SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
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SCHEDULE 13G
(RULE 13D-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13D-1(B) (C), AND (D) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13D-2(B)
(AMENDMENT NO._____)1
COGENT COMMUNICATIONS GROUP, INC.
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(Name of Issuer)
COMMON STOCK, PAR VALUE $0.001 PER SHARE
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(Title of Class of Securities)
19239V104
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(CUSIP Number)
FEBRUARY 5, 2002
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(Date of Event which requires filing of this Statement)
Check the appropriate box to designate the Rule pursuant to which this Schedule
is filed:
/_/ Rule 13d-1(b)
/_/ Rule 13d-1(c)
/X/ Rule 13d-1(d)
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(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Cusip No. 19239V104 13G Page 2 of 21 pages
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1. Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons (entities only)
Oak Investment Partners IX, Limited Partnership
06-1556218
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2. Check the Appropriate Box if a Member of a Group*
(a) /_/
(b) /X/
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3. SEC Use Only
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4. Citizenship or Place of Organization
Delaware
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Number of Shares (5) Sole Voting Power
Beneficially Owned by 1,957,507 Shares of Common Stock
Each Reporting Person ----------------------------------------------
With: (6) Shared Voting Power
Not applicable
----------------------------------------------
(7) Sole Dispositive Power
1,957,507 Shares of Common Stock
----------------------------------------------
(8) Shared Dispositive Power
Not applicable
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
1,957,507 Shares of Common Stock
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10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
/_/
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11. Percent of Class Represented by Amount in Row (9)
14.25%
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12. Type of Reporting Person*
PN
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SEE INSTRUCTIONS BEFORE FILLING OUT!
Cusip No. 19239V104 13G Page 3 of 21 pages
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1. Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons (entities only)
Oak Associates IX, LLC
06-1556230
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2. Check the Appropriate Box if a Member of a Group*
(a) /_/
(b) /X/
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3. SEC Use Only
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4. Citizenship or Place of Organization
Delaware
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Number of Shares (5) Sole Voting Power
Beneficially Owned by Not applicable
Each Reporting Person ----------------------------------------------
With: (6) Shared Voting Power
1,957,507 Shares of Common Stock
----------------------------------------------
(7) Sole Dispositive Power
Not applicable
----------------------------------------------
(8) Shared Dispositive Power
1,957,507 Shares of Common Stock
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
1,957,507 Shares of Common Stock
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10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
/_/
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11. Percent of Class Represented by Amount in Row (9)
14.25%
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12. Type of Reporting Person*
OO-LLC
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SEE INSTRUCTIONS BEFORE FILLING OUT!
Cusip No. 19239V104 13G Page 4 of 21 pages
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1. Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons (entities only)
Oak IX Affiliates Fund - A, Limited Partnership
06-1571899
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2. Check the Appropriate Box if a Member of a Group*
(a) /_/
(b) /X/
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3. SEC Use Only
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4. Citizenship or Place of Organization
Delaware
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Number of Shares (5) Sole Voting Power
Beneficially Owned by 46,985 Shares of Common Stock
Each Reporting Person ----------------------------------------------
With: (6) Shared Voting Power
Not applicable
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(7) Sole Dispositive Power
46,985 Shares of Common Stock
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(8) Shared Dispositive Power
Not applicable
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
46,985 Shares of Common Stock
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10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
/_/
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11. Percent of Class Represented by Amount in Row (9)
0.34%
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12. Type of Reporting Person*
PN
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SEE INSTRUCTIONS BEFORE FILLING OUT!
Cusip No. 19239V104 13G Page 5 of 21 pages
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1. Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons (entities only)
Oak IX Affiliates Fund, Limited Partnership
06-1556229
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2. Check the Appropriate Box if a Member of a Group*
(a) /_/
(b) /X/
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3. SEC Use Only
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4. Citizenship or Place of Organization
Delaware
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Number of Shares (5) Sole Voting Power
Beneficially Owned by 20,863 Shares of Common Stock
Each Reporting Person ----------------------------------------------
With: (6) Shared Voting Power
Not applicable
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(7) Sole Dispositive Power
20,863 Shares of Common Stock
----------------------------------------------
(8) Shared Dispositive Power
Not applicable
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
20,863 Shares of Common Stock
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10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
/_/
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11. Percent of Class Represented by Amount in Row (9)
0.15%
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12. Type of Reporting Person*
PN
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SEE INSTRUCTIONS BEFORE FILLING OUT!
