BlackRock (BLK) Receives Wells Notice From the SEC

BlackRock (BLK) disclosed in an 8-K filing that on June 17 the world’s biggest money manager received a “Wells Notice” from the U.S Securities and Exchange Commission [SEC] indicating the regulator’s staff is considering filing action against the firm over a former portfolio manager who used BlackRock funds to invest in a company with which […] View the full post at: BlackRock (BLK) Receives Wells Notice From the SEC Related posts: Is Wells Fargo Planning a Secondary Offering? SEC Poised to Begin Enforcement Actions Against AIG Execs John Paulson Doubles His Stake In Cadbury
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