FINRA orders Wells Fargo to pay clients $3.4 mln over sales practice issues
October 16, 2017 at 10:25 AM EDT
NEW YORK, Oct 16 (Reuters) - The Financial Industry Regulatory Authority on Monday ordered Wells Fargo & Co.'s clearing services and Wells Fargo Advisors Financial Network to pay customers $3.4 million in restitution for sales practice issues related to unsuitable recommendations of certain investment products.