UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | 02/13/2015(2) | 02/13/2025 | Common Stock | 100,000 | $ 5.34 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ben-David Ofer C/O JIVE SOFTWARE, INC. 325 LYTTON AVENUE, SUITE 200 PALO ALTO, CA 94301 |
 |  |  EVP of Engineering |  |
/s/ Kate Johnson, by power of attorney | 03/04/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 328,125 shares of JIVE common stock that are represented by restricted stock units ("RSUs"). 21,875 of the RSUs subject to the total grant of 350,000 RSUs vested on February 16, 2015, and 1/16th of the total RSU grant will vest on or around the 16th of each of May, August, November and February thereafter, subject to the Reporting Person's continued service through each vesting date. |
(2) | 4,166 shares subject to this option are vested as of the date hereof. The remaining shares subject to this option will vest in equal monthly installments on the monthly anniversary of February 19, 2015 over the next 46 months, subject to the Reporting Person's continued service through each vesting date. |