L. Earhart   For   For
          Management   1.3   Elect Director Andrew K. Ludwick   For   For
          Management   1.4   Elect Director James E. Meyer   For   For
          Management   1.5   Elect Director James P. O?Shaughnessy   For   For
          Management   1.6   Elect Director Ruthann Quindlen   For   For
          Management   2   Amend Omnibus Stock Plan   For   For
          Management   3   Ratify Auditors   For   For
          Management   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   5   Advisory Vote on Say on Pay Frequency   Three Years   One Year
Stericycle, Inc.   SRCL   858912108   24-May-11   Annual   Management   1   Elect Director Mark C. Miller   For   For
          Management   2   Elect Director Jack W. Schuler   For   For
          Management   3   Elect Director Thomas D. Brown   For   For
          Management   4   Elect Director Rod F. Dammeyer   For   For
          Management   5   Elect Director William K. Hall   For   For
          Management   6   Elect Director Jonathan T. Lord   For   For
          Management   7   Elect Director John Patience   For   For
          Management   8   Elect Director James W.P. Reid-Anderson   For   For
          Management   9   Elect Director Ronald G. Spaeth   For   For
          Management   10   Approve Omnibus Stock Plan   For   For
          Management   11   Ratify Auditors   For   For
          Management   12   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   13   Advisory Vote on Say on Pay Frequency   Three Years   One Year


Teradyne, Inc.   TER   880770102   24-May-11   Annual   Management   1   Elect Director James W. Bagley   For   For
          Management   2   Elect Director Michael A. Bradley   For   For
          Management   3   Elect Director Albert Carnesale   For   For
          Management   4   Elect Director Daniel W. Christman   For   For
          Management   5   Elect Director Edwin J. Gillis   For   For
          Management   6   Elect Director Timothy E. Guertin   For   For
          Management   7   Elect Director Paul J. Tufano   For   For
          Management   8   Elect Director Roy A. Vallee   For   For
          Management   9   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   10   Advisory Vote on Say on Pay Frequency   Three Years   One Year
          Management   11   Amend Omnibus Stock Plan   For   For
          Management   12   Ratify Auditors   For   For
Chipotle Mexican Grill, Inc.   CMG   169656105   25-May-11   Annual   Management   1.1   Elect Director John S. Charlesworth   For   For
          Management   1.2   Elect Director Montgomery F. Moran   For   For
          Management   2   Approve Omnibus Stock Plan   For   For
          Management   3   Approve Qualified Employee Stock Purchase Plan   For   For
          Management   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   5   Advisory Vote on Say on Pay Frequency   Three Years   One Year
          Management   6   Ratify Auditors   For   For
Williams-Sonoma, Inc.   WSM   969904101   25-May-11   Annual   Management   1.1   Elect Director Laura J. Alber   For   For
          Management   1.2   Elect Director Adrian D.P. Bellamy   For   For
          Management   1.3   Elect Director Patrick J. Connolly   For   For
          Management   1.4   Elect Director Adrian T. Dillon   For   For
          Management   1.5   Elect Director Anthony A. Greener   For   For
          Management   1.6   Elect Director Ted W. Hall   For   For
          Management   1.7   Elect Director Michael R. Lynch   For   For
          Management   1.8   Elect Director Sharon L McCollam   For   For
          Management   2   Change State of Incorporation [from California to Delaware]   For   For
          Management   3   Amend Omnibus Stock Plan   For   For
          Management   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   5   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   6   Ratify Auditors   For   For
Continental Resources, Inc.   CLR   212015101   26-May-11   Annual   Management   1.1   Elect Director H. R. Sanders, Jr.   For   For
          Management   1.2   Elect Director Robert J. Grant   For   For
          Management   2   Ratify Auditors   For   For
          Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   4   Advisory Vote on Say on Pay Frequency   Three Years   One Year
Jones Lang LaSalle Incorporated   JLL   48020Q107   26-May-11   Annual   Management   1   Elect Director Hugo Bague   For   For
          Management   2   Elect Director Colin Dyer   For   For
          Management   3   Elect Director Darryl Hartley-Leonard   For   For
          Management   4   Elect Director Deanne Julius   For   For
          Management   5   Elect Director Ming Lu   For   For
          Management   6   Elect Director Lauralee E. Martin   For   For
          Management   7   Elect Director Martin H. Nesbitt   For   For
          Management   8   Elect Director Sheila A. Penrose   For   For
          Management   9   Elect Director David B. Rickard   For   For
          Management   10   Elect Director Roger T. Staubach   For   For
          Management   11   Elect Director Thomas C. Theobald   For   For
          Management   12   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   13   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   14   Provide Right to Call Special Meeting   For   For
          Management   15   Ratify Auditors   For   For


