|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
restricted stock units | $ 0 | 12/05/2013 | A | 19.0519 | 06/17/2014 | 06/17/2022 | Common stock | 19.0519 | $ 0 (2) | 5,086.8485 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Rolfe Ronald S 801 CRESCENT CENTRE DRIVE SUITE 600 FRANKLIN, TN 37067 |
X |
/s/ Gail E. Lehman, Attorney-in-Fact for Ronald S. Rolfe | 12/09/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reports the reinvestment of cash dividend paid to Mr. Rolfe. In this case, Mr. Rolfe received 36.2060 as part of the Q4 $0.01 dividend on 12/05/13 and reinvested $100.67 back into NOR on 12/06/13. Mr. Rolfe has a standing order to reinvest all dividends paid by NOR back into NOR. |
(2) | Reports a grant of 19.0519 unvested rstricted stock untis relating to Common Stock of the Company in connection with a quarterly dividend of $0.01 per share, subject to the same vesting schedule of the original grant of 5,000 shares on 6/17/13, and subject to acceleration upon certain termations of service. |