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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bergesen Worldwide Ltd CLARENDON HOUSE 2 CHURCH STREET HAMILTON, D0 HM 11 |
X | |||
Sohmen Family Foundation HEILIGKREUZ 6, P O BOX 484 VADUZ, N2 FL-9490 |
X |
/s/ Helmut Sohmen, Chairman, Bergesen Worldwide Limited | 05/16/2007 | |
**Signature of Reporting Person | Date | |
/s/ Helmut Sohmen, President of Foundation Council, Sohmen Family Foundation | 05/16/2007 | |
**Signature of Reporting Person | Date | |
/s/ Karl Josef Hier, Member of Foundation Council, Sohmen Family Foundation | 05/16/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares of Common Stock have been sold by Bergesen Worldwide Limited to Morgan Stanley & Co. Incorporated on a closing that occurred on May 14, 2007. |
(2) | Bergesen Worldwide Limited directly owned 3,860,000 shares of Common Stock of the Issuer. As Sohmen Family Foundation beneficially owns 93.25% of the common stock of Bergesen Worldwide Limited, Sohmen Family Foundation may therefore have been deemed to beneficially own the Common Stock directly owned by Bergesen Worldwide Limited. The filing of this Form 4, however, should not be construed as an admission that Sohmen Family Foundation was the beneficial owner of any of the Common Stock directly owned by Bergesen Worldwide Limited. |