Google Inc.   GOOG   38259P508   02-Jun-11   Annual   Management   1.1   Elect Director Larry Page   For   For
          Management   1.2   Elect Director Sergey Brin   For   For
          Management   1.3   Elect Director Eric E. Schmidt   For   For
          Management   1.4   Elect Director L. John Doerr   For   For
          Management   1.5   Elect Director John L. Hennessy   For   For
          Management   1.6   Elect Director Ann Mather   For   For
          Management   1.7   Elect Director Paul S. Otellini   For   For
          Management   1.8   Elect Director K. Ram Shriram   For   For
          Management   1.9   Elect Director Shirley M. Tilghman   For   For
          Management   2   Ratify Auditors   For   For
          Management   3   Amend Omnibus Stock Plan   For   Against
          Management   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   5   Advisory Vote on Say on Pay Frequency   Three Years   One Year
          Share Holder   6   Amend Bylaws to Establish a Board Committee on Environmental Sustainability   Against   Against
          Share Holder   7   Reduce Supermajority Vote Requirement   Against   Against
          Share Holder   8   Report on Code of Conduct Compliance   Against   Against
MasterCard Incorporated   MA   57636Q104   07-Jun-11   Annual   Management   1   Elect Director Marc Olivié   For   For
          Management   2   Elect Director Rima Qureshi   For   For
          Management   3   Elect Director Mark Schwartz   For   For
          Management   4   Elect Director Jackson P. Tai   For   For
          Management   5   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   6   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   7   Ratify Auditors   For   For
Sandisk Corporation   SNDK   80004C101   07-Jun-11   Annual   Management   1.1   Elect Director Michael Marks   For   For
          Management   1.2   Elect Director Kevin DeNuccio   For   For
          Management   1.3   Elect Director Irwin Federman   For   For
          Management   1.4   Elect Director Steven J. Gomo   For   For
          Management   1.5   Elect Director Eddy W. Hartenstein   For   For
          Management   1.6   Elect Director Chenming Hu   For   For
          Management   1.7   Elect Director Catherine P. Lego   For   For
          Management   1.8   Elect Director Sanjay Mehrotra   For   For
          Management   2   Ratify Auditors   For   For
          Management   3   Amend Omnibus Stock Plan   For   For
          Management   4   Amend Qualified Employee Stock Purchase Plan   For   For
          Management   5   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   6   Advisory Vote on Say on Pay Frequency   One Year   One Year
Caterpillar Inc.   CAT   149123101   08-Jun-11   Annual   Management   1.1   Elect Director David L. Calhoun   For   Withhold
          Management   1.2   Elect Director Daniel M. Dickinson   For   For
          Management   1.3   Elect Director Eugene V. Fife   For   For
          Management   1.4   Elect Director Juan Gallardo   For   For
          Management   1.5   Elect Director David R. Goode   For   For
          Management   1.6   Elect Director Jesse J. Greene, Jr.   For   For
          Management   1.7   Elect Director Peter A. Magowan   For   For
          Management   1.8   Elect Director Dennis A. Muilenburg   For   For
          Management   1.9   Elect Director Douglas R. Oberhelman   For   For
          Management   1.10   Elect Director William A. Osborn   For   For
          Management   1.11   Elect Director Charles D. Powell   For   For
          Management   1.12   Elect Director Edward B. Rust, Jr.   For   For
          Management   1.13   Elect Director Susan C. Schwab   For   For
          Management   1.14   Elect Director Joshua I. Smith   For   For
          Management   1.15   Elect Director Miles D. White   For   For
          Management   2   Ratify Auditors   For   For
          Management   3   Amend Executive Incentive Bonus Plan   For   For
          Management   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   5   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Share Holder   6   Report on Political Contributions   Against   For
          Share Holder   7   Stock Retention/Holding Period   Against   For
          Share Holder   8   Require a Majority Vote for the Election of Directors   Against   For
          Share Holder   9   Amend Articles/Bylaws/Charter — Call Special Meetings   Against   For
          Share Holder   10   Require Independent Board Chairman   Against   Against
          Share Holder   11   Review and Assess Human Rights Policies   Against   For
          Share Holder   12   Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives   Against   Against