Cusip No. 19239V104 13G Page 6 of 21 pages
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1. Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons (entities only)
Oak IX Affiliates, LLC
06-1556233
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2. Check the Appropriate Box if a Member of a Group*
(a) /_/
(b) /X/
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3. SEC Use Only
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4. Citizenship or Place of Organization
Delaware
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Number of Shares (5) Sole Voting Power
Beneficially Owned by Not applicable
Each Reporting Person ----------------------------------------------
With: (6) Shared Voting Power
67,848 Shares of Common Stock
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(7) Sole Dispositive Power
Not applicable
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(8) Shared Dispositive Power
67,848 Shares of Common Stock
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
67,848 Shares of Common Stock
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10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
/_/
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11. Percent of Class Represented by Amount in Row (9)
0.49%
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12. Type of Reporting Person*
OO-LLC
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SEE INSTRUCTIONS BEFORE FILLING OUT!
Cusip No. 19239V104 13G Page 7 of 21 pages
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1. Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons (entities only)
Oak Management Corporation
06-0990851
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2. Check the Appropriate Box if a Member of a Group*
(a) /_/
(b) /X/
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3. SEC Use Only
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4. Citizenship or Place of Organization
Delaware
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Number of Shares (5) Sole Voting Power
Beneficially Owned by Not applicable
Each Reporting Person ----------------------------------------------
With: (6) Shared Voting Power
2,025,355 Shares of Common Stock
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(7) Sole Dispositive Power
Not applicable
----------------------------------------------
(8) Shared Dispositive Power
2,025,355 Shares of Common Stock
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
2,025,355 Shares of Common Stock
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10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
/_/
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11. Percent of Class Represented by Amount in Row (9)
14.71%
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12. Type of Reporting Person*
CO
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SEE INSTRUCTIONS BEFORE FILLING OUT!
Cusip No. 19239V104 13G Page 8 of 21 pages
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1. Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons (entities only)
Bandel L. Carano
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2. Check the Appropriate Box if a Member of a Group*
(a) /_/
(b) /X/
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3. SEC Use Only
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4. Citizenship or Place of Organization
United States
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Number of Shares (5) Sole Voting Power
Beneficially Owned by Not applicable
Each Reporting Person ----------------------------------------------
With: (6) Shared Voting Power
2,025,355 Shares of Common Stock
----------------------------------------------
(7) Sole Dispositive Power
Not applicable
----------------------------------------------
(8) Shared Dispositive Power
2,025,355 Shares of Common Stock
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
2,025,355 Shares of Common Stock
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10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
/_/
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11. Percent of Class Represented by Amount in Row (9)
14.71%
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12. Type of Reporting Person*
IN
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SEE INSTRUCTIONS BEFORE FILLING OUT!
Cusip No. 19239V104 13G Page 9 of 21 pages
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1. Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons (entities only)
Gerald R. Gallagher
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2. Check the Appropriate Box if a Member of a Group*
(a) /_/
(b) /X/
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3. SEC Use Only
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4. Citizenship or Place of Organization
United States
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Number of Shares (5) Sole Voting Power
Beneficially Owned by Not applicable
Each Reporting Person ----------------------------------------------
With: (6) Shared Voting Power
2,025,355 Shares of Common Stock
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(7) Sole Dispositive Power
Not applicable
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(8) Shared Dispositive Power
2,025,355 Shares of Common Stock
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
2,025,355 Shares of Common Stock
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10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
/_/
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11. Percent of Class Represented by Amount in Row (9)
14.71%
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12. Type of Reporting Person*
IN
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SEE INSTRUCTIONS BEFORE FILLING OUT!
