Company Update (NYSE:WFC): FINRA bars ex-Wells Fargo broker for life for theft from client
December 22, 2014 at 10:41 AM EST
[Reuters] – A former Wells Fargo Advisors broker in Chico, California, has been permanently barred from the industry for stealing almost $89,000 from an elderly customer, the U.S. securities industry’s principal regulator … . . . → Read More: Company Update (NYSE:WFC): FINRA bars ex-Wells Fargo broker for life for theft from client Similar Articles: Stock Update: Wells Fargo & Co (NYSE:WFC) – Two Wells Fargo units to pay $1.5 million for anti-money laundering lapses: FINRA Stock Update (NYSE:WFC): ON THE MOVE-Wells Fargo lands JP Morgan broker team managing nearly $1 bln Stock Update: Wells Fargo & Co (NYSE:WFC) – Wells Fargo Advantage Closed-End Funds Declare Monthly Dividends