MGM Resorts International   MGM   552953101   14-Jun-11   Annual   Management   1.1   Elect Director Robert H. Baldwin   For   For
          Management   1.2   Elect Director William A. Bible   For   For
          Management   1.3   Elect Director Burton M. Cohen   For   For
          Management   1.4   Elect Director Willie D. Davis   For   For
          Management   1.5   Elect Director Alexis M. Herman   For   For
          Management   1.6   Elect Director Roland Hernandez   For   For
          Management   1.7   Elect Director Anthony Mandekic   For   For
          Management   1.8   Elect Director Rose McKinney-James   For   For
          Management   1.9   Elect Director James J. Murren   For   For
          Management   1.10   Elect Director Daniel J. Taylor   For   For
          Management   1.11   Elect Director Melvin B. Wolzinger   For   For
          Management   2   Ratify Auditors   For   For
          Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against
          Management   4   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   5   Increase Authorized Common Stock   For   For
          Management   6   Amend Executive Incentive Bonus Plan   For   For
          Share Holder   7   Prepare Sustainability Report   Against   For
Freeport-McMoRan Copper & Gold Inc.   FCX   35671D857   15-Jun-11   Annual   Management   1.1   Elect Director Richard C. Adkerson   For   For
          Management   1.2   Elect Director Robert J. Allison, Jr.   For   For
          Management   1.3   Elect Director Robert A. Day   For   For
          Management   1.4   Elect Director Gerald J. Ford   For   For
          Management   1.5   Elect Director H. Devon Graham, Jr.   For   For
          Management   1.6   Elect Director Charles C. Krulak   For   For
          Management   1.7   Elect Director Bobby Lee Lackey   For   For
          Management   1.8   Elect Director Jon C. Madonna   For   For
          Management   1.9   Elect Director Dustan E. McCoy   For   For
          Management   1.10   Elect Director James R. Moffett   For   For
          Management   1.11   Elect Director B.M. Rankin, Jr.   For   For
          Management   1.12   Elect Director Stephen H. Siegele   For   For
          Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against
          Management   3   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   4   Ratify Auditors   For   For
          Share Holder   5   Request Director Nominee with Environmental Qualifications   Against   For
Marvell Technology Group Ltd   MRVL   G5876H105   28-Jun-11   Annual   Management   1   Elect Director Kuo Wei (Herbert) Chang   For   For
          Management   2   Elect Director Juergen Gromer   For   For
          Management   3   Elect Director Arturo Krueger   For   For
          Management   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For
          Management   5   Advisory Vote on Say on Pay Frequency   One Year   One Year
          Management   6   Approve Reduction of Share Premium Account   For   For
          Management   7   Amend Non-Employee Director Omnibus Stock Plan   For   For
          Management   8   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   For   For


Nuveen Multi-Strategy Income & Growth Fund - Symphony

 

Company Name

 

Ticker

 

Security ID

 

Meeting
Date

 

Meeting Type

 

Proponent

 

Item
Number

 

Proposal

 

Management
Recommendation

 

Vote
Instruction

Marvell Technology Group Ltd   MRVL   G5876H105   08-Jul-10   Annual   Management   1a   Elect Ta-lin Hsu as Director   For   For
          Management   1b   Elect John G. Kassakian as Director   For   For
          Management   2   Declassify the Board of Directors   For   For