Cusip No. 19239V104 13G Page 10 of 21 pages
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1. Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons (entities only)
Edward F. Glassmeyer
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2. Check the Appropriate Box if a Member of a Group*
(a) /_/
(b) /X/
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3. SEC Use Only
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4. Citizenship or Place of Organization
United States
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Number of Shares (5) Sole Voting Power
Beneficially Owned by Not applicable
Each Reporting Person ----------------------------------------------
With: (6) Shared Voting Power
2,025,355 Shares of Common Stock
----------------------------------------------
(7) Sole Dispositive Power
Not applicable
----------------------------------------------
(8) Shared Dispositive Power
2,025,355 Shares of Common Stock
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
2,025,355 Shares of Common Stock
--------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
/_/
--------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
14.71%
--------------------------------------------------------------------------------
12. Type of Reporting Person*
IN
--------------------------------------------------------------------------------
SEE INSTRUCTIONS BEFORE FILLING OUT!
Cusip No. 19239V104 13G Page 11 of 21 pages
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1. Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons (entities only)
Fredric W. Harman
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2. Check the Appropriate Box if a Member of a Group*
(a) /_/
(b) /X/
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3. SEC Use Only
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4. Citizenship or Place of Organization
United States
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Number of Shares (5) Sole Voting Power
Beneficially Owned by Not applicable
Each Reporting Person ----------------------------------------------
With: (6) Shared Voting Power
2,025,355 Shares of Common Stock
----------------------------------------------
(7) Sole Dispositive Power
Not applicable
----------------------------------------------
(8) Shared Dispositive Power
2,025,355 Shares of Common Stock
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
2,025,355 Shares of Common Stock
--------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
/_/
--------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
14.71%
--------------------------------------------------------------------------------
12. Type of Reporting Person*
IN
--------------------------------------------------------------------------------
SEE INSTRUCTIONS BEFORE FILLING OUT!
Cusip No. 19239V104 13G Page 12 of 21 pages
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1. Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons (entities only)
Ann H. Lamont
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2. Check the Appropriate Box if a Member of a Group*
(a) /_/
(b) /X/
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3. SEC Use Only
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4. Citizenship or Place of Organization
United States
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Number of Shares (5) Sole Voting Power
Beneficially Owned by Not applicable
Each Reporting Person ----------------------------------------------
With: (6) Shared Voting Power
2,025,355 Shares of Common Stock
----------------------------------------------
(7) Sole Dispositive Power
Not applicable
----------------------------------------------
(8) Shared Dispositive Power
2,025,355 Shares of Common Stock
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
2,025,355 Shares of Common Stock
--------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*
/_/
--------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
14.71%
--------------------------------------------------------------------------------
12. Type of Reporting Person*
IN
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SEE INSTRUCTIONS BEFORE FILLING OUT!
Cusip No. 19239V104 13G Page 13 of 21 pages
Schedule 13G
Amendment No. __*
Common Stock Par Value $0.001
CUSIP No. 19239V104
ITEM 1(a) NAME OF ISSUER:
Cogent Communications Group, Inc.
ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
1015 31st Street N.W.
Washington, DC 20007
ITEM 2(a) NAME OF PERSON FILING:
Oak Investment Partners IX, Limited Partnership
Oak Associates IX, LLC
Oak IX Affiliates Fund - A, Limited Partnership
Oak IX Affiliates Fund, Limited Partnership
Oak IX Affiliates, LLC
Oak Management Corporation
Bandel L. Carano
Gerald R. Gallagher
Edward F. Glassmeyer
Fredric W. Harman
Ann H. Lamont
ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
c/o Oak Management Corporation
One Gorham Island
Westport, Connecticut 06880
ITEM 2(c) CITIZENSHIP:
Please refer to Item 4 on each cover sheet for each filing person.
ITEM 2(d) TITLE OF CLASS OF SECURITIES:
Common stock, par value $0.001 per share
ITEM 2(e) CUSIP NUMBER: 19239V104
ITEM 3 Not applicable
ITEM 4 OWNERSHIP.
