UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bergesen Worldwide Ltd CLARENDON HOUSE 2 CHURCH STREET HAMILTON, BERMUDAÂ HM11 |
 |  X |  |  |
Sohmen Family Foundation HEILIGKREUZ 6 P.O. BOX 484 VADUZ, LIECHTENSTEINÂ LI-9490 |
 |  X |  |  |
Helmut Sohmen, Chairman, Bergesen Worldwide Limited | 08/22/2006 | |
**Signature of Reporting Person | Date | |
Helmut Sohmen, President, Sohmen Family Foundation | 08/22/2006 | |
**Signature of Reporting Person | Date | |
Karl Josef Hier, Member of Foundation Council, Sohmen Family Foundation | 08/22/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Bergesen Worldwide Limited directly owns 3,860,000 shares of Commmon Stock of the Issuer. As Sohmen Family Foundation beneficially owns 93.25% of the common stock of Bergesen Worldwide Limited, Sohmen Family Foundation may therefore be deemed to beneficially own the Common Stock directly owned by Bergesen Worldwide Limited. The filing of this Form 3, however, should not be construed as an admission that Sohmen Family Foundation is the beneficial owner of any of the Common Stock directly owned by Bergesen Worldwide Limited. |