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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940
| o | Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
| 1. | Name and Address of Reporting Person* |
2. | Issuer Name and Ticker or Trading Symbol |
3. | I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) |
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| Thomas Barbara S. (Last) (First) (Middle) |
The Dial Corporation (DL) |
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| 15501 N. Dial Boulevard Suite 2212 (Street) |
4. | Statement for Month/Day/Year | 5. | If Amendment, Date of Original (Month/Day/Year) | ||||||||
| 10/15/2002 |
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| 6. | Relationship of Reporting Person(s) to Issuer (Check All Applicable) |
7. | Individual or Joint/Group Filing (Check Applicable Line) |
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| Scottsdale AZ 85260 (City) (State) (Zip) USA |
x | Director | o | 10% Owner | x | Form Filed by One Reporting Person | ||||||
| o | Officer (give title below) | o | Form Filed by More than One Reporting Person | |||||||||
| o | Other (specify below) | |||||||||||
| Reminder: | Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see instruction 4(b)(v). | |
| Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||||
| 1. | Title of Security (Instr. 3) |
2. | Transaction Date (Month/Day/Year) |
2A. | Deemed Execution Date, if any (Month/Day/Year) |
3. | Transaction Code (Instr. 8) |
4. | Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. | Amount of Sec- urities Beneficially Owned Following Reported Trans- action(s) (Instr. 3 and 4) |
6. | Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. | Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | Amount | (A) or (D) |
Price | |||||||||||||||||||
| The Dial Corporation Common Stock | 1,000.00 | D | |||||||||||||||||||||
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| Table II — Derivative
Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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| 1. | Title of Derivative Security (Instr. 3) |
2. | Conversion or Exercise Price of Derivative Security |
3. | Transaction Date (Month/Day/Year) |
3A. | Deemed Execution Date, if any (Month/Day/Year) |
4. | Transaction Code (Instr. 8) |
5. | Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
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| Code | V | (A) | (D) | ||||||||||||||
| Options-Right to Buy | 14.4250 | ||||||||||||||||
| Options-Right to Buy | 14.3750 | ||||||||||||||||
| Options-Right to Buy | 23.1563 | ||||||||||||||||
| Options-Right to Buy | 27.0000 | ||||||||||||||||
| Options-Right to Buy | 10.8438 | ||||||||||||||||
| Options-Right to Buy | 16.5313 | ||||||||||||||||
| Options-Right to Buy | 19.7800 | ||||||||||||||||
| Options-Right to Buy | 19.7800 | ||||||||||||||||
| Phantom Stock Units | 1-for-1 | A | 12.23 | ||||||||||||||
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| Table II — Derivative
Securities Acquired, Disposed of, or Beneficially Owned — Continued (e.g., puts, calls, warrants, options, convertible securities) |
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| 6. | Date Exercisable and Expiration Date (Month/Day/Year) |
7. | Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. | Price of Derivative Security (Instr. 5) |
9. | Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. | Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. | Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
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| (1) | 06/07/2011 | The Dial Corporation Common Stock | 6,200.00 | D | |||||||||||||
| (1) | 01/27/2007 | The Dial Corporation Common Stock | 9,400.00 | D | |||||||||||||
| (1) | 08/20/2008 | The Dial Corporation Common Stock | 3,900.00 | D | |||||||||||||
| (1) | 8/19/2009 | The Dial Corporation Common Stock | 3,300.00 | D | |||||||||||||
| (1) | 08/17/2010 | The Dial Corporation Common Stock | 8,300.00 | D | |||||||||||||
| (1) | 08/08/2007 | The Dial Corporation Common Stock | 5,500.00 | D | |||||||||||||
| (2) | 06/06/2012 | The Dial Corporation Common Stock | 4,600.00 | D | |||||||||||||
| (1) | 6/6/2012 | The Dial Corporation Common Stock | 4,600.00 | D | |||||||||||||
| (3) | The Dial Corporation Common Stock | 12.23 | 6,673.03 | D | |||||||||||||
Explanation of Responses:
1. Annual stock option award granted pursuant to the 1996 Stock Incentive Plan. 50% of the options are exercisable one year after grant and 100% exercisable two years after grant.
2. Refresher stock option award granted after each successive five years of service pursuant to the 1996 Stock Incentive Plan. 50% of the options are exercisable one year after grant and 100% exercisable two years after grant.
3. Between October 11 and October 15, 2002 the reporting person acquired 12.23 phantom stock units at a price of $21.44 as a result of dividend payments under the Corporation Directors Deferred Compensation Plan.
| /s/ LUCINDA K.
STEWART Attorney-In-Fact |
10-17-02 | |
**Signature of Reporting Person |
Date |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | |
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