The approximate percentages of shares of common stock reported as
beneficially owned by the Reporting Persons is based upon 3,601,470 shares of
common stock outstanding as of February 15, 2002, as reported by the Issuer
to the Reporting Persons, plus 2,600,000 shares of common stock issuable upon
conversion of the Issuer's issued and outstanding Series A preferred stock
(the "Series A Preferred"), 19,809,783 shares of common stock issuable upon
conversion of the Issuer's issued and outstanding Series B preferred stock
(the "Series B Preferred"), and 4,977,340 shares of common stock issuable
upon conversion of the Issuer's issued and outstanding Series C preferred
Cusip No. 19239V104 13G Page 14 of 21 pages
stock (the "Series C Preferred"), all as reported by the Issuer to the
Reporting Persons. For all computations with respect to this Schedule 13G,
the percentage beneficially owned by each reporting person was calculated on
a fully diluted, as converted basis of all of the Issuer's issued and
outstanding Series A Preferred, Series B Preferred and Series C Preferred,
including shares held by third parties.
Amounts shown as beneficially owned by each of Oak Investment Partners
IX, Limited Partnership ("Oak Investment X") and Oak Associates IX, LLC, Oak
Management, Bandel L. Carano, Edward F. Glassmeyer, Gerald R. Gallagher, Fredric
W. Harman, and Ann H. Lamont include the (i) 483,250 shares of common stock into
which the shares of Series A Preferred held by Oak Investment IX may be
converted, (ii) 548,032 shares of common stock into which the shares of Series B
Preferred held by Oak Investment IX may be converted, and (iii) 926,225 shares
of common stock into which the shares of Series C Preferred held by Oak
Investment IX may be converted.
Amounts shown as beneficially owned by each of Oak IX Affiliates
Fund-A, Limited Partnership ("Oak Affiliates-A IX"), Oak IX Affiliates, LLC, Oak
Management, Bandel L. Carano, Edward F. Glassmeyer, Gerald R. Gallagher, Fredric
W. Harman, and Ann H. Lamont include the (i) 11,599 shares of common stock into
which the shares of Series A Preferred held by Oak Affiliates-A IX may be
converted, (ii) 13,154 shares of common stock into which the shares of Series B
Preferred held by Oak Affiliates-A IX may be converted, and (iii) 22,232 shares
of common stock into which the shares of Series C Preferred held by Oak
Affiliates-A IX may be converted.
Amounts shown as beneficially owned by each of Oak IX Affiliates Fund,
Limited Partnership ("Oak Affiliates IX"), Oak IX Affiliates, LLC, Oak
Management, Bandel L. Carano, Edward F. Glassmeyer, Gerald R. Gallagher, Fredric
W. Harman, and Ann H. Lamont include the (i) 5,150 shares of common stock into
which the shares of Series A Preferred held by Oak Affiliates IX may be
converted, (ii) 5,841 shares of common stock into which the shares of Series B
Preferred held by Oak Affiliates IX may be converted, and (iii) 9,872 shares of
common stock into which the shares of Series C Preferred held by Oak Affiliates
IX may be converted.
Please see Items 5, 6, 7, 8, 9 and 11 for each cover sheet for each
filing entity.
ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following: [ ]
ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON.
Not applicable
ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY.
Not applicable
ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not applicable
Cusip No. 19239V104 13G Page 15 of 21 pages
ITEM 9 NOTICE OF DISSOLUTION OF GROUP.
Not applicable
ITEM 10 CERTIFICATIONS.
Not applicable
Cusip No. 19239V104 13G Page 16 of 21 pages
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Signature:
Dated: February 15, 2002
Entities:
Oak Investment Partners IX, Limited Partnership
Oak Associates IX, LLC
Oak IX Affiliates Fund - A, Limited Partnership
Oak IX Affiliates Fund, Limited Partnership
Oak IX Affiliates, LLC
Oak Management Corporation
By: /s/ Edward F. Glassmeyer
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Edward F. Glassmeyer, as
General Partner or
Managing Member or as
Attorney-in-fact for the
above-listed entities
Individuals:
Bandel L. Carano
Gerald R. Gallagher
Edward F. Glassmeyer
Fredric W. Harman
Ann H. Lamont
By: /s/ Edward F. Glassmeyer
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Edward F. Glassmeyer,
Individually and as
Attorney-in-fact for the
above-listed individuals
Cusip No. 19239V104 13G Page 17 of 21 pages
INDEX TO EXHIBITS
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Page
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EXHIBIT A Agreement of Reporting Persons 18
EXHIBIT B Power of Attorney 19