Charles E. Ramsey Form 3

Form 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940


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(Print or Type Responses)

1. Name and Address of Reporting
    Person*

Ramsey         Charles        E.

2. Date of Event
    Requiring Statement
    (Month/Day/Year)

October 17, 2002

4. Issuer Name and Ticker or Trading Symbol

Harris & Harris Group, Inc. (TINY)

(Last)        (First)       (Middle)

One Rockefeller Plaza, Suite 1430

3. I.R.S. Identification Number of
    Reporting Person, if an entity
    (voluntary)

5. Relationship of Reporting Person(s) to  Issuer
    (Check all applicable)

6. If Amendment, Date of
    Original (Month/Day/Year)

X

Director

 

10% Owner

(Street)

New York, NY  10020

 

Officer (give title
below)

 

Other (specify
below)

7. Individual or Joint/Group Filing
    (Check Applicable Line)

 

 X

Form filed by One Reporting Person

(City)         (State)     (Zip)

 

Form filed by More than One Reporting Person

Table I ¾Non-Derivative Securities Beneficially Owned

1. Title of Security
    (Instr. 4)

2. Amount of Securities Beneficially Owned
    (Instr. 4)

3. Ownership Form: Direct (D) or Indirect (I)
    (Instr. 5)

4. Nature of Indirect Beneficial Ownership
    (Instr. 5)

Common Stock

                       26,666

                                   (D)


FORM 3 (continued)

Table II ¾Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1.Title of Derivative Security
   (Instr. 4)

2.Date Exer-
   cisable and
   Expiration
   Date
   (Month/Day/Year)

3. Title and Amount of Securities Underlying
    Derivative Security
    (Instr. 4)

4. Conver-
    sion or
    Exercise
    Price of
    Deri-
    vative
    Security

5. Owner-
    ship
    Form of
    Deriv-
    ative
    Securities:
    Direct
    (D) or
    Indirect
    (I)
    (Instr. 5)

6. Nature of Indirect
    Beneficial Ownership
    (Instr. 5)

Date
Exer-
cisable

Expira-
tion
Date

Title

Amount
or
Number
of
Shares

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

Explanation of Responses:

/s/ Charles E. Ramsey

10/23/02

**Signature of Reporting Person

Date

*

If the form is filed by more than one reporting person, see Instruction 5(b)(v).

**

Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:

File three copies of this Form, one of which must be manually signed. If space is insufficient,

SeeInstruction 6 for